| Nov 4 2014 |
The Latest from Dodd-Frank: Credit Risk Retention Rule Finalized |
Morgan, Lewis & Bockius LLP |
| Nov 3 2014 |
The High Cost of Whistleblowing |
Mintz |
| Nov 3 2014 |
OFAC Settlement Extends Violations to “Support Service” Providers |
Morgan, Lewis & Bockius LLP |
| Nov 3 2014 |
California Federal Court Finds Use Of “P” Word Does Not Necessarily A Partnership Make |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 3 2014 |
Institutional Shareholder Services (ISS) Announces Launch of QuickScore 3.0 |
Katten |
| Nov 2 2014 |
A Trap for the Unwary in International Acquisitions: New Information Rights for Employees Prior to Sale of Company in France |
Covington & Burling LLP |
| Nov 2 2014 |
Business Judgment Rule Protects Board’s Decision to Maximize the Value of an Insolvent Delaware Corporation Even If It Puts Creditors at Risk |
Mintz |
| Nov 2 2014 |
European Commission Adopts First Equivalence Decisions for Non-EU Central Counterparties (CCPs) |
Katten |
| Nov 2 2014 |
Securities Class Action Dismissed Where Information Was Publicly Available - Reinschmidt v. Zillow, Inc. |
Katten |
| Nov 2 2014 |
Three Take-Aways from the SEC’s Six-Month Report on Administrative Proceedings |
Mintz |
| Nov 2 2014 |
SEC Provides Relief to Goldman Sachs Execution & Clearing (GSEC) From Rule 204 Close-Out Requirements |
Katten |
| Nov 1 2014 |
Evaluating Foreign Investment Restraints in China |
Covington & Burling LLP |
| Nov 1 2014 |
Layne Christensen Settles SEC FCPA Probe |
Faegre Drinker |
| Nov 1 2014 |
Updated: Commodity Futures Trading Commission (CFTC) Extends Relief to Futures Commission Merchants (FCMs) from Certain Commingling Requirements |
Katten |
| Nov 1 2014 |
UK Regulators Launch Review of Fixed Income, Foreign Exchange and Commodities Markets |
Katten |
| Nov 1 2014 |
Italian Short-Term Ban on Shorting Banca Monte dei Paschi di Siena spa and Banca Carige spa |
Katten |
| Nov 1 2014 |
ISS Quickscore 3.0 – Review Validation Data Before November 14th |
Womble Bond Dickinson (US) LLP |
| Oct 31 2014 |
District Court Holds Video Game Company’s Optimistic Statements Are Not Actionable |
Katten |
| Oct 31 2014 |
Updated European Market Infrastructure Regulation (EMIR) Q&A Published by European Securities and Markets Authority (ESMA) |
Katten |
| Oct 31 2014 |
Six Federal Agencies Jointly Approve Final Risk Retention Rule |
Katten |
| Oct 30 2014 |
What ERISA Service Providers Should Know About Money Market Reform |
Faegre Drinker |
| Oct 30 2014 |
Political Spending Disclosures – An Idea So Good That I Think You Should Pay For It |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 28 2014 |
The Proper Purpose Of Discovery In California Derivative Suits |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 28 2014 |
Better Culture; Accountants; London Whale; Asset-Backed Securities; Collusive Activity; Cybersecurity - Bridging the Week: October 20-27, 2014 [VIDEO] |
Katten |
| Oct 28 2014 |
UK Legal Update: De facto vs Shadow Directorships |
Greenberg Traurig, LLP |
| Oct 27 2014 |
Delaware Court of Chancery Rejects Contemporaneous Ownership Requirement For Creditors Asserting Derivative Claims |
Sheppard, Mullin, Richter & Hampton LLP |
| Oct 27 2014 |
Should The SEC Ask What Would Blackstone Do? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 27 2014 |
Financial Industry Regulatory Authority (FINRA) Remarks at the National Society of Compliance Professionals Conference |
Katten |
| Oct 26 2014 |
SEC Denies Two Proposed Applications for Non-Transparent Active ETFs |
Katten |
| Oct 26 2014 |
SEC Announces Record Number of Enforcement Actions in FY 2014 |
Katten |
| Oct 25 2014 |
SEC Sanctions Athena in First High-Frequency Trading Manipulation Case |
Katten |
| Oct 24 2014 |
AIFM Directive for US Private Fund Managers |
Katten |
| Oct 24 2014 |
Committee on Payments and Market Infrastructures-International Organization of Securities Commissioners (CPMI-IOSCO) Recovery of Financial Market Infrastructures Report |
Katten |
| Oct 24 2014 |
Delaware Court of Chancery Rejects Controlling Stockholder Claims and Applies Business Judgment Rule to Merger Suits |
Katten |
| Oct 24 2014 |
CFTC Issues Interpretation Regarding Accounting for Customer Margin Payments Using Automated Clearing House Payment Processing |
Katten |
| Oct 24 2014 |
Commissioner’s Concerns About Civil Penalties Temper SEC’s Release of FY14 Enforcement Results |
Faegre Drinker |
| Oct 22 2014 |
Can An Employment Agreement Be A Wee Bit Too Integrated? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 22 2014 |
Changes on Horizon for Equity Compensation Plans as ISS (Institutional Shareholder Services Inc.) Issues New Draft Policy |
Sheppard, Mullin, Richter & Hampton LLP |
| Oct 22 2014 |
Forum Selection Clauses Were Here Before They Were In Bylaws (Delaware) |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 21 2014 |
China State Council Approves Adjustment of Special Access Management Measures in Shanghai Pilot Free Trade Zone |
Sheppard, Mullin, Richter & Hampton LLP |
| Oct 20 2014 |
Bridging the Week: October 13 to 17 and 20, 2014 (Marking the Close; CPO Delegation; Clearinghouse Recovery; To Tweet or Not to Tweet) |
Katten |
| Oct 20 2014 |
FINRA Again Cautions Against Confidentiality Provisions Silencing Whistleblowers |
Proskauer Rose LLP |
| Oct 19 2014 |
International Securities Exchange (ISE) Proposes to Amend Rules Regarding Information Barriers Between Customer and Proprietary Businesses |
Katten |
| Oct 17 2014 |
Investment Adviser Challenges Constitutionality of SEC Administrative Proceedings |
Katten |
| Oct 17 2014 |
Commodity Futures Trading Commission (CFTC) Provides Additional Relief to Certain Delegating Commodity Pool Operators (CPOs) |
Katten |
| Oct 17 2014 |
Delaware Chancery Rejects Books and Records Demand as Time-Barred |
Katten |
| Oct 17 2014 |
SEC Investor Advisory Committee Releases Recommendations on Changes to Accredited Investor Definition |
Katten |
| Oct 17 2014 |
Institutional Shareholder Services (ISS) Releases 2015 Draft Voting Policy Changes for Comment |
Katten |
| Oct 17 2014 |
SEC Faces New Constitutional Challenge to Administrative Proceedings Based on Tenure Protection of Administrative Law Judges |
Faegre Drinker |
| Oct 17 2014 |
The Point Of An Unenforceable Noncompete May Be Very Sharp Indeed |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
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