October 21, 2014

Securities, SEC, & Financial Institution Law News

Syndicate content

The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
21
Oct
High Stakes in Brazil’s Election Covington & Burling LLP
21
Oct
China State Council Approves Adjustment of Special Access Management Measures in Shanghai Pilot Free Trade Zone Sheppard, Mullin, Richter & Hampton LLP
20
Oct
Another Bankruptcy Proofing Strategy Bites the Dust, or Does It? Bilzin Sumberg Baena Price & Axelrod LLP
20
Oct
Protecting Trade Secrets in the Cloud Schopf & Weiss LLP
20
Oct
Bridging the Week: October 13 to 17 and 20, 2014 (Marking the Close; CPO Delegation; Clearinghouse Recovery; To Tweet or Not to Tweet) Katten Muchin Rosenman LLP
20
Oct
FINRA Again Cautions Against Confidentiality Provisions Silencing Whistleblowers Proskauer Rose LLP
20
Oct
IBM and Metropolitan Health Announce Africa’s First Commercial Application of Watson Engagement Advisor Covington & Burling LLP
20
Oct
This Hobby Lobby Proposal Is Much Mistaken re: “Eligible Organization” in Affordable Care Act Allen Matkins Leck Gamble Mallory & Natsis LLP
19
Oct
Imports From Chinese Companies Owned And Controlled By Chinese Government Entities Now Likely Subject To Higher Dumping Duties Drinker Biddle & Reath LLP
19
Oct
International Securities Exchange (ISE) Proposes to Amend Rules Regarding Information Barriers Between Customer and Proprietary Businesses Katten Muchin Rosenman LLP
18
Oct
UK Beneficial Owner Disclosure and Its Potential Impact on Global Financial Businesses Katten Muchin Rosenman LLP
18
Oct
‘Jersey Shore’ Star Pleads Not Guilty to Tax Fraud McBrayer, McGinnis, Leslie and Kirkland, PLLC
18
Oct
EU Commission Adopts New Prudential Rules Applicable to Financial Institutions Katten Muchin Rosenman LLP
17
Oct
Investment Adviser Challenges Constitutionality of SEC Administrative Proceedings Katten Muchin Rosenman LLP
17
Oct
Incubating Small Business Exports to Sub-Saharan Africa Through the U.S. Commercial Service Greenberg Traurig, LLP
17
Oct
Commodity Futures Trading Commission (CFTC) Provides Additional Relief to Certain Delegating Commodity Pool Operators (CPOs) Katten Muchin Rosenman LLP
17
Oct
The Legality of “Kye” Loans in Korean Immigrant Communities Drinker Biddle & Reath LLP
17
Oct
Delaware Chancery Rejects Books and Records Demand as Time-Barred Katten Muchin Rosenman LLP
17
Oct
Professional License Applications Can Be Denied Based on Unintentional Errors Drinker Biddle & Reath LLP
17
Oct
SEC Investor Advisory Committee Releases Recommendations on Changes to Accredited Investor Definition Katten Muchin Rosenman LLP

Advertisement

LATEST LEGAL NEWS & ANALYSIS

Greenberg Traurig, LLP
Sterne, Kessler, Goldstein & Fox P.L.L.C.
Covington & Burling LLP
Womble Carlyle Sandridge & Rice, PLLC
Sterne, Kessler, Goldstein & Fox P.L.L.C.

TRENDING LEGAL ANALYSIS