July 7, 2015

Securities, SEC, & Financial Institution Law News

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The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
7
Jul
“As-Is, Where-Is” Disclaimer – Does It Work As You Expect In An Aircraft Sale? Steptoe & Johnson PLLC
7
Jul
Managing Directors and Certain Board Members in Spain May Need to Revisit Their Contracts Squire Patton Boggs (US) LLP
7
Jul
SEC Proposes Clawback Rule Covington & Burling LLP
7
Jul
Court Rules Unincorporated Association Aided Director’s Breach Of Fiduciary Duty Allen Matkins Leck Gamble Mallory & Natsis LLP
6
Jul
New Rules in Fiduciary Law Holland & Hart LLP
6
Jul
Delaware Bans Corporate Fee-Shifting Bylaws and Authorizes Delaware-Only Forum Requirement for Intra-Corporate Litigation Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
6
Jul
Bridging the Week: June 29 to July 3 and 6, 2015 (Diva of Distressed; Uncleared Margin; Reg MAR Breakdown; China; FINRA Defamation) Katten Muchin Rosenman LLP
6
Jul
Delaware Supreme Court Holds Tooley Direct vs. Derivative Rule Is No Bar to Parent Corporation’s Contract Claim Proskauer Rose LLP
6
Jul
Second Circuit Entertains Argument on Scope of Dodd-Frank Whistleblower Provision Proskauer Rose LLP
6
Jul
Lawmakers Continue Focus on Dodd-Frank, CFTC and SEC Propose Rules Squire Patton Boggs (US) LLP
6
Jul
SEC Sanctions Hedge Fund Advisory Firm For Improper Valuations of Illiquid Securities Proskauer Rose LLP
6
Jul
Court Rules Shareholders May Be Sued In De Facto Dissolution Allen Matkins Leck Gamble Mallory & Natsis LLP
6
Jul
Congress Returns Ready To Scrutinize Any P5+1 Agreement Reached With Iran; Ex-Im Bank Charter Expires, Possible Congressional Action In July; And The NDAA And Customs Bills Are Expected To Be Conferenced In July Squire Patton Boggs (US) LLP
3
Jul
Salon Writers and Editorial Staff Demand Representation by The News Guild – Union Organizing in Electronic Media Continues to Grow Epstein Becker & Green, P.C.
3
Jul
Target Corp. v. Destination Maternity Corp. - PTAB Issues Dissent for Requested Adverse Judgment McDermott Will & Emery
3
Jul
Digital Single Market Policy, Energy and Climate Change and more: European Union Policy Update for July 2015 Covington & Burling LLP
2
Jul
Ex-Im Bank is Closed for Business – At Least for Now Foley & Lardner LLP
2
Jul
U.S. Supreme Court Upholds Disparate-Impact Claims in Fair Housing Act Cases Wilson Elser Moskowitz Edelman & Dicker LLP
2
Jul
SEC Issues Landmark Order Barring Gag Clauses Zuckerman Law
2
Jul
Monthly Futures Exchange Issuance Report: June 2015 Bracewell & Giuliani LLP

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