May 24, 2017

Diana E. McCarthy

Diana E. McCarthy joined the firm in 1994 and is a partner in the nationally ranked Investment Management Practice Group.

Investment Management. Diana has substantial experience in representing a broad spectrum of investment management clients including: registered open- and closed-end investment companies; private investment entities; exchange-traded funds; and broker-dealers.  She has counseled multiple class funds, funds serving as underlying investment vehicles for variable insurance products and multimanager funds.  In addition, she regularly counsels investment advisers on regulatory requirements, risk management and compliance issues, and has handled a number of reorganizations of investment products and acquisitions and mergers of investment companies and investment advisers. Her practice emphasizes legal, regulatory and structural issues related to the investment management business, including but not limited to extensive representations of independent directors of fund complexes.

Articles in the National Law Review database by Diana E. McCarthy

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