Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West Securities and Exchange Commission (SEC) This Week - (Posted On Friday, July 31, 2020) This Week's Financial Industry Regulatory Authority (FINRA) Update - (Posted On Friday, July 31, 2020) SEC Adopts Amendments to Exemptive Applications Procedures - (Posted On Friday, July 10, 2020) SEC Raises Filing Threshold of Rule 17h Reporting Requirements for Broker-Dealers - (Posted On Friday, July 10, 2020) FINRA Updates on July 10, 2020 - (Posted On Friday, July 10, 2020) NFA Notice to Members Re: FCM, FDM & IB Guaranteed Obligations & Self-Examination Questionaire - (Posted On Friday, June 05, 2020) CFTC Unanimously Approves Final Rule Regarding CPO Registration Exemption - (Posted On Friday, June 05, 2020) NFA Proposes Amendments to Interpretive Notice Regarding AML Programs and Interpretive Notice on Disclosures for Security Futures Contracts - (Posted On Friday, June 05, 2020) FCA Proposes Part 3 of NFA’s Compliance Rules Regarding Disciplinary Process Amendments and Technical Amendments to Various Rules & Interpretive Notices - (Posted On Friday, May 29, 2020) CFTC Issues COVID-19 Commodity ETPs Customer Advisory & Holds Commission Meeting - (Posted On Friday, May 29, 2020) Pagination Previous page ‹ Previous Page 3 Next page Next › Current Legal Analysis Eleventh Circuit Provides New Guidance on Class Action Settlements by: Wystan M. Ackerman PFOA and PFOS Are CERCLA Hazardous Substances – Now What? by: Megan Baroni International Groups Call for DOJ Whistleblower Program to Incorporate Best Practices by: Mary Jane Wilmoth New Jersey Tax Court Awards Company a Refund Based on Its Use of Market-Based Sourcing for Years Prior to New Jersey’s Adoption of the Same by: Kara M. Kraman New York City Announces Anticipated Deviations from Recently Promulgated New York State Corporate Tax Regulations by: Irwin M. Slomka Upcoming Legal Education Events Jun 12 2024 REACH 30/30 - June 12th, 2024 Jun 4 2024 FinTech and Securities Trading Platforms May 29 2024 Emerging Legal Concepts for Generative AI - Part 3 May 22 2024 Integrating Trending AI and CMMC Compliance Into Vendor Management Print
