| May 2 2014 |
Broker-Dealer Regulatory Developments |
Godfrey & Kahn S.C. |
| May 2 2014 |
SEC (Securities and Exchange Commission) Issues Partial Stay of Conflict Minerals Rule |
Hunton Andrews Kurth |
| May 2 2014 |
Securities and Exchange Commission (SEC) Issues Statement on the Effect of the Recent US Court of Appeals Decision on the Conflict Minerals Rule |
Katten |
| May 2 2014 |
Securities and Exchange Commission (SEC) Clarifies Conflict Minerals Reporting Requirements |
Armstrong Teasdale |
| May 2 2014 |
Commodities Futures Trading Commission (CFTC) Provides Relief Regarding Package Transactions |
Katten |
| May 2 2014 |
District Court Sustains Attachment and Garnishment Writs Under Equitable Powers |
Katten |
| May 2 2014 |
Meandering Through Minutiae – How The Type of Consideration Can Determine The Need For Shareholder Approval |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 1 2014 |
SEC (Securities and Exchange Commission) Guidance on the Testimonial Rule and Social Media |
Godfrey & Kahn S.C. |
| May 1 2014 |
SEC (Securities and Exchange Commission) Focuses on Alternative Funds |
Godfrey & Kahn S.C. |
| Apr 30 2014 |
Securities and Exchange Commission (SEC) Issues Statement on Conflict Minerals Rule |
McDermott Will & Emery |
| Apr 30 2014 |
SEC (Securities and Exchange Commission) to Conduct Cybersecurity Examinations of Registered Investment Advisers and Broker-Dealers |
Proskauer Rose LLP |
| Apr 30 2014 |
SEC (Securities and Exchange Commission) Issues Cybersecurity Risk Alert |
Vedder Price |
| Apr 30 2014 |
Fee-base Foreign Finders and SEC/FINRA (Securities Exchange Commission, Financial Industry Regulation Association) Registration Requirements |
Greenberg Traurig, LLP |
| Apr 29 2014 |
Is the Second Circuit About to Put the Brakes on the Government’s Pursuit of Insider Trading “Tippees”? |
Barnes & Thornburg LLP |
| Apr 29 2014 |
Bill Aims To Vary Corporation Tax Rate Based On Pay Ratio |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 28 2014 |
Federal Appeals Court Holds Securities and Exchange Commission (SEC) Conflict Minerals Rules Violate Free Speech |
Greenberg Traurig, LLP |
| Apr 28 2014 |
Securities and Exchange Commission (SEC) Issues Guidance on Use of Social Media |
Morgan, Lewis & Bockius LLP |
| Apr 27 2014 |
Proposed Amendments to Delaware General Corporation Law and Courts and Judicial Procedure Law |
Katten |
| Apr 27 2014 |
Securities and Exchange Commission (SEC) Division of Corporation Finance Issues New Compliance and Disclosure Interpretations (C&DIs) Relating to Social Media Use |
Katten |
| Apr 26 2014 |
Specific Steps Broker-Dealers and Investment Advisers Should Take in Response to the SEC’s Cybersecurity Initiative (Securities and Exchange Commission) |
Mintz |
| Apr 25 2014 |
Financial Industry Regulatory Authority (FINRA) Proposes Rule Establishing Fee Schedule for Access to Alternative Trading System (ATS) Volume Data |
Katten |
| Apr 25 2014 |
Securities and Exchange Commission (SEC) Municipalities Continuing Disclosure Cooperation Initiative Targets Issuers and Underwriters with a “Prisoner’s Dilemma” |
Bracewell LLP |
| Apr 25 2014 |
SEC (Securities and Exchange Commission) Proposes Recordkeeping and Reporting Rules for Security-based Swaps |
Katten |
| Apr 24 2014 |
SEC (Securities and Exchange Commission) “Fearful” of Wall Street Banks |
Bilzin Sumberg |
| Apr 24 2014 |
Update: Legal Challenge to the SEC’s Conflict Minerals Reporting Regulations - Securities and Exchange Commission |
Dickinson Wright PLLC |
| Apr 24 2014 |
Mystery Plane and Lessons Learned for the Foreign Corrupt Practices Act |
Jackson Lewis P.C. |
| Apr 23 2014 |
Technological Advances Make Telecommuting a More Reasonable Accommodation Re: Equal Employment Opportunity Commission v. Ford Motor Company |
Barnes & Thornburg LLP |
| Apr 23 2014 |
Recent Charges Against China-Based Companies Demonstrate Securities and Exchange Commission's (SEC) Efforts to Bring More Financial Fraud Cases |
Faegre Drinker |
| Apr 23 2014 |
SEC (Securities and Exchange Commission) Argues for Broad Construction of Dodd-Frank Act Whistleblower Anti-Retaliation Provision |
Jackson Lewis P.C. |
| Apr 23 2014 |
Equine Liens, Who Comes First? Win, Place, Show |
McBrayer, McGinnis, Leslie and Kirkland, PLLC |
| Apr 23 2014 |
For Business: World Bank’s Anti-Corruption Ethics and Compliance Resource |
Jackson Lewis P.C. |
| Apr 23 2014 |
Department of Business Oversight (DBO) Issues Guidance Regarding Virtual Currencies And Asks For Comments On Proposed Money Transmission Rules |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 22 2014 |
D.C. Circuit Court of Appeals Issues Ruling on Conflict Minerals |
Faegre Drinker |
| Apr 22 2014 |
The SEC (Securities and Exchange Commission) Municipalities Continuing Disclosure Cooperation Initiative: Carrot for Issuers & Underwriters, Stick for Individuals |
Faegre Drinker |
| Apr 21 2014 |
Why October 1, 2014 Is An Important Date For Management Persons Of Nevada Entities |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 20 2014 |
Securities and Exchange Commission (SEC) Alleges Insider Trading by Two Friends in Advance of the Acquisition of The Shaw Group Inc. |
Katten |
| Apr 19 2014 |
The Cybersecurity Race: Executive Branch Takes The Lead While Congress Watches From The Bleachers |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 18 2014 |
Fourth Circuit Affirms Dismissal of Securities Fraud Complaint Where Inference of Scienter Was Not Sufficiently Strong |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 18 2014 |
Securities and Exchange Commission (SEC) Brings Lawsuit Against Hedge Fund Manager for Defrauding Investors |
Katten |
| Apr 18 2014 |
Public Meeting Does Not Clarify Direction of PCAOB’s Proposal to Expand the Auditor’s Report - Public Company Accounting Oversight Board |
Morgan, Lewis & Bockius LLP |
| Apr 18 2014 |
SEC (Securities and Exchange Commission) Issues FAQs on Rule 15c3-5 for Broker Dealers with Market Access |
Katten |
| Apr 18 2014 |
US Court of Appeals for the District of Columbia Circuit Partially Invalidates Conflict Minerals Rule |
Katten |
| Apr 18 2014 |
Is This Proposed Amendment To Delaware’s Stockholder Consent Statute Really Needed? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 16 2014 |
Conflict Minerals Rules Partially Invalidated |
ArentFox Schiff LLP |
| Apr 16 2014 |
D.C. Circuit Ruling on Industry Challenge and New SEC (Securities and Exchange Commission) Conflict Minerals Disclosure Guidance |
Beveridge & Diamond PC |
| Apr 16 2014 |
Foreign Listed Stock Index Futures and Options Approval Chart April 16, 2014 |
Katten |
| Apr 16 2014 |
This Proposed Amendment To DGCL (Delaware General Corporation Law) Section 141(f) Is A Curate’s Egg |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 15 2014 |
D.C. Appellate Court Issues Opinion on SEC’s Conflict Minerals Rule - Securities and Exchange Commission |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 15 2014 |
Disgorgement in the Second Circuit: Equitable Relief or Punishment? |
Barnes & Thornburg LLP |
| Apr 15 2014 |
SEC (Securities and Exchange Commission) Conflict Minerals Rules: Name And Shame No More? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
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