Jan 4 2023 |
Ninth Circuit Holds that Social Media Posts May Give Rise to “Seller” Liability Under Section 12(a)(2) of the Securities Act of 1933 |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 9 2013 |
Line in the Sand: Siemens Argentina Case Limits Personal Jurisdiction Under the "FCPA" Foreign Corrupt Practices Act |
Sheppard, Mullin, Richter & Hampton LLP |
May 2 2023 |
It’s Not Just the NLRB Watching You – NLRB Adds the Consumer Financial Protection Bureau to Its Ever Growing List of Interagency Collaborations |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 8 2023 |
United States Supreme Court Holds That Section 11 Plaintiffs Must Purchase Securities Issued Under the Registration Statement They Seek to Challenge |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 5 2013 |
Second Circuit Affirms Dismissal of Suits Brought by Madoff Trustee Against Banks Accused of Aiding Madoff Fraud |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 6 2013 |
Delaware Chancery Court Finds Merger "Entirely Fair" to Common Stockholders Despite the Merger Leaving Common Stockholders With No Consideration for Their Shares |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 12 2019 |
Second Circuit Holds That Issuer’s Alleged Statements Concerning Its Regulatory Compliance Efforts Do Not Constitute Material Misstatements |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 13 2023 |
State Comprehensive Privacy Laws – The “First State” Officially Becomes the Thirteenth State with a Comprehensive Data Privacy Law |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 28 2023 |
SEC Gives Finality on Cybersecurity Disclosures for Public Companies |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 4 2014 |
Second Circuit Affirms Dismissal of Short-Swing Profit Claim Against Goldman Sachs Arising from Six-Month Call Options |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 16 2023 |
SEC Announces Charges Against Insiders for Reporting Failures and Adopts Amendments to Schedule 13D and 13G Report Filing Timelines |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 26 2023 |
CARU Releases Metaverse Guidelines |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 17 2023 |
Ninth Circuit Provides Guidance on SEC Rule 16b-3 Short-Swing Profit Liability Exemption |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 31 2024 |
French Insider Episode 29: Navigating Global Capital Markets with Erik Sloane of Cboe Global Markets [PODCAST] |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 3 2020 |
Coronavirus and Guidance on SEC Disclosures |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 22 2014 |
Cyber-Breach & NISPOM Conforming Change 2 – It’s What’s on the Inside That Counts (National Industrial Security Program Operating Manual) |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 14 2020 |
COVID-19 Enforcement Trends: March - August 2020 |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 18 2020 |
SEC Adopts Rule Amendments Aimed at Expanding Access to Capital |
Sheppard, Mullin, Richter & Hampton LLP |
May 26 2015 |
Second Circuit Narrows Scope of SLUSA Preclusion - Securities Litigation Uniform Standards Act |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 24 2015 |
Ninth Circuit Severely Limits “Rogue Employee” Exception for Corporations in Securities Fraud Cases |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 7 2022 |
Illinois Supreme Court Rules BIPA Claims Are Not Preempted by the Illinois Workers’ Compensation Act |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 26 2016 |
REGULATORS, QUANT UP! New Rules from FINRA, SEC and CFTC Target Automated Algorithmic Trading |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 27 2016 |
SEC Prevails in Regulation A+ Litigation |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 19 2010 |
Ninth Circuit Holds That Scienter May Be Established Through An Objective Evaluation Of A Defendant's Deliberate Recklessness |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 13 2010 |
California Court Of Appeal Holds That Shareholders Have Standing To Pursue Derivative Actions After Dissolution Of A Corporation |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 3 2010 |
Delaware Supreme Court Clarifies Law Regarding Standing of Plaintiff-Shareholders to Bring a Post-Merger Double Derivative Action |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 29 2011 |
A MATRIXX Revolution, Part II: Supreme Court affirms Ninth Circuit's holding that Life Science Companies Cannot Rely On a Statistical Significance Standard When Deciding Whether Adverse Event Reports are Material for the Purpose of Securities Disclosures |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 27 2011 |
California Court of Appeal Refuses to Permit an Action for Rescission of a Strategic Transaction, Holding That a Board Has No Duty Under California Law to Include a "Fiduciary Out" |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 3 2011 |
How to Turn a Bankruptcy Reorganization Into an Insider Trading Charge |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 1 2012 |
Public Company Control Alert: NYSE Acts to Further Limit Broker Votes on Specified Corporate Governance Proposals |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 21 2022 |
Crypto Interest-Bearing Accounts, the Next Target? |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 26 2017 |
SEC Declares That Initial Coin Offerings (ICOs) May Be Securities; Finds DAO a Security |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 18 2022 |
NYAG Delivers on Promise to Rein In Unregistered Crypto Lending with New Suit |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 3 2013 |
Ninth Circuit Applies Securities Litigation Uniform Standards Act to Affirm Dismissal of Section 17200 Class Action Involving Variable Life Insurance Policies |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 16 2013 |
Higher Filing Thresholds for Hart-Scott-Rodino Antitrust Improvements Act of 1976 Premerger Notifications Effective February 11, 2013 |
Sheppard, Mullin, Richter & Hampton LLP |