April 29, 2016

Securities, SEC, & Financial Institution Law News

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The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
28
Apr
Inspecting Foreign Corporation Shareholder Lists Allen Matkins Leck Gamble Mallory & Natsis LLP
28
Apr
Dodd-Frank and Executive Compensation – Part 1: Status Update Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
28
Apr
Commonsense Explanation of SEC’s Regulation of Private Investment Funds Proskauer Rose LLP
27
Apr
Deposit Account Control Agreements. Who Needs Em? Murtha Cullina
27
Apr
Supreme Court To Resolve Circuit Split Over Bank Fraud Statute Proskauer Rose LLP
27
Apr
Sun Capital Court Finds Co-Investing Funds Part of Controlled Group and Liable for Portfolio Company's Pension Liabilities Proskauer Rose LLP
27
Apr
Nevada Federal Court Rules “Mere Affiliation” Is Insufficient To Establish Personal Jurisdiction Allen Matkins Leck Gamble Mallory & Natsis LLP
27
Apr
LIBOR Smacks Down: Res Judicata Means Big Win for Banks IMS ExpertServices
27
Apr
How to Build a Startup, Chicago-Style Foley & Lardner LLP
26
Apr
Reinventing Public Company Disclosure: SEC Requests Public Comment on Regulation S-K Foley & Lardner LLP
26
Apr
Securing the Deposition of a Massachusetts Resident for Use in a Connecticut Action Murtha Cullina
26
Apr
Federal District Court Rules For First Time That CFPB Exceeded its Jurisdiction in Issuing Investigative Demand Greenberg Traurig, LLP
26
Apr
As Panama Papers Leak Illustrates, IRS Discovery of Undisclosed Assets Just a Matter of Time Varnum LLP
26
Apr
Regulators Release Revised Proposed Executive Compensation Rules Morgan, Lewis & Bockius LLP
26
Apr
What is it With Pension Liabilities? Sunny Side Up or Sunny Side Down Squire Patton Boggs (US) LLP
26
Apr
More On Inspecting Shareholder List And Regulation Of Alien Implants Allen Matkins Leck Gamble Mallory & Natsis LLP
26
Apr
Massachusets District Court Holds Private Equity Funds Jointly Liable for Portfolio Company's ERISA Withdrawal Liability Bracewell LLP
25
Apr
Invalid Appointment Did Not Invalidate Union Election, Says Third Circuit Epstein Becker & Green, P.C.
25
Apr
Delaware Chancery Court Confirms MLP’s Right to Contractually Eliminate Fiduciary Duties, Including Duty of Disclosure Andrews Kurth
25
Apr
Will Panama Papers Lead to FinCEN Panama Rules? Morgan, Lewis & Bockius LLP

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