Thomas M. DevaneyPartner Sheppard, Mullin, Richter & Hampton LLPWebsitewww.sheppardmullin.comConnectEmail212-634-3042 Professional Biography Mr. Thomas Devaney is a partner in the Corporate Practice Group in the firm's New York office. Latest Legal and Business Bylines From Thomas M. Devaney First FCPA Case Against Hedge Fund - (Posted On Thursday, October 13, 2016) SEC Releases 2016 Examination Priorities - (Posted On Tuesday, February 02, 2016) SEC Fines Advisers for Allocating Compliance Expenses to Funds - (Posted On Friday, November 20, 2015) SEC Issues a Risk Alert on the Current State of Outside Compliance Consultants - (Posted On Wednesday, November 18, 2015) SEC Charges Investment Adviser for Failure to Disclose Acceleration of Monitoring Fees and Discounts on Legal Fees - (Posted On Tuesday, October 13, 2015) SEC Co-Chief of Division of Enforcement’s Asset Management Unit Identifies 2015 Exam Priorities for Hedge and Private Equity Funds - (Posted On Tuesday, January 27, 2015) SEC Releases 2015 Examination Priorities --Securities and Exchange Commission - (Posted On Friday, January 16, 2015) Staying Above The Political Fray – The RIA (Registered Investment Adviser) Political Contribution Rule - (Posted On Tuesday, November 18, 2014) Compliance Officers’ Liability When Engaging and Remediating Problems at Investment Management Firms - (Posted On Tuesday, September 23, 2014) Securities Fraud: Cherry-Picking & Soft Dollars - (Posted On Friday, August 15, 2014) Load More Current Legal Analysis The Landscape of GIPA Litigation in Illinois by: David M. Poell Gold Dome Report - Legislative Day 36 by: Stanley S. Jones, Jr. , Helen L. Sloat New Legislation Extends California Noncompete Ban to Agreements Signed Outside the Golden State and May Impose Notice Obligations that Apply Retroactively by: Mikle S. Jew , Krista M. Cabrera United States | US Visa Statistics Show Continued Increase in Visa Issuance by: BAL U.S. Practice Group Drafting Non-Competes in a Shifting Regulatory Landscape by: Amir E. El-Aswad Upcoming Legal Education Events Apr 24 2024 Demystifying the Interplay Between ADA and FMLA for Enhanced Workplace Compliance Apr 15 2024 Let's Talk Compliance & Cocktails Apr 11 2024 EB-5 Fundraising Under the Reform and Integrity Act of 2022: Understanding the Relationship between an Escrow Bank and an EB-5 Fund Administrator Apr 10 2024 Labor and Employment Update for Employers - April 10th, 2024 Print