August 30, 2016

Securities, SEC, & Financial Institution Law News

The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries.  Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily. 

Date Title Organization
30
Aug
Proposed Rule to Benefit Certain Immigrant Startup Entrepreneurs Morgan, Lewis & Bockius LLP
30
Aug
SEC Announces 71 Issuer Municipalities Continuing Disclosure Cooperation Settlements Bracewell LLP
30
Aug
SOX Whistleblower Decision Clarifies Broad Scope of SOX Protected Conduct Zuckerman Law
30
Aug
Nevada Corporations And Virtual Stockholder Meetings Allen Matkins Leck Gamble Mallory & Natsis LLP
29
Aug
IRS Updates Ruling Policy on Corporate Business Purpose and Device Requirements under Section 355 Proskauer Rose LLP
29
Aug
EB-5 Securities Law Roundtable Offers Technical Language Resource to Lawmakers Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
29
Aug
FinCEN Proposal Looks to Extend AML Requirements to Non-Federally Regulated Banks Proskauer Rose LLP
29
Aug
New Rule Finalizes Small-Business Subcontracting Changes Morgan, Lewis & Bockius LLP
29
Aug
Bail-In and Contractual Recognition: Impact on US and Other Non-EU Counterparties, Potential Impact of Brexit Katten Muchin Rosenman LLP
29
Aug
Bridging the Week: Summarily Barred, False Performance Data, Inadequate Disclosure, Grass Is Greener (August 22 to 26 and August 29, 2016) [VIDEO] Katten Muchin Rosenman LLP
29
Aug
U.S. Commerce Department Announces Creation of Trade Finance Advisory Council to Address Financing Challenges Faced by U.S. Exporters Polsinelli PC
29
Aug
International Organisation of Securities Commissions Publishes Consultation on Good Practice for Termination of Investment Funds Katten Muchin Rosenman LLP
27
Aug
Eddie Bauer Latest Victim of Point of Sale Malware Attack Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
27
Aug
Swap Reporting CFTC Whistleblower Lawyers Zuckerman Law
27
Aug
Cancellation of CFC Loans to US Shareholders – Should the Service Get a Second Bite at the Apple? Bilzin Sumberg Baena Price & Axelrod LLP
27
Aug
European Commission Adopts Further MiFID II and MiFIR Delegated Regulations Katten Muchin Rosenman LLP
26
Aug
SEC Charges 71 Municipal Issuers and Obligated Persons Pursuant to Municipalities Continuing Disclosure Cooperation Initiative Andrews Kurth
26
Aug
CPMI and IOSCO Publish Second Consultation on Harmonization of Unique Product Identifiers Katten Muchin Rosenman LLP
26
Aug
SEC Seeks Public Comment on Disclosure Requirements of Subpart 400 of Regulation S-K Katten Muchin Rosenman LLP
26
Aug
USCIS Proposes International Entrepreneur Rule to Spur Innovation and Job Creation Greenberg Traurig, LLP

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