July 13, 2020

Volume X, Number 195

July 13, 2020

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July 10, 2020

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
1
Jul
Default Judgment Granted Against Star Loan Management in FCRA Litigation Squire Patton Boggs (US) LLP
1
Jul
Wealth Management Update: July 2020 Interest Rates for GRATs, Sales to Defective Grantor Trusts, Intrafamily Loans and Split-Interest Charitable Trusts Proskauer Rose LLP
1
Jul
The Second Circuit Upholds Reg BI Faegre Drinker
1
Jul
Are Shares Of A Corporation Owned By A Subsidiary Entitled To Vote? Allen Matkins Leck Gamble Mallory & Natsis LLP
1
Jul
The Office of the Comptroller of the Currency Solicits Public Comments on the “Digital Activities” of Banks Proskauer Rose LLP
30
Jun
IMS Insights Episode 17: Dr. Charles Cowan on COVID-19 Impacts to the CMBS Market [PODCAST] IMS ExpertServices
30
Jun
Pennsylvania Superior Court Defers Resolution of Jurisdiction-by-Registration Debate K&L Gates
30
Jun
New Philadelphia Ordinance Protects Employees Who Blow the Whistle on Unsafe Workplaces During COVID-19 Faegre Drinker
30
Jun
Global Solutions: Go Away! International Travel and Border Restrictions [PODCAST] Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
30
Jun
SEC Staff Provides Additional Disclosure Guidance Relating to the COVID-19 Pandemic Foley & Lardner LLP
30
Jun
District Court Affirms Order Requiring Production of Cyber-Investigation Report after Considering Totality of Circumstances Proskauer Rose LLP
30
Jun
Unemployment During COVID-19: After a Lay-off or Furlough [PODCAST] Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
30
Jun
D.C. Circuit Rejects SEC’s Program Testing Exchange Fees and Rebates Sheppard, Mullin, Richter & Hampton LLP
30
Jun
Don’t Let Your Business Partner Use the Pandemic as an Excuse to Keep You in the Dark Norris McLaughlin P.A.
30
Jun
SEC Releases Risk Alert Identifying Common Private Equity and Hedge Fund Compliance Deficiencies Proskauer Rose LLP
30
Jun
Privacy in the Time of Pandemic: COVID-19 Provides Opportunity to Revisit Regulation S-P Privacy Policies Proskauer Rose LLP
30
Jun
New York Announces Five BitLicense Initiatives Hunton Andrews Kurth
30
Jun
SEC Disgorgement Lives to See Another Day After Supreme Court's Liu v. SEC Ruling Greenberg Traurig, LLP
30
Jun
SEC Extends Guidance for Email Paper Documents & Manual Signatures Required Mintz
30
Jun
Strike! Eleventh Circuit in Bowling Upends Decades of Removal Jurisprudence in FCRA Case Squire Patton Boggs (US) LLP

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