December 19, 2014

Securities, SEC, & Financial Institution Law News

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The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
19
Dec
Affordable Care Act Considerations in Mergers and Acquisitions Drinker Biddle & Reath LLP
19
Dec
CFTC Extends Relief to Four Foreign Clearing Organizations Katten Muchin Rosenman LLP
19
Dec
Turnin’ Havana to Atlanta: The White House Opens Doors for U.S. Telecommunications Investment in Cuba and Latin America Sheppard, Mullin, Richter & Hampton LLP
19
Dec
CME Issues Revisions to Wash Trade Advisory Notice Katten Muchin Rosenman LLP
19
Dec
Pennsylvania Unwraps Final Market-Sourcing Guidance McDermott Will & Emery
19
Dec
NFA Proposes Amended Interpretive Notice Regarding Loans to CPOs by Commodity Pools Katten Muchin Rosenman LLP
19
Dec
CFTC Extends Relief from Certain Recordkeeping Requirements Katten Muchin Rosenman LLP
19
Dec
Looking at Police-Community Relations Through the Lens of Body-Worn Cameras Covington & Burling LLP
19
Dec
FINRA Proposes Rule Change to Codify Reporting Requirement for Accounts Acting in Concert Katten Muchin Rosenman LLP
19
Dec
Swap Push-Out Rule Narrowed Katten Muchin Rosenman LLP
19
Dec
FINRA Proposes Rule Change to Identify Transactions with Non-Member Affiliates Katten Muchin Rosenman LLP
19
Dec
SEC Clarifies Business Development Companies (BDC) Transactions with Certain Second-Tier Affiliates Morgan, Lewis & Bockius LLP
19
Dec
FCA Imposes Industry Ban on Fare Dodger Katten Muchin Rosenman LLP
19
Dec
Insurers Ordered to Contribute $30 Million Toward Overdraft Settlement Barnes & Thornburg LLP
19
Dec
Duma Votes to Accelerate Implementation Date of Russian Data Localization Bill By A Year Covington & Burling LLP
19
Dec
Agencies Amend Regulatory Capital and Liquidity Coverage Ratio Rules Katten Muchin Rosenman LLP
19
Dec
Globalize Miami Series: PortMiami and its Significance to Miami’s Growth Bilzin Sumberg Baena Price & Axelrod LLP
19
Dec
9 Health Care Legal Issues to Follow in 2015 Drinker Biddle & Reath LLP
19
Dec
Delaware Chancery Court Declines to Dismiss Fraud Claims Against Private Equity Fund and Directors Katten Muchin Rosenman LLP
19
Dec
CMS Announces Payment Cuts for Failure to Meet Meaningful Use Requirements Giordano, Halleran & Ciesla, P.C.

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