June 12, 2017

C. Dirk Peterson

Mr. Peterson’s practice focuses on securities regulatory issues affecting public and private investment companies, broker-dealers, investment advisers, commercial banks, and insurance companies. Mr. Peterson advises financial institutions on the application of federal and state securities laws, as well as self-regulatory organization rules, in connection with the structuring and distribution of securities products.

Articles in the National Law Review database by C. Dirk Peterson

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