July 13, 2020

Volume X, Number 195

July 10, 2020

Subscribe to Latest Legal News and Analysis

Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
29
Jun
DC Circuit Repudiates SEC Program for Testing Exchange Fee Structures Sheppard, Mullin, Richter & Hampton LLP
29
Jun
European Commission Initiates Consultation on Possible New Competition Investigation Tool McDermott Will & Emery
29
Jun
Commercial Court confirms Pre-Action Disclosure is not the norm Squire Patton Boggs (US) LLP
28
Jun
Ten Compliance Mistakes Made by Online Training and Business Coaching Program Providers Hinch Newman LLP
27
Jun
An Empire State Glimmer of Hope for Crypto K&L Gates
26
Jun
Volcker 3.0: The Agencies Relax the Volcker Rule Requirements for Securitizations and Foreign Funds and Grant New Exemptions from the Covered Fund Restrictions Cadwalader, Wickersham & Taft LLP
26
Jun
Five Takeaways: What’s New in Energy Private Equity? Trends and Developments in a Shifting Investment Landscape [VIDEO] McDermott Will & Emery
26
Jun
NFA Sets Effective Date for Rule Amendments Related to NFA’s Penalties and Disciplinary Procedures Katten
26
Jun
SEC Division of Corporation Finance Issues Additional Disclosure Guidance Related to COVID-19 Pandemic Katten
26
Jun
CFTC Approves Two Final Rules and Two Proposed Rules at June 25 Open Meeting Katten
26
Jun
DFC-DPA Loan Program: New Federal Loan Program for Critical Projects Womble Bond Dickinson (US) LLP
26
Jun
European Parliament Adopts Criteria for Sustainable Investments Greenberg Traurig, LLP
26
Jun
Prudential Regulators Revise Initial Margin Rules for Uncleared Swaps Katten
26
Jun
IRS Targets Private Foundations That May Be Used by Wealthy Taxpayers in Tax Planning McDermott Will & Emery
26
Jun
SEC Antitrust Memo; Chairman Speaks on Equity Market Structure; FINRA CAB Suitability Katten
26
Jun
FDIC Publishes Final Rule Regarding the “Valid When Made” Doctrine Katten
26
Jun
Volcker Rule Regulators Make Changes to Covered Fund Rules Katten
26
Jun
UK Corporate & Financial Update: New Prudential Regime Statement, Legacy LIBOR Contracts, & Cryptoasset Business Registration Katten
26
Jun
Brexit: UK Government Statement on Implementing Regulatory Reforms Katten
26
Jun
Experian Avoids Hefty Punitive Damage Award, but Still Has to Pay $5,000 for a Single FCRA Violation For Claimed Pain and Suffering Squire Patton Boggs (US) LLP

Pages

LATEST LEGAL NEWS & ANALYSIS

TRENDING LEGAL ANALYSIS