Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West SEC Small Business Capital Formation Advisory Committee to Discuss Opportunities for Underrepresented Founders and Investors - (Posted On Friday, April 30, 2021) Upcoming Effective Date of FINRA Rules Regarding Brokers With a Significant History of Misconduct - (Posted On Friday, April 30, 2021) Alex Oh Resigns From SEC; Melissa Hodgman Named Acting Director of Enforcement - (Posted On Friday, April 30, 2021) NFA Issues Notice Regarding Effective Date of Interpretive Notice on Use of Third-Party Service Providers - (Posted On Friday, March 26, 2021) FINRA Releases Regulatory Notice on Policies and Procedures Relating to Fraud Involving Low-Priced Securities - (Posted On Friday, February 12, 2021) NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirements - (Posted On Friday, January 08, 2021) CFTC Staff Provides Temporary Relief to Futures Commission Merchants Regarding Certain SOFR-Linked Investments - (Posted On Friday, January 08, 2021) CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties - (Posted On Friday, January 08, 2021) CFTC Final Rules Related to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants & Related to SEFs and Withdraws Comprehensive Proposals - (Posted On Friday, December 11, 2020) NFA Issues Notice to Members Regarding Compliance Date Swaps Proficiency Requirements - (Posted On Friday, December 11, 2020) Pagination Page 1 Next page Next › Current Legal Analysis CFPB Sues Fintech for Deceptive Practices Surrounding Tipping Service by: A.J. S. Dhaliwal , Mehul N. Madia Reminder: FTC Safeguards Rule Notification Requirement Now in Effect by: A.J. S. Dhaliwal , Mehul N. Madia DACA Recipient Accuses California Credit Union of ECOA Violations by: A.J. S. Dhaliwal , Mehul N. Madia CFPB Wins at the Supreme Court by: Moorari Shah , A.J. S. Dhaliwal Trending in Telehealth: May 7 – May 13, 2024 by: Lisa Schmitz Mazur , Casey Li Upcoming Legal Education Events Jun 12 2024 REACH 30/30 - June 12th, 2024 Jun 4 2024 FinTech and Securities Trading Platforms May 29 2024 Emerging Legal Concepts for Generative AI - Part 3 May 22 2024 Integrating Trending AI and CMMC Compliance Into Vendor Management Print