May 22, 2022

Volume XII, Number 142

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May 20, 2022

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Securities, SEC, & Financial Institution Law News

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Regulatory Agencies with Financial Services

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Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

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Date Title Organization
9
May
Void vs. Voidable: The Distinction That Can Make or Break a Tortious Interference Claim in Light of the Great Resignation Sheppard, Mullin, Richter & Hampton LLP
9
May
Will the Retail Apocalypse Return? ArentFox Schiff LLP
9
May
Shorthanded: Labor Board Faces Challenges In Handling Influx of Cases Barnes & Thornburg LLP
9
May
California Governor Orders DFPI To Initiate Enforcement Actions Allen Matkins Leck Gamble Mallory & Natsis LLP
9
May
ESG: Equality and Diversity in Corporate India - Time to Walk the Talk Nishith Desai Associates
9
May
Climate Change Disputes Series (I) - An Overview Nishith Desai Associates
9
May
Georgia Passes Historic Mortgage Licensing Law Bradley Arant Boult Cummings LLP
9
May
Getting to Net Zero: Lessons from Butler-Sloss v the Charity Commissioners & the Attorney General for Pension Schemes Squire Patton Boggs (US) LLP
7
May
Payment to Non-Resident for Banner Advertisement Not Taxable in India Nishith Desai Associates
7
May
SEC Division of Investment Management Director William Birdthistle Provides Remarks at ICI Investment Management Conference Vedder Price
7
May
SEC Climate and ESG Task Force Issues First Enforcement Action Mintz
7
May
SEC Staff Issues Bulletin on Standards of Conduct for Broker-Dealers and Investment Advisers Vedder Price
7
May
City of Milwaukee Property Tax Notice of Assessment Objection/Appeal Deadline – May 16, 2022 Davis|Kuelthau, s.c.
7
May
Update: UK Bans Exports of UK Professional Services to Russia and Includes Evraz plc on the UK Sanctions List Greenberg Traurig, LLP
6
May
What Are You Doing for Zero Trust Architecture? Foley & Lardner LLP
6
May
New York City’s Wage Transparency Law to Take Effect November 1, 2022 McDermott Will & Emery
6
May
Pending CFIUS Filing: Telefonaktiebolaget LM Ericsson and Vonage Holdings Corp. Squire Patton Boggs (US) LLP
6
May
SEC Nearly Doubles Size of Enforcement’s Crypto Assets and Cyber Unit Dinsmore & Shohl LLP
6
May
SEC Awards Four Whistleblowers $3.5 Million for Contributing to SEC Enforcement Action and Related Action by Other Agency Kohn, Kohn & Colapinto
6
May
Michigan Tax Foreclosures in Bankruptcy – An Auction and a Right to Claim Surplus Proceeds Insulates Against Challenge as a Fraudulent Transfer Miller Canfield

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