July 29, 2015

Securities, SEC, & Financial Institution Law News

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The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
28
Jul
The Hololens From Microsoft – Help Can Be Right Under…Over Your Nose Jackson Lewis P.C.
28
Jul
Should Your Startup Become a Public Benefit Corporation? Foley & Lardner LLP
28
Jul
“Pay to Play” Developments - Updates from the SEC Morgan, Lewis & Bockius LLP
28
Jul
Recently Announced Procedures for Auditing “Direct Pay” Bonds Squire Patton Boggs (US) LLP
28
Jul
Executive Compensation: Time to Focus on Directors’ Pay? Covington & Burling LLP
28
Jul
Schrader-Bridgeport Intl and Sensata Tech v. Wasica: Final Written Decision Finding Most Claims Anticipated IPR2014-00476 Drinker Biddle & Reath LLP
28
Jul
UK IPs: Beware Taking Fees on Trust… re: Insolvency Practitioners Squire Patton Boggs (US) LLP
28
Jul
Digital Health Venture Funding, M&A and IPO Activity in the First Half of 2015 Covington & Burling LLP
28
Jul
CalPERS Claims Success; Proxy Monitor Says CalPERS Success Leads To Lower Stock Prices Allen Matkins Leck Gamble Mallory & Natsis LLP
27
Jul
CFTC Staff Exempts Certain Commodity Trading Advisors from Form CTA-PR Reporting Morgan, Lewis & Bockius LLP
27
Jul
SEC Considering Possible Revisions to Audit Committee Disclosure Requirements Andrews Kurth
27
Jul
Bridging the Week: July 20 - 24 and 27, 2015 (27 Enforcement Actions; More MF Global; Lawyer Settles with CFTC; Dodd-Frank Five Years Later) Katten Muchin Rosenman LLP
27
Jul
Continued Focus on Dodd-Frank, Challenge to CFPB Moves Forward Squire Patton Boggs (US) LLP
27
Jul
Court Declines To Declare “S” Corporation Shareholders’ Agreement Unenforceable Allen Matkins Leck Gamble Mallory & Natsis LLP
26
Jul
Proposed Regulations Issued On Management Fee Waivers Proskauer Rose LLP
26
Jul
Puerto Rico Supreme Court: Former Exec Cannot Sue Individual Board Members for Breach of Employment Contract Jackson Lewis P.C.
26
Jul
New Stock Identification Requirements for New York Corporate Tax Exemption Proskauer Rose LLP
25
Jul
CFTC Extends Designation of DTCC-SWIFT as Provider of Legal Entity Identifiers Katten Muchin Rosenman LLP
25
Jul
FinCEN Issues Advisory on FATF-Identified Jurisdictions With AML/CFT Deficiencies Katten Muchin Rosenman LLP
25
Jul
The SEC's Investment Management Division Has Some Things to Tell You about Cybersecurity Brooks, Pierce, McLendon, Humphrey & Leonard, LLP

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