Nov 3 2021 |
SEC Publishes Sample Letter to Companies on Environmental Disclosures |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 24 2022 |
SEC Proposes Rules Requiring Climate-Related Disclosures from Registered Public Companies |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 11 2010 |
Delaware Chancery Court Dismisses Derivative Plaintiff's Section 220 Books And Records Action |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 17 2010 |
Senate Passes Dodd-Frank Wall Street Reform and Consumer Protection Act |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 27 2010 |
D.C. Circuit Vacates Proposed Fee For NYSE Arca "Depth-Of-Book" Data And Remands To SEC For Further Review |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 20 2010 |
Third Circuit Rejects the "Fraud-Created-The-Market" Theory of Reliance in a Section 10(B) Private Securities Fraud Action |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 30 2016 |
Changes In Intrastate Crowdfunding SEC Rules: Will They Make A Difference? |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 28 2011 |
Delaware Supreme Court Holds That Chancery Court Is Not Bound By Merger Price Or Fairness Opinion In Appraisal Proceedings Under Delaware General Corporate Law Section 262(h) |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 17 2011 |
Delaware Supreme Court Clarifies When a Series of Dispositions will not Trigger an "All or Substantially All" Indenture Covenant |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 6 2012 |
New York High Court Holds That State Blue Sky Law Does Not Preempt Common Law Claims Involving Securities |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 26 2017 |
At Last! Relaxation of Federal Securities Regulations for Private Company Stock Incentive Awards may be on the Horizon |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 12 2017 |
SEC Takes $15 Million Bite Out of an ICO |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 2 2022 |
NFT Insider Trading Charge Doesn’t Require the NFT To Be a Security |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 11 2022 |
SEC Shifts Focus on Employees’ Off-Channel Business Communications to Investment Advisers |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 18 2013 |
Changes in the Wind for Rule 10b5-1 Trading Plans? |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 10 2013 |
U.S. Supreme Court Declines to Apply the "Discovery Rule" to Extend the Five-Year Statute of Limitations for SEC Punitive Fraud Enforcement Actions |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 13 2018 |
New York Court of Appeals Rules that Civil Securities Fraud Claims Brought Under Martin Act are Subject to Three-Year Statute of Limitations |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 13 2013 |
SEC Adopts Rules to Remove Ban on General Solicitation for Rule 506 Offerings – Will Significantly Affect Permissible EB-5 Marketing Practices |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 2 2013 |
Rules Eliminating the Prohibition on General Solicitation for Rule 506 and Rule 144A Offerings Become Effective September 23, 2013 |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 12 2023 |
FDIC, FRB & OCC Issue Final Guidance on Risk Management for Third-Party Relationships |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 28 2013 |
Eighth Circuit Applies Negligence Standard to Securities and Exchange Commission (SEC) Enforcement Claims for Violations of Section 14(a) and Rules 14a-9, 13b2-1 and 13b2-2 |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 10 2023 |
Hsu Suggests Caution in Rollout of AI and Tokenization in Banking |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 11 2013 |
Shanghai Pilot Free Trade Zone (PFTZ) |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 19 2014 |
California Court of Appeal Clarifies Rights of Dissenting Minority Shareholders Under California Corporation Code § 1312(b) |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 13 2023 |
SEC Enforcements Against NFTs – Are You Next? |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 20 2019 |
Fifth Circuit Affirms Enron Broker Not Liable to Employee Stock Option Holders for False or Withheld Information |
Sheppard, Mullin, Richter & Hampton LLP |
May 10 2014 |
Second Circuit Applies Morrison v. National Australia Bank to Allow Certain Extraterritorial Application of RICO |
Sheppard, Mullin, Richter & Hampton LLP |
May 15 2014 |
China Securities Regulatory Commission (CSRC) Issued New Drafts of Administrative Measures on Acquisition of Unlisted Public Companies for Public Comment |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 19 2020 |
SEC Amends Definitions of “Accelerated Filer” and “Large Accelerated Filer” and Provides Relief to Small Issuers from Auditor Attestation Requirements |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 26 2024 |
Lesson Learned: Man Charged with Insider Trading After Misappropriating Information from Wife’s Work-From-Home Calls |
Sheppard, Mullin, Richter & Hampton LLP |
May 27 2020 |
SEC Adopts Comprehensive Changes to “Significance” Tests and Financial Disclosure Requirements of Acquired and Disposed Businesses |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 13 2014 |
FINRA Issues Guidance Notice on Confidentiality Provisions in Settlement Agreements and the Arbitration Discovery Process |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 7 2020 |
Interplay of Main Street Lending Program Documents: the Rights and Role of the Main Street |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 13 2020 |
Some Strings Attached: Main Street Lending Program And Private Company M&A |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 11 2021 |
Delaware Supreme Court Adopts New Three-Prong Test for Demand Futility |
Sheppard, Mullin, Richter & Hampton LLP |