February 6, 2016

Securities, SEC, & Financial Institution Law News

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The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
6
Feb
UK FCA Publishes “Dear CEO” Letter in Relation to Client Take-On Procedures for CFD Products Katten Muchin Rosenman LLP
5
Feb
Sixth Circuit Court Rules that Certain Foreign Currency Options Are Subject to the Section 1256 Mark-to-Market Regime Proskauer Rose LLP
5
Feb
Plan Not In “Good Faith” When Impairment of Class’s Interests Is Contrived Squire Patton Boggs (US) LLP
5
Feb
ESMA Publishes Opinions on Pension Schemes To Be Exempt From EMIR Clearing Obligations Katten Muchin Rosenman LLP
5
Feb
OCC Releases Dodd-Frank Stress Test Scenarios for 2016 Katten Muchin Rosenman LLP
5
Feb
Rhode Island AG says Fantasy Sports is Legal but Should Be Regulated Sheppard, Mullin, Richter & Hampton LLP
5
Feb
FDIC Releases Paper on Cybersecurity Katten Muchin Rosenman LLP
5
Feb
NFA Issues Notice Regarding Swap Valuation Dispute Notices Katten Muchin Rosenman LLP
5
Feb
Illinois: When Indemnitor Is Off the Hook For Contractual Indemnity Neal, Gerber & Eisenberg LLP
5
Feb
CFTC Approves Derivative Clearing Organization Registration Order for Eurex Clearing AG Katten Muchin Rosenman LLP
5
Feb
SEC Approves FINRA’s Funding Portal Rules Katten Muchin Rosenman LLP
5
Feb
FDIC Seeks Comment on Revised Deposit Insurance Assessment Rule Katten Muchin Rosenman LLP
5
Feb
CFPB Urges 25 Largest Banks To Do More To Create or Promote Deposit Accounts Katten Muchin Rosenman LLP
5
Feb
Privacy Shield Offers Hope on EU-U.S. Data Transfer—For Now Vedder Price
4
Feb
UK Jury Hands Prosecutors First Loss in LIBOR Trials Barnes & Thornburg LLP
4
Feb
Texas Federal Court in BP Oil Spill Litigation Denies Standing for Special Purpose Entities Created Solely for Litigation Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
4
Feb
Last Nail in Coffin”: Delaware Chancery Court Rejects Another Disclosure-Only Settlement Andrews Kurth
4
Feb
Guide to Understanding Anti-Assignment Clauses - Doing Business with Israeli Companies Greenberg Traurig, LLP
4
Feb
9th Circuit Holds Subsidiary Could Be General Manager Of Parent Allen Matkins Leck Gamble Mallory & Natsis LLP
4
Feb
Year in Social Enterprise: 2015 Legislative and Policy Review Drinker Biddle & Reath LLP

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