July 3, 2022

Volume XII, Number 184

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June 30, 2022

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
13
Jun
California Approves Commercial Financing Disclosure Regulations Sheppard, Mullin, Richter & Hampton LLP
13
Jun
Transatlantic Trade | US and Europe – June 1-10 Squire Patton Boggs (US) LLP
13
Jun
FTC Captures $2.7 Million in Restitution from Small Business Financer Sheppard, Mullin, Richter & Hampton LLP
13
Jun
Seventh Circuit Affirms Summary Judgment Ruling Against Illinois Employee Who Refused to Participate in Sale of Product Banned in New York Jackson Lewis P.C.
13
Jun
New Florida Law Helps Shield Employers Who Assist Independent Contractors during Emergencies Foley & Lardner LLP
13
Jun
Aircraft Lessors Should Prepare for UK Restructuring Processes Katten
13
Jun
National Realty Investment Advisors Lands in Bankruptcy Stark & Stark
13
Jun
SEC Proposes Regulations to Address “Greenwashing” By Investment Funds Mintz
13
Jun
Fourth Circuit Decision Clarifies Application of Exceptions to Discharge in a Subchapter V Bradley Arant Boult Cummings LLP
13
Jun
SEC Proposes ESG Reporting and Disclosure Requirements for Private Fund Advisers Proskauer Rose LLP
13
Jun
The French Supreme Court Confirms the Maximum Amount of Damages for Unfair Dismissal K&L Gates
13
Jun
Show or Tell: A Road Map for Board Diversity Laws Mintz
13
Jun
French Insider Podcast Episode 14: French Investments in the U.S. Wine Industry [PODCAST] Sheppard, Mullin, Richter & Hampton LLP
13
Jun
FTC Signals New Action on Noncompetes – But Is That the Will of the People? Epstein Becker & Green, P.C.
13
Jun
A Fool in Idaho; SEC Sues Idahoans for Insider Trading Scheme Norris McLaughlin P.A.
13
Jun
SEC Reopens Comment Period On Deeply Flawed Proposed Claw-Back Rules Allen Matkins Leck Gamble Mallory & Natsis LLP
13
Jun
CFTC Wades Into Climate Regulation Mintz
13
Jun
Sanctions Watch: UK Authority Outlines Powers to Impose Strict Liability Civil Penalties Cadwalader, Wickersham & Taft LLP
10
Jun
New DoD Guidance on Inflation and Economic Price Adjustments Bradley Arant Boult Cummings LLP
10
Jun
Shareholder Activism: An ESG Tool or A Founder's Curse? Nishith Desai Associates

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