July 31, 2015

Securities, SEC, & Financial Institution Law News

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The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
31
Jul
General Counsel’s Corner: Suleen Lee, General Counsel at The Barre Code Horwood Marcus & Berk Chartered
30
Jul
Judge Posner Sets Out To Clean Up Frivolousness Foley & Lardner LLP
30
Jul
Government Seeks Supreme Court Review In Second Circuit Insider-Trading Case Proskauer Rose LLP
30
Jul
Heads up! Inflation Adjustments To Acquisition Thresholds Are Just Around The Corner Sheppard, Mullin, Richter & Hampton LLP
30
Jul
Part Two: Tips and Considerations (#6 – 10) before Opening a Fitness Studio or Gym Horwood Marcus & Berk Chartered
30
Jul
New SEC and PCAOB Proposals Related to Audit Committee Disclosure and Audit Quality Morgan, Lewis & Bockius LLP
30
Jul
Tips and Considerations (#1 – 5) Before Opening a Fitness Studio or Facility Horwood Marcus & Berk Chartered
30
Jul
Corporate Practice Prohibition in New York: What We Can Learn From the ADMI Settlement Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
30
Jul
Obama in Kenya: A Report from the Field and a Recap of the Global Entrepreneurship Summit Covington & Burling LLP
30
Jul
Senate Appropriations Committee Is Next Stop For California Finders Bill Allen Matkins Leck Gamble Mallory & Natsis LLP
30
Jul
Nevada, Washington and North Dakota Expand Data Breach Definition and Notice Requirements Wilson Elser Moskowitz Edelman & Dicker LLP
30
Jul
New Executive Compensation Clawback Rules Proposed by SEC; Update on Pay Ratio Disclosure and Pay vs. Performance Rules Barnes & Thornburg LLP
29
Jul
Check Up or Pay Up: I-9 Compliance Fines Hit California Company Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
29
Jul
Education Affiliates Agree to Pay $13 Million for Allegedly Violating the False Claims Act by Submitting False Claims for Federal Student Aid Tycko & Zavareei LLP
29
Jul
Inglorious Fraudsters: Unlawfully Sourced Funds Can Taint EB-5 Investments and Result in Forfeiture Actions Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
29
Jul
Pennsylvania Supreme Court Rules Insured May Enter Settlement Despite Insurer’s Objections Steptoe & Johnson PLLC
29
Jul
The Investor Control Doctrine: Alive and Well Drinker Biddle & Reath LLP
29
Jul
California Crowdfunding Bill In Suspense Allen Matkins Leck Gamble Mallory & Natsis LLP
29
Jul
UK Financial Institutions Strengthen Accountability Morgan, Lewis & Bockius LLP
29
Jul
Retirement Plans: What Was Hot in the Second Quarter of 2015 Drinker Biddle & Reath LLP

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Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
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