Jul 30 2021 |
New York Courts Continue to Enforce Broad General Releases, Even When Claims are Unforeseeable at the Time of Contract Execution |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 30 2021 |
SEC Cryptocurrency Enforcement Activity [Podcast] |
Cornerstone Research |
Jul 29 2021 |
ESG Investing Guidance from the U.S. Securities and Exchange Commission |
Barnes & Thornburg LLP |
Jul 29 2021 |
Preparing for the Post-Quantum Migration: A Race to Save the Internet |
Womble Bond Dickinson (US) LLP |
Jul 29 2021 |
1933 Act Cases: An Excerpt from Securities Class Action Filings—2021 Midyear Assessment |
Cornerstone Research |
Jul 29 2021 |
To Be or Not to Be Public — that Is the Question! |
Jones Walker LLP |
Jul 28 2021 |
In a Rare Rule 11 Sanctions Decision in a Securities Case, The Court Declined to Impose Sanctions Against The Plaintiffs |
Mintz |
Jul 28 2021 |
FINRA Clarifies Guidance on Best Execution and Payment for Order Flow |
Katten |
Jul 27 2021 |
June 2021 Update of the SEC’s Covered Actions for Potential Whistleblower Claims |
Proskauer Rose LLP |
Jul 26 2021 |
Why The Term Of "Debt Securities" Matters |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jul 25 2021 |
SEC Prevails in Case Challenging its Anti-Gag Rule, a Pillar of the SEC Whistleblower Reward Program |
Zuckerman Law |
Jul 23 2021 |
SEC Raises Qualified Client Net Worth And Assets Under Management Thresholds |
Barnes & Thornburg LLP |
Jul 23 2021 |
What Does Rule 144 Have To Do With Dissenters Rights? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jul 22 2021 |
ESG Remains a Priority: SEC Asset Management Advisory Committee Adopts ESG Disclosure Recommendations |
Katten |
Jul 22 2021 |
SEC Brings Enforcement Action Against Space SPAC for Alleged Misleading Disclosure and Due Diligence Failures |
Proskauer Rose LLP |
Jul 22 2021 |
SEC’s Coinschedule Settlement Offers Mere “Clue-By-Enforcement” Into Whether Cryptocurrencies are Securities |
Proskauer Rose LLP |
Jul 22 2021 |
SEC Commissioner Pierce Criticizes Proposed ESG Regulations |
Mintz |
Jul 22 2021 |
When One Party's Professional Decides The Sufficiency Of That Party's Performance |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jul 21 2021 |
SEC Whistleblower Earns $3 Million Payout for Alerting Commission to Securities Fraud |
Kohn, Kohn & Colapinto |
Jul 21 2021 |
As Use Of SPACs Increase $8 Million Settlement Cautions Due Diligence |
Barnes & Thornburg LLP |
Jul 20 2021 |
SEC Rule 10b5-1: Trading Plans, Recent Lessons and Likely Reforms to Come |
Vedder Price |
Jul 20 2021 |
SEC Appoints Climate Counsel to Policy Team |
Mintz |
Jul 19 2021 |
Supreme Court Remands Securities Class Action Against Goldman Sachs Back to Second Circuit |
K&L Gates |
Jul 16 2021 |
First National Cyber Director Formally Sworn In |
Hunton Andrews Kurth |
Jul 16 2021 |
When is a Token More Than a Token? SEC Settlement over Anti-Touting Provision Raises Familiar Questions |
Proskauer Rose LLP |
Jul 16 2021 |
SEC Whistleblower Issued Award of More Than $1 Million for Assistance in Investigation |
Kohn, Kohn & Colapinto |
Jul 16 2021 |
Supreme Court to Decide Whether the Automatic Stay of Discovery In Securities Act Claims Applies In State Court |
Epstein Becker & Green, P.C. |
Jul 15 2021 |
SEC Charges SPAC, Sponsor, Merger Target and Ceos for Misleading Disclosures |
McDermott Will & Emery |
Jul 15 2021 |
Securities Litigation Update: Courts of Appeals Weigh in on American Pipe Tolling and the Affiliated Ute Presumption of Reliance |
Cadwalader, Wickersham & Taft LLP |
Jul 14 2021 |
SEC Maintains Focus on ESG Disclosure Issues |
Mintz |
Jul 14 2021 |
Changing Winds on Disclosure: What to Expect from Increased ESG Disclosure Requirements |
Nelson Mullins |
Jul 14 2021 |
Biden Executive Order Strengthens and Expands U.S. Sanctions on Chinese Military Companies |
Miller Canfield |
Jul 14 2021 |
SEC Brings Significant SPAC Enforcement Action |
Winstead |
Jul 14 2021 |
Beneficial Owner Has No Right To Inspect Delaware Corporation's Books Under California Law |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jul 13 2021 |
Senator Focuses on New Challenges |
Nelson Mullins |
Jul 12 2021 |
Senator Warren Sets Her Sights on New Foes – the SEC and the Cryptocurrency Industry |
Nelson Mullins |
Jul 12 2021 |
Cross-Border Transactions and International Investment: Potential Impact of President Biden’s Capital Gains Tax Proposal |
Norris McLaughlin P.A. |
Jul 12 2021 |
Order Management System’s SEC Settlement Leaves More Questions Than Answers on What Constitutes “Broker” Activity |
Vedder Price |
Jul 12 2021 |
Massachusetts Executive Order Permitting Massachusetts Public Companies to Hold Virtual-Only Shareholder Meetings to Expire |
Mintz |
Jul 12 2021 |
Nevada Supreme Court Finds Board Resolution In Merger Agreement |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jul 8 2021 |
SEC Announces Broad Annual Regulatory Agenda |
Jones Walker LLP |
Jul 7 2021 |
SEC Settles Charges against Index Provider Related to Publication of Volatility-Related Index |
Vedder Price |
Jul 7 2021 |
SEC Approves the First Security-Based Swap Data Repository and Sets the Compliance Date for Regulation SBSR |
Vedder Price |
Jul 7 2021 |
Regulatory Agenda Highlights Potential SEC Rulemaking Topics |
Vedder Price |
Jul 7 2021 |
Kaseya Ransomware Update is NO surprise! |
Foley & Lardner LLP |
Jul 6 2021 |
Three Key Considerations for Fund Sponsors when Participating in Bankruptcy Proceedings |
Proskauer Rose LLP |
Jul 2 2021 |
New SEC Presumption in Favor of Granting Maximum Award to Meritorious Whistleblowers |
Katz Banks Kumin LLP |
Jul 2 2021 |
Dollars and Sense: How to Integrate ESG into Compensation Programs |
Womble Bond Dickinson (US) LLP |
Jul 1 2021 |
Will Mandated ESG Disclosures Lead to Increased Litigation Risk? |
Bracewell LLP |
Jul 1 2021 |
Foreign Investments By Alternative Investment Funds |
Nishith Desai Associates |