| Aug 16 2013 |
All The World’s A Stage, But The SEC Isn’t Allowing All Actors To Play Upon It |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 13 2022 |
All Your Ether (Are) Belong To US: SEC Claims Jurisdiction Over Entire Ethereum (ETH) Network |
ArentFox Schiff LLP |
| May 19 2023 |
Alleged Market Manipulation and the Pre-hedging of Large Trades |
Cornerstone Research |
| Jan 30 2018 |
Alleging Fraud, SEC Shuts Down AriseBank’s Celebrity-Endorsed ICO of Purported “Decentralized Bank” |
Proskauer Rose LLP |
| Jun 16 2023 |
Allocation of Equity to Founders, Directors, and Advisors |
Foley & Lardner LLP |
| Jul 7 2010 |
Almost Ten Years After the Enron Meltdown: More Costs, More Prosecution, More Compliance? |
The National Law Review / The National Law Forum LLC |
| Apr 6 2018 |
Alter Ego And The California LLC |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 18 2023 |
Altering the Accounts: SEC Chief Accountant Urges “Holism” in Risk Assessment |
Norris McLaughlin P.A. |
| Jun 26 2013 |
Alternative Investment Fund Managers Directive (AIFMD): More Than Just a Box Ticking Exercise |
McDermott Will & Emery |
| Jul 25 2013 |
Alternative Investment Fund Managers Directive's (AIFMD) Impact on Non-EU Managers of Non-EU Alternative Investment Funds |
Morgan, Lewis & Bockius LLP |
| Nov 5 2020 |
Alternative Investment Funds (AIF) And Arbitrability Of AIF Disputes |
Nishith Desai Associates |
| May 20 2022 |
Alternatives to Registering a Security Offering |
Ward and Smith, P.A. |
| Dec 1 2016 |
Amended Intrastate and Small Offering Exemptions to Take Effect in New Year |
Jones Walker LLP |
| Jul 19 2023 |
Amending Articles of Incorporation When the Corporation No Longer Exists - Here's How |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 8 2020 |
Amending the Definition of "Accredited Investor" |
Mitchell Silberberg & Knupp LLP |
| Aug 3 2016 |
Amendments to Basel Securitisation Framework – Alternative Capital Treatment for Simple, Transparent and Comparable Securitisations |
Cadwalader, Wickersham & Taft LLP |
| Feb 5 2019 |
Amendments to Continuing Disclosure Obligations Under Rule 15c2-12 |
Robinson & Cole LLP |
| Jan 31 2014 |
Amendments to Delaware Limited Liability Company Act Confirm that Managing Members and Managers of Delaware Limited Liability Companies Owe Default Fiduciary Duties |
Greenberg Traurig, LLP |
| Jan 17 2020 |
Amendments to FINRA New Issue Rules 5130 and 5131 Effective January 1, 2020 |
Katten |
| Nov 24 2015 |
Amendments to German Voting Rights Notification Rules |
Morgan, Lewis & Bockius LLP |
| Aug 21 2020 |
Amendments to Risk Disclosure Statements for Security Futures Contracts Become Effective |
Katten |
| Sep 13 2011 |
Amendments to SEC Rule 14a-8 Allowing Shareholder Proposals for Proxy Access Regimes to Come into Effect |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 10 2013 |
Amendments to SEC Rules Regarding Broker Dealer Financial Responsibility and Reporting Requirements |
Katten |
| Oct 11 2010 |
Amendments To Sentencing Guidelines To Become Effective November 1, 2010 |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 15 2010 |
Amendments To Sentencing Guidelines To Become Effective November 1, 2010 - Impacts Compliance and Ethics Programs. |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 21 2023 |
Amendments to the Names Rule |
K&L Gates |
| Apr 29 2016 |
Amendments to the Venture Capital Fund Adviser and Private Fund Adviser Exemptions |
Foley & Lardner LLP |
| Mar 21 2014 |
Amendments to Uniform Branch Office Registration Form |
Katten |
| Aug 5 2019 |
Amendments to ‘Volcker Rule’ to Exclude Certain ‘Small’ Banks From Key Prohibitions |
Greenberg Traurig, LLP |
| Aug 4 2014 |
Amerco Stockholder Proposal Seeks To Ratification Of All Decisions And Actions |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 14 2014 |
American Icon Amends Stock Plan To Make It Section 25102(o) Eligible – Why? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 19 2013 |
American Immigration Lawyers Association (AILA) Publishes Updated Summary of April 3, 2013, Joint Securities and Exchange Commission (SEC)- U.S. Citizenship and Immigration Services (USCIS) Stakeholder Conference |
Greenberg Traurig, LLP |
| Feb 8 2024 |
Amicus Brief Outlines Congressional Intent for Burden of Proof in SOX Whistleblower Cases |
Kohn, Kohn & Colapinto |
| Feb 8 2018 |
AML/BSA Focus by U.S. Senate Committee Testimony – From Beneficial Ownership to Cryptocurrency |
Ballard Spahr LLP |
| Feb 23 2015 |
AML; Block Trades; EFRPs; Conflicts; Insider Trading - Bridging the Week: February 16 to 20 and 23, 2015 [VIDEO] |
Katten |
| Jun 6 2009 |
Amnesty By Any Other Name: Government Enforcement Drive Against Foreign Bank Account Holders Highlights Little Known IRS Voluntary Disclosure Policy |
|
| Jan 22 2020 |
Among an Array of 2020 Examination Priorities, SEC Signals Continued Interest in Cryptocurrency |
Proskauer Rose LLP |
| Dec 8 2020 |
An Early Holiday for Gig Workers: SEC Proposes to Expand Ability of Companies to Grant Equity Compensation to Gig Economy |
K&L Gates |
| Sep 25 2023 |
An Early Look at SEC Comment Letters on Pay Versus Performance Disclosures |
Barnes & Thornburg LLP |
| Aug 2 2023 |
An Evolving High-Wire Act: Navigating Conflicting Laws, Regulations, and Guidance in the ESG Space |
Sheppard, Mullin, Richter & Hampton LLP |
| Jul 16 2020 |
An Excerpt from Tech Company Securities Class Action Filings and Settlements—2015–Q1 2020 Review and Analysis: Number of Federal and State Filings |
Cornerstone Research |
| May 10 2013 |
An Exemption For Foreign Subsidiary Formation Under California Corporate Securities Law |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 6 2020 |
An Inside (Trading) Job: Criminal Forfeiture Order Cancels out SEC Disgorgement in Insider Trading Case |
Polsinelli PC |
| Sep 12 2014 |
An Introduction to Revenue Participation Financing |
Michael Best & Friedrich LLP |
| May 13 2021 |
An Overview of SEC Defense |
Oberheiden P.C. |
| Oct 19 2010 |
An Overview of the Hedge Fund Industry and What’s Coming Next for Hedge Funds |
Suffolk University Law School |
| Sep 9 2019 |
An Overview of the SEC’s “Regulation Best Interest” and Form CRS |
Epstein Becker & Green, P.C. |
| Aug 29 2023 |
An SEC First: NFTs Are Sold As Securities |
K&L Gates |
| Nov 8 2022 |
An SEC Win - US District Court Judge Rules LBRY’s LBC Token a Security |
Mintz |
| Jun 23 2022 |
An Undefined Business Relationship Might Create Fiduciary Duties |
Womble Bond Dickinson (US) LLP |
For hourly updates on the latest news about securities/SEC regulations, corporate & business law, compliance and more securities & business law news, be sure to follow our Finance and Securities Law Twitter feed and sign up for complimentary e-news bulletins.
