April 18, 2015

Securities, SEC, & Financial Institution Law News

Syndicate content

The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
17
Apr
What You Need To Know About United States of America v. Michael Coscia re: Commodity Enforcement Trends Barnes & Thornburg LLP
17
Apr
SDNY Denies Motion to Dismiss SEC Insider Trading Complaint Despite Newman Holding Katten Muchin Rosenman LLP
17
Apr
US Sentencing Commission Revises Sentencing Guidelines for Fraud Katten Muchin Rosenman LLP
17
Apr
SEC Joins NLRB in Attacking Employee Confidentiality Agreements Barnes & Thornburg LLP
17
Apr
CFTC and Australian Regulator Sign Memorandum of Understanding Regarding Cross-Border SDs and MSPs Katten Muchin Rosenman LLP
17
Apr
UK General Election: Lib Dems Outbid Labour on Executive Pay? Squire Patton Boggs (US) LLP
17
Apr
Proposed Amendments to DGCL (Delaware General Corporation Law), Including Ban on Fee-Shifting and Permitting Exclusive Forum Provisions Katten Muchin Rosenman LLP
17
Apr
OCC Revises Guidance and Forms for Subordinated Debt Issued for Tier 2 Capital and Non-Capital Purposes Katten Muchin Rosenman LLP
17
Apr
Federal Reserve Board Expands Small Bank Holding Company Policy Statement Katten Muchin Rosenman LLP
17
Apr
This Year’s Innovation Prize for Africa Award Showcases Capital Innovations Covington & Burling LLP
17
Apr
OCC Issues New Handbook on Deposit-Related Consumer Credit Katten Muchin Rosenman LLP
17
Apr
Credit Checks To Be Banned in NYC Proskauer Rose LLP
17
Apr
Financial Services Industry Congressional Investigations Covington & Burling LLP
17
Apr
European Parliament Committee Votes for a Mandatory System for Conflict Minerals Importers Squire Patton Boggs (US) LLP
17
Apr
Part 2 - Recent Enforcement Trends In Commodity Markets Barnes & Thornburg LLP
16
Apr
Study Concludes That California’s Lending Laws Are Number One Allen Matkins Leck Gamble Mallory & Natsis LLP
15
Apr
Some Stats On The North Carolina Business Court Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
15
Apr
Collecting Out-of-State Judgments in New Jersey Stark & Stark
15
Apr
Email Notice Without Consent Is Not Notice re: California General Corporation Law Allen Matkins Leck Gamble Mallory & Natsis LLP
14
Apr
SEC Targets Confidentiality Agreements that Could Deter Whistleblowers Michael Best & Friedrich LLP

Advertisement

LATEST LEGAL NEWS & ANALYSIS

Covington & Burling LLP
McBrayer, McGinnis, Leslie and Kirkland, PLLC

TRENDING LEGAL ANALYSIS

Upcoming Legal Education Events