October 31, 2014

Securities, SEC, & Financial Institution Law News

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The National Law Review is a free resource of articles addressing legal issues related to the financial services and securities industries. Legal topics addressed include: financial regulatory, compliance, debt finance, broker-dealer, insolvency and restructuring, investment management and structured transactions. Details of actions by state and local governments, and by other governmental agencies as well as mediation and arbitration and civil actions from across the U.S. are added daily.

Date Title Organization
31
Oct
Political Uncertainty in Britain Covington & Burling LLP
30
Oct
Cybersecurity: 10 Million More Reasons to Pay Attention Bracewell & Giuliani LLP
30
Oct
Administrative Review Board Clarifies Causation Burdens in Sarbanes-Oxley Whistleblower Cases Proskauer Rose LLP
30
Oct
What ERISA Service Providers Should Know About Money Market Reform Drinker Biddle & Reath LLP
30
Oct
Political Spending Disclosures – An Idea So Good That I Think You Should Pay For It Allen Matkins Leck Gamble Mallory & Natsis LLP
29
Oct
Who Is Adolf Berle, Jr. And Why Is Vice Chancellor Laster Quoting Him? re: Corporate Powers Allen Matkins Leck Gamble Mallory & Natsis LLP
28
Oct
FinCEN Releases Two Rulings Classifying a Bitcoin Payment System and Virtual Currency Trading Platform as Money Services Businesses (MSBs) Proskauer Rose LLP
28
Oct
Italy Offers Expedited Intracompany Transfer Application Process Greenberg Traurig, LLP
28
Oct
Cloud Computing: Addressing Security Concerns Morgan, Lewis & Bockius LLP
28
Oct
Michigan Medical Marijuana Law Allows Employees Terminated for Positive Marijuana Test Results to Receive Unemployment Benefits Jackson Lewis P.C.
28
Oct
The Proper Purpose Of Discovery In California Derivative Suits Allen Matkins Leck Gamble Mallory & Natsis LLP
28
Oct
Better Culture; Accountants; London Whale; Asset-Backed Securities; Collusive Activity; Cybersecurity - Bridging the Week: October 20-27, 2014 [VIDEO] Katten Muchin Rosenman LLP
28
Oct
UK Legal Update: De facto vs Shadow Directorships Greenberg Traurig, LLP
27
Oct
ISS (Institutional Shareholder Services) Seeks Comments on Proposed Changes to Proxy Voting Guidelines Schiff Hardin LLP
27
Oct
Delaware Court of Chancery Rejects Contemporaneous Ownership Requirement For Creditors Asserting Derivative Claims Sheppard, Mullin, Richter & Hampton LLP
27
Oct
Senators Identify Concerns and Call for Guidance on Pension De-Risking Covington & Burling LLP
27
Oct
2015 Cost of Living Adjustments for Retirement Plans Jackson Lewis P.C.
27
Oct
United States Supreme Court Round-Up: Key Opinions from 2013 to 2014 and Upcoming High-Profile Business Disputes Andrews Kurth
27
Oct
Connecticut Broadens Exemptions to Law Limiting Credit Checks Proskauer Rose LLP
27
Oct
Should The SEC Ask What Would Blackstone Do? Allen Matkins Leck Gamble Mallory & Natsis LLP

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