July 3, 2022

Volume XII, Number 184

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June 30, 2022

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
16
Jun
RISE and SHINE – The Senate’s Initial Response to House-Passed SECURE 2.0 Jackson Lewis P.C.
16
Jun
FTC Weighs In On Data Breach Notification Sheppard, Mullin, Richter & Hampton LLP
16
Jun
ESG Issues and Opportunities Arise as Companies and Asset Managers Hone in on Blockchain-Based Technology Investments Proskauer Rose LLP
16
Jun
2022 Title Insurance Financial Survey/Overview ArentFox Schiff LLP
16
Jun
401(k) Compliance Check #6: Have You Recently Checked Your 401(k) Plan’s Definition of Compensation for Deferral and Match Purposes? Foley & Lardner LLP
16
Jun
San Diego Family Care Settles Data Breach Class Action for $1 Million Robinson & Cole LLP
16
Jun
The New VBER and Vertical Guidelines Explained: Key Takeaways Greenberg Traurig, LLP
16
Jun
Top Five Labor Law Developments for May 2022 Jackson Lewis P.C.
16
Jun
Key Intellectual Property Considerations for Joint or Outside Development Projects Foley & Lardner LLP
16
Jun
Justice Department Secures Settlement with Florida Employer to Resolve Immigration-Related Discrimination Claims Norris McLaughlin P.A.
16
Jun
Motion for Preliminary Approval of Accellion Data Breach Settlement Filed in California Federal Court Squire Patton Boggs (US) LLP
16
Jun
Takeaways from Some Bitcoin Conferences [PODCAST] Bracewell LLP
15
Jun
CFPB Targets Student Loan Debt Relief Scam Reboot Sheppard, Mullin, Richter & Hampton LLP
15
Jun
Key ESG Takeaways from Bracewell Fireside Chat with CFTC and SEC Commissioners Bracewell LLP
15
Jun
FINRA Facts and Trends: June 2022 Bracewell LLP
15
Jun
The Garrulous Gavel: Cryptocurrency, Golem Impressions, and Flexitarianism, with Daren Firestone [PODCAST] Tycko & Zavareei LLP
15
Jun
Rising Interest Rates Could Mean Even More M&A Deals Structured with Cash and Equity Foley & Lardner LLP
15
Jun
SEC Investigating Lack of Insider Trading Policies for NFT/Crypto Exchanges Sheppard, Mullin, Richter & Hampton LLP
15
Jun
DAO Liability and the bZx Class Action Sheppard, Mullin, Richter & Hampton LLP
15
Jun
Say It Ain’t So (Trader) Joe’s: Grocery Chain Workers File Union Petition Barnes & Thornburg LLP

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