Oct 26 2023 |
SEC Adopts New Short Position Reporting Rules For Institutional Investment Managers |
Barnes & Thornburg LLP |
Oct 26 2023 |
SEC Enforcement Orders Issued for Employment & Separation Agreement Terms |
Dinsmore & Shohl LLP |
Oct 26 2023 |
A Name is Not Enough: Ninth Circuit Finds No Standing for First-to-File Shareholder to Appeal Securities Class Action |
Proskauer Rose LLP |
Oct 26 2023 |
SEC Adopts Final Rules to Amend Beneficial Ownership Reporting Rules |
Cadwalader, Wickersham & Taft LLP |
Oct 26 2023 |
SEC Awards $2.1 Million to Two Whistleblowers |
Kohn, Kohn & Colapinto |
Oct 25 2023 |
B&D Forecast: 2023 Litigation Trends to Watch |
Beveridge & Diamond PC |
Oct 25 2023 |
California Enacts Amendments to the CCPA and Other New Laws |
Hunton Andrews Kurth |
Oct 25 2023 |
2024 Examination Priorities for Investment Advisers from SEC Division of Examinations |
ArentFox Schiff LLP |
Oct 25 2023 |
Internal Investigations Are a Poe Substitute for Compliance |
Foley & Lardner LLP |
Oct 25 2023 |
SEC Adopts Amendments to Section 13 Reporting Requirements |
Mintz |
Oct 24 2023 |
Digital Health 101: OCR Issues Resources to Educate Patients on Telehealth, PHI |
McDermott Will & Emery |
Oct 24 2023 |
DHS Proposes Changes to Modernize and Improve the H-1B Program |
Greenberg Traurig, LLP |
Oct 24 2023 |
SEC’s Request for Interlocutory Appeal of Favorable Rulings for Ripple Labs’ Defendants Rejected Based on Well-Settled Law |
Katten |
Oct 24 2023 |
Delaware’s Governor Signed the Delaware Personal Data Privacy Act |
Jackson Lewis P.C. |
Oct 24 2023 |
The SEC Adopts New Short Sale Reporting Requirements for Institutional Investment Managers |
Katten |
Oct 24 2023 |
SEC Amends Section 13 Beneficial Ownership Reporting Rules, Issues Related Guidance |
Barnes & Thornburg LLP |
Oct 24 2023 |
A Review of Recent Whistleblower Developments: October 24, 2023 |
Foley & Lardner LLP |
Oct 23 2023 |
SEC Publishes its 2024 Exam Priorities-Early |
K&L Gates |
Oct 23 2023 |
OCR Cybersecurity Newsletter Emphasizes Significance of HIPAA Sanction Policies |
Mintz |
Oct 23 2023 |
Purchases and Sales of an Incorporated Business: Asset Acquisitions and Stock Sales |
Ward and Smith, P.A. |
Oct 23 2023 |
SEC Enforcement: Stoner Cats Settlement Signals Intensifying SEC Interest In NFT Offerings |
Barnes & Thornburg LLP |
Oct 23 2023 |
How to Report Swaps Manipulation or Swaps Reporting Violations and Qualify for a CFTC Whistleblower Award |
Zuckerman Law |
Oct 23 2023 |
Mis-Running the Book: SEC Sanctions Citigroup Subsidiary for a Decade of Disarray |
Norris McLaughlin P.A. |
Oct 22 2023 |
New FinCEN Filing Requirements for Privately Held LLCs And Corporations |
Giordano, Halleran & Ciesla, P.C. |
Oct 20 2023 |
SEC Adopts Amendments to Beneficial Ownership Reporting Rules |
McDermott Will & Emery |
Oct 20 2023 |
NY AG Sues Gemini, Genesis, and DCG for Fraud |
K&L Gates |
Oct 20 2023 |
SEC Division of Examinations Omits Climate Concerns From List of Examination Priorities |
Mintz |
Oct 20 2023 |
Assessment of the SEC’s Progress on Its 2023 Rulemaking Agenda |
Greenberg Traurig, LLP |
Oct 20 2023 |
Are Securities Law And Unfair Competition Law Claims Miscible? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Oct 19 2023 |
Need to Know: SEC’s New Private Fund Rules |
Goulston & Storrs |
Oct 19 2023 |
Fifth Circuit Court of Appeals Rejects Challenge to Nasdaq’s Board-Diversity Rules |
Proskauer Rose LLP |
Oct 19 2023 |
The SEC Shortens the Time to Report Going Long |
Dinsmore & Shohl LLP |
Oct 19 2023 |
Personal Devices and Messaging Platforms in the Workplace: Tips, Tactics and Best Practices for In-House Counsel |
Bracewell LLP |
Oct 19 2023 |
SEC Amends Section 13 Beneficial Ownership Reporting Rules And Issues Related Guidance |
Barnes & Thornburg LLP |
Oct 19 2023 |
The Enforcement of Non-Consensual Restructuring Plans in Spain on the Shareholders of Limited Liability Companies |
Squire Patton Boggs (US) LLP |
Oct 19 2023 |
Blockchain+ Bi-Weekly - October 19, 2023 |
Polsinelli PC |
Oct 19 2023 |
California Enacts Digital Financial Assets Law |
Hunton Andrews Kurth |
Oct 18 2023 |
Words Matter: Three Key Steps to Mitigate SEC Enforcement Risks Relating to Whistleblower Carveout Language |
Proskauer Rose LLP |
Oct 18 2023 |
Recommendations for Managing Cybersecurity Threats in the Manufacturing Sector |
Foley & Lardner LLP |
Oct 18 2023 |
Bill Would Authorize DFPI To Take Enforcement Actions Before a Violation Occurs |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Oct 18 2023 |
SEC Adopts Meaningless And Ambiguous "Reasonably Likely" Standard In New Cybersecurity Incident Disclosure Rules |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Oct 17 2023 |
What Is Going On With the Economy and What Does It Mean for the Municipal Market? |
ArentFox Schiff LLP |
Oct 17 2023 |
A Form D Is Not A Registration Statement And Why It Might Matter |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Oct 17 2023 |
SEC Announces Crypto Examination Priorities |
Hunton Andrews Kurth |
Oct 17 2023 |
Securities Lending Reform: Daily Public Reporting of Aggregate Loan Amounts in 2026 |
K&L Gates |
Oct 17 2023 |
California Introduces New Diversity Disclosure Obligations for Venture Capital Companies |
ArentFox Schiff LLP |
Oct 16 2023 |
Australia: Licensing Comes to the Crypto Industry |
K&L Gates |
Oct 16 2023 |
SEC Announces Charges Against Insiders for Reporting Failures and Adopts Amendments to Schedule 13D and 13G Report Filing Timelines |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 16 2023 |
Regulatory Update and Recent SEC Actions October 2023 |
Blank Rome LLP |
Oct 16 2023 |
The Manifold Compliance Challenges of Foreign Security Futures |
Katten |