October 25, 2014

Securities, SEC, & Financial Institution Law News

Syndicate content

The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
24
Oct
AIFM Directive for US Private Fund Managers Katten Muchin Rosenman LLP
24
Oct
Committee on Payments and Market Infrastructures-International Organization of Securities Commissioners (CPMI-IOSCO) Recovery of Financial Market Infrastructures Report Katten Muchin Rosenman LLP
24
Oct
Delaware Court of Chancery Rejects Controlling Stockholder Claims and Applies Business Judgment Rule to Merger Suits Katten Muchin Rosenman LLP
24
Oct
CFTC Issues Interpretation Regarding Accounting for Customer Margin Payments Using Automated Clearing House Payment Processing Katten Muchin Rosenman LLP
24
Oct
Commissioner’s Concerns About Civil Penalties Temper SEC’s Release of FY14 Enforcement Results Drinker Biddle & Reath LLP
24
Oct
Ponemon Institute Finds Data Breaches Are Increasing - Are You Ready? McBrayer, McGinnis, Leslie and Kirkland, PLLC
24
Oct
Adjudicate or Rule Make? That May Not Be A Question For The Courts Allen Matkins Leck Gamble Mallory & Natsis LLP
24
Oct
The Secret To Starting a Cross-Border Investigation Sheppard, Mullin, Richter & Hampton LLP
23
Oct
New Information Rights for French Employees of Small and Medium-sized Companies (SMEs) that May Be Sold McDermott Will & Emery
23
Oct
Re-Emphasis on Third-Party Service Provider Security In Financial Services…A Reminder for All Businesses Jackson Lewis P.C.
23
Oct
7 Key Elements of Effective Terms of Use: Amendment Odin, Feldman & Pittleman, P.C.
23
Oct
New EU Commission Confirmed Covington & Burling LLP
23
Oct
If Bylaws Are Contracts, Where’s The Boilerplate? Allen Matkins Leck Gamble Mallory & Natsis LLP
22
Oct
Six Myths about Data Privacy and Security that Professional Employer Organizations Should Skip Jackson Lewis P.C.
22
Oct
IPO Market Offers Attractive Exit Alternative for Sponsor-backed Companies McDermott Will & Emery
22
Oct
Financial Industry Regulatory Authority (FINRA) Proposes Rule Strengthening Background Checks Proskauer Rose LLP
22
Oct
New Mexico Federal Court Limits Tribe’s, Secretary’s Options When State Balks at Gaming Compact Sheppard, Mullin, Richter & Hampton LLP
22
Oct
Proposed EU Merger Review of Non-Controlling Minority Shareholding Acquisitions: Challenges and Opportunities for Private Equity McDermott Will & Emery
22
Oct
Employees Face Uphill Battle in Holding Private Equity Firms Accountable under WARN Act Proskauer Rose LLP
22
Oct
Consumer Financial Protection Bureau (CFPB) Finalizes Rule to Allow Online Privacy Disclosures from Financial Institutions Covington & Burling LLP

Advertisement

LATEST LEGAL NEWS & ANALYSIS

Katten Muchin Rosenman LLP
Consultwebs.com, Inc.

TRENDING LEGAL ANALYSIS

Upcoming Legal Education Events

Tuesday, November 18, 2014
Wednesday, November 19, 2014
Thursday, December 4, 2014