May 24, 2015

Securities, SEC, & Financial Institution Law News

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The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
24
May
FINRA Requests Comment on Proposed Amendments to Rules Governing Communications With the Public Katten Muchin Rosenman LLP
24
May
Division of Investment Management Issues Cybersecurity Guidance-- Securities and Exchange Commission Vedder Price
24
May
SEC Proposes Amendments to Form ADV and Performance Information Recordkeeping Requirements Proskauer Rose LLP
24
May
The CSMAD: Forthcoming Changes to EU Market Abuse and Insider Dealing Rules Katten Muchin Rosenman LLP
23
May
CFTC Announces Agenda For Upcoming Market Risk Advisory Committee Meeting Katten Muchin Rosenman LLP
23
May
OCC Issues Final Rule to Integrate Licensing Rules for National Banks and Federal Savings Institutions Katten Muchin Rosenman LLP
22
May
Texas Supreme Court: Companies Shielded from Defamation Claims for Statements in Internal Investigation Reports Proskauer Rose LLP
22
May
European Commission Launches Review of EMIR Katten Muchin Rosenman LLP
22
May
The SEC Explains It's Rationale in Forum Selection In Contested Cases Part 1: Complaints About SEC's Forum Selection Barnes & Thornburg LLP
22
May
Mutual Funds with CFCs: Take Note of BE-10 Reporting Requirements Morgan, Lewis & Bockius LLP
22
May
SEC Proposes Rules Affecting Funds and Advisers Morgan, Lewis & Bockius LLP
22
May
Cloud Providers to Focus on Security for Corporate Users Morgan, Lewis & Bockius LLP
22
May
Internal Whistleblower Complaints Raise Important Considerations: May 2015 Epstein Becker & Green, P.C.
22
May
Fashion Friday – Gaining Insight Through The Practice Of Oversight Squire Patton Boggs (US) LLP
22
May
Cybersecurity and How Things Have Changed: A Conversation with James Leary, Co-Chair of the Thomson Reuters 5th Annual Law Firm CFO/CIO/COO Forum on Data Privacy, Security and the Globalized Law Firm The National Law Review / The National Law Forum LLC
21
May
Better Protection For Bank Customers Under New German Law Squire Patton Boggs (US) LLP
21
May
Lost in Transmission: Email Failure Results in Untimely Size Protest Covington & Burling LLP
21
May
Federal District Court Denies Barclays Motion to Dismiss FERC Petition Which Alleges Manipulation and Assesses Significant Penalties Bracewell & Giuliani LLP
21
May
Aircraft Deregistration and Repossession in India: Lessons from Kingfisher and SpiceJet Katten Muchin Rosenman LLP
21
May
PCAOB Issues Its First Audit Committee Dialogue: Public Company Accounting Oversight Board Schiff Hardin LLP

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