August 16, 2022

Volume XII, Number 228

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August 15, 2022

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

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Date Title Organization
27
Jul
New Louisiana Laws on Hair Discrimination and Wage Garnishment Take Effect on August 1, 2022 Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
27
Jul
New World Tech Fall Victim To Old World Tricks K&L Gates
26
Jul
Time to Evaluate Your Filer Status for Next Year Mintz
26
Jul
Podcast: Driving the I-75 with Rick Walker of GAMA Georgia [PODCAST] ArentFox Schiff LLP
26
Jul
Federal Privacy Legislation – Is it finally happening? Bracewell LLP
26
Jul
ADA Claims Continue to Snag Online Merchants Katten
26
Jul
Receiverships Under Michigan's New Assignment of Rents Act Miller Canfield
26
Jul
Sessions Replay Litigation Recap – Open Questions Post-Javier Squire Patton Boggs (US) LLP
26
Jul
Weekly Bankruptcy Alert: July 26, 2022 Pierce Atwood LLP
26
Jul
IRS Releases Five-Year Strategic Plan with Emphasis on Enforcement McDermott Will & Emery
26
Jul
SBA Expands Past Performance Universe for Small Businesses Bradley Arant Boult Cummings LLP
26
Jul
HMRC Announces Welcome Changes to the QAHC Regime Proskauer Rose LLP
26
Jul
UK Law Enforcement Identify Common Sanctions Evasion Tactics and Use of UK-Based ‘Enablers’ Greenberg Traurig, LLP
26
Jul
Fireworks, Hot Dogs, and Bankruptcy? Ward and Smith, P.A.
26
Jul
Court: OTC Company Has The Capacity To Protect Its Own Interests Allen Matkins Leck Gamble Mallory & Natsis LLP
26
Jul
SEC Announces $17 Million Award to Whistleblower Proskauer Rose LLP
25
Jul
Ransomware: To Pay or Not to Pay? It Just Got More Complicated McDermott Will & Emery
25
Jul
Pay Transparency Laws Are All The Rage: Looks Like New York State Is Joining the Party Foley & Lardner LLP
25
Jul
USCIS Expands Eligibility for Premium Processing Upgrades of EB-1C Multinational Executive/Manager and EB-2 National Interest Waiver Petitions Mintz
25
Jul
FINRA Facts and Trends: July 2022 Bracewell LLP

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