| Sep 28 2023 |
Board Training: "It’s Never Too Late" |
Jones Walker LLP |
| Sep 14 2020 |
SEC Adopts Rules To Regulate Proxy Advisory Firms |
Jones Walker LLP |
| Feb 23 2011 |
2010 Foreign Corrupt Practices Act "FCPA" Year In Review |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 11 2024 |
2024: The Year of the Spot Bitcoin ETP |
K&L Gates |
| Feb 13 2011 |
A Rising Tide for Annual Say-on-Pay Votes |
Sheppard, Mullin, Richter & Hampton LLP |
| May 27 2020 |
Agricultural Price Manipulation and the CFTC Whistleblower Program |
Zuckerman Law |
| Jun 16 2014 |
Beware: Enterprises Facilitating, But Not Operating In, a Cartelized Market Can Be Fined For Participating In the Cartel |
Greenberg Traurig, LLP |
| Mar 22 2018 |
Blockchain Technology May Enable Tracing in Securities Act Litigation |
Katten |
| Apr 17 2017 |
Bridging the Week: April 10 to 14 and 17, 2017 (Theft of Trade Secrets; No Spoofing; Third-Party Payments; Fake News) [VIDEO] |
Katten |
| Jan 23 2015 |
China Newsletter, Winter 2015 / No. 29 |
Greenberg Traurig, LLP |
| Jan 24 2020 |
Court of Chancery Expands Stockholder Right to Corporate Books and Records |
McDermott Will & Emery |
| Oct 17 2012 |
Court Rules SEC Cannot Invoke Its Investigatory Powers to Circumvent Discovery Rules |
Greenberg Traurig, LLP |
| Jul 9 2013 |
D.C. District Court Vacates Dodd-Frank Disclosure Rule for Payments by Resource Extraction Issuers |
Hunton Andrews Kurth |
| Jan 28 2011 |
Delaware Supreme Court Holds That Chancery Court Is Not Bound By Merger Price Or Fairness Opinion In Appraisal Proceedings Under Delaware General Corporate Law Section 262(h) |
Sheppard, Mullin, Richter & Hampton LLP |
| Oct 8 2021 |
DFPI Issues Report On California Finance Lenders |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 3 2011 |
District Of Columbia Circuit Holds That Certifications In Financial Statements Do Not Constitute Omissions That Qualify For A Presumption Of Reliance In Fraud Claims Under Rule 10b-5 |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 1 2023 |
DOJ Unveils New Policy for Companies to Voluntarily Self-Disclose Misconduct |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
| Jul 22 2021 |
ESG Remains a Priority: SEC Asset Management Advisory Committee Adopts ESG Disclosure Recommendations |
Katten |
| Jun 1 2013 |
European Securities and Markets Authority (ESMA) Approves Co-Operation Agreements With 34 non-European Economic Area (EEA) Jurisdictions |
Katten |
| Dec 14 2012 |
European Securities and Markets Authority (ESMA) Issues Guidelines on Repo Arrangements for UCITS Funds |
Katten |
| Mar 23 2013 |
European Securities and Markets Authority (ESMA) Publishes European Market Infrastructure Regulation (EMIR) Q&As |
Katten |
| May 3 2020 |
Executive Summary Analysis of Updated Main Street Lending Program |
Vedder Price |
| Dec 10 2012 |
Fair and Accurate Credit Transactions Act (FATCA): Achieving Operational and Infrastructural Efficiency |
Marcus Evans |
| Mar 4 2013 |
Financial Crimes Enforcement Network (FinCEN) Issues Advisory to Financial Institutions: Update on Tax Refund Fraud and Related Identity Theft |
Katten |
| Feb 17 2013 |
Financial Industry Regulatory Authority (FINRA) Offers Changes to Proposed Rules Governing Markups, Commissions and Fees |
Katten |
| Mar 19 2012 |
Financial Services Legislative and Regulatory Update - March 19, 2012 |
Mintz |
| Aug 1 2022 |
Futures Intermediaries: Pre-Hedge Block Trades At Your Own Risk |
Katten |
| Jan 25 2022 |
Higher Filing Thresholds for HSR Act Premerger Notifications and Interlocking Directorates Announced |
Sheppard, Mullin, Richter & Hampton LLP |
| Jun 30 2020 |
IMS Insights Episode 17: Dr. Charles Cowan on COVID-19 Impacts to the CMBS Market [PODCAST] |
IMS Legal Strategies |
| Aug 16 2023 |
Innovative Technology Insights Podcast S2E2 |
Foley & Lardner LLP |
| Jul 13 2011 |
IRS Defends Discretion to Withhold Section 1256 Exchange Designation for ISOs |
McDermott Will & Emery |
| Mar 21 2023 |
It’s Going to be a Big Year for FINRA |
Mintz |
| Jul 8 2019 |
M&A Deal Flushes Out Bribery Scheme Leaving Seller Director with a Multi-Million Pound Hangover and Jail Time |
Greenberg Traurig, LLP |
| May 15 2012 |
More Muni's, More Problems: Increased Regulation of the Municipal Bond Market And Its Potential Effects on Municipal Bankruptcies and the US Economy |
The Ohio State University Moritz College of Law |
| Aug 31 2014 |
National Futures Association (NFA) Issues Notice Setting Effective Date for Risk Exposure Report Filing Through WinJammer |
Katten |
| Feb 18 2011 |
New SEC Proposal To Modify Short Form Registration Statement Eligibility Requirements and Repeal Credit Rating-Based Eligibility For Public Offerings Of Non-Convertible Debt Securities |
Sheppard, Mullin, Richter & Hampton LLP |
| Oct 23 2023 |
OCR Cybersecurity Newsletter Emphasizes Significance of HIPAA Sanction Policies |
Mintz |
| Mar 31 2011 |
Pharmaceutical and Other Companies Beware: New Supreme Court Decision Weighs in on Adverse Event Reports and Potential Liability Under Federal Securities Laws |
Squire Patton Boggs (US) LLP |
| May 24 2012 |
Recent SEC Enforcement Action Raises Questions About Implications of Foreign Law in Responding to Subpoena |
Vedder Price |
| Apr 22 2020 |
Recent SEC Whistleblower Awards Highlight Pervasive Retaliation |
Zuckerman Law |
| Aug 9 2017 |
Relief from 408(b)(2) Requirement on Change Notice: Interesting Angles on the DOL’s Fiduciary Rule #57 |
Faegre Drinker |
| May 14 2020 |
Report Financial Statement Fraud and Earn an SEC Whistleblower Award |
Zuckerman Law |
| Oct 11 2023 |
SEC Adopts Amendments to Beneficial Ownership Reporting |
K&L Gates |
| Oct 6 2020 |
SEC Adopts Amendments to Modernize Shareholder Proposal Rule |
Womble Bond Dickinson (US) LLP |
| Nov 6 2017 |
SEC Approves New PCAOB Standard for Auditor's Report |
Jones Walker LLP |
| Nov 14 2017 |
SEC Chairman Jay Clayton’s Remarks on ICOs |
Proskauer Rose LLP |
| May 14 2021 |
SEC Emerges as Main Regulator of Cryptocurrency |
Barnes & Thornburg LLP |
| May 22 2016 |
SEC Enforcement’s Increased Focus on Private Equity |
Proskauer Rose LLP |
| Dec 31 2010 |
SEC Fee Rate Adjustment for Section 6(b), Section (13e) and Section 14(g) to Be Effective December 27, 2010 |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 23 2012 |
SEC Proposes Amendments to Allow General Solicitation in Certain Private Offerings Pursuant to JOBS Act |
Hunton Andrews Kurth |
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