Adam P. HaftAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail212.940.6489 Professional Biography Adam Haft is an associate in the Financial Services practice. Bar Admissions New York More Legal and Business Bylines From Adam P. Haft CFTC Staff Provides No-Action Relief to Registrant from SEF Reinstatement Requirements - (Posted On Friday, September 18, 2020) FINRA: Corporate Bond Pennying & Security Futures Risk - (Posted On Friday, August 21, 2020) NFA Sets Effective Date for Rule Amendments Related to NFA’s Penalties and Disciplinary Procedures - (Posted On Friday, June 26, 2020) CFTC Approves Two Final Rules and Two Proposed Rules at June 25 Open Meeting - (Posted On Friday, June 26, 2020) CBOE Exchange Proposes to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports - (Posted On Friday, June 05, 2020) FINRA Shares Practices to Transition to a Remote Work Environment during COVID-19 - (Posted On Friday, June 05, 2020) CFTC Announces Global Markets Advisory Committee Meeting - (Posted On Friday, May 08, 2020) FINRA Amends Arbitration Code to Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive - (Posted On Friday, April 17, 2020) SEC Enhances Standards for Critical Market Infrastructure - (Posted On Friday, April 17, 2020) CFTC Approves Revisions to Swap Data Reporting, Dissemination and Public Reporting Requirements for Market Participants - (Posted On Friday, February 28, 2020) Pagination Previous page ‹ Previous Page 2 Next page Next › Current Legal Analysis CFPB Sues Fintech for Deceptive Practices Surrounding Tipping Service by: A.J. S. Dhaliwal , Mehul N. Madia Reminder: FTC Safeguards Rule Notification Requirement Now in Effect by: A.J. S. Dhaliwal , Mehul N. Madia DACA Recipient Accuses California Credit Union of ECOA Violations by: A.J. S. Dhaliwal , Mehul N. Madia CFPB Wins at the Supreme Court by: Moorari Shah , A.J. S. Dhaliwal Trending in Telehealth: May 7 – May 13, 2024 by: Lisa Schmitz Mazur , Casey Li Upcoming Legal Education Events Jun 12 2024 REACH 30/30 - June 12th, 2024 Jun 4 2024 FinTech and Securities Trading Platforms May 29 2024 Emerging Legal Concepts for Generative AI - Part 3 May 22 2024 Integrating Trending AI and CMMC Compliance Into Vendor Management Print
