July 2, 2015

Securities, SEC, & Financial Institution Law News

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The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
2
Jul
SEC Issues Landmark Order Barring Gag Clauses Zuckerman Law
2
Jul
Monthly Futures Exchange Issuance Report: June 2015 Bracewell & Giuliani LLP
2
Jul
Bank Bond Covers Third-Party Losses Arising out of Bank Employee’s Fraud, Eighth Circuit Holds Proskauer Rose LLP
2
Jul
SEC Seeks Public Input on Exchange-Traded Product Trading Issues Morgan, Lewis & Bockius LLP
2
Jul
Recent US Supreme Court Decision Impacts Affordable Housing Industry Katten Muchin Rosenman LLP
2
Jul
What Is The FTC Looking at When It Reviews Merger Agreements? McBrayer, McGinnis, Leslie and Kirkland, PLLC
2
Jul
UCLA Professor Bainbridge Takes On S.B. 75 And The Delaware Bar Allen Matkins Leck Gamble Mallory & Natsis LLP
1
Jul
Vivek Ranadivé and Wisconsin Investment Adviser Both Big into Cherrypicking, According to Sources Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
1
Jul
SEC Charges Mutual Fund Board Members and Investment Adviser with Violations of Section 15(c) For Deficient Advisory Contract Approval Process Drinker Biddle & Reath LLP
1
Jul
Fee-Shifting and Forum Selection Clauses: Delaware Passes New Legislation Schiff Hardin LLP
1
Jul
Delaware Governor Signs Bill Prohibiting Bylaws on Fee-Shifting Proskauer Rose LLP
1
Jul
Ulterior Motive Not An Abuse Of Process In Winding Up? - English High Court Ruling Squire Patton Boggs (US) LLP
1
Jul
Why Foreign Corporations Might Not Care Where You Live - California Corporations Allen Matkins Leck Gamble Mallory & Natsis LLP
1
Jul
Interim Relief in Cyprus Assists Creditors to Pursue Stolen or Hidden Assets Horwood Marcus & Berk Chartered
1
Jul
SEC’s Data-Driven Analysis Identifies Allegedly Improper Trade Allocations by Investment Advisor Proskauer Rose LLP
30
Jun
Crowdfunding and IP in Health and Biotech Start-ups (Part 3): Potential Dangers Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
30
Jun
A Compilation of SEC Non-Enforcement Actions - Securities and Exchange Commission Foley & Lardner LLP
30
Jun
Eleventh Circuit Denies Coverage for Wrongful Acts of Directors and Officers That Arose Out of Their Wrongful Acts as Trustees, an Uninsured Capacity Wilson Elser Moskowitz Edelman & Dicker LLP
30
Jun
Supreme Court Denies Review of Fourth Circuit Loss Causation Case Proskauer Rose LLP
30
Jun
IRS Confirms that Flip Partnership Guidelines Do Not Apply to Solar Projects McDermott Will & Emery

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