Thomas M. DevaneyPartner Sheppard, Mullin, Richter & Hampton LLPWebsitewww.sheppardmullin.comConnectEmail212-634-3042 Professional Biography Mr. Thomas Devaney is a partner in the Corporate Practice Group in the firm's New York office. More Legal and Business Bylines From Thomas M. Devaney First FCPA Case Against Hedge Fund - (Posted On Thursday, October 13, 2016) SEC Releases 2016 Examination Priorities - (Posted On Tuesday, February 02, 2016) SEC Fines Advisers for Allocating Compliance Expenses to Funds - (Posted On Friday, November 20, 2015) SEC Issues a Risk Alert on the Current State of Outside Compliance Consultants - (Posted On Wednesday, November 18, 2015) SEC Charges Investment Adviser for Failure to Disclose Acceleration of Monitoring Fees and Discounts on Legal Fees - (Posted On Tuesday, October 13, 2015) SEC Co-Chief of Division of Enforcement’s Asset Management Unit Identifies 2015 Exam Priorities for Hedge and Private Equity Funds - (Posted On Tuesday, January 27, 2015) SEC Releases 2015 Examination Priorities --Securities and Exchange Commission - (Posted On Friday, January 16, 2015) Staying Above The Political Fray – The RIA (Registered Investment Adviser) Political Contribution Rule - (Posted On Tuesday, November 18, 2014) Compliance Officers’ Liability When Engaging and Remediating Problems at Investment Management Firms - (Posted On Tuesday, September 23, 2014) Securities Fraud: Cherry-Picking & Soft Dollars - (Posted On Friday, August 15, 2014) Pagination Page 1 Next page Next › Current Legal Analysis Are the USPTO’s Proposed Terminal Disclaimer Fees the End of Continuing Applications? by: Frank L. Bernstein Episode 64: The FTC’s Non-Compete Decree by: Jordan D. Grotzinger , Gregory S. Bombard District Court Strikes Portions of Inglewood’s Healthcare Worker Minimum Wage Ordinance by: Jonathan A. Siegel , Allen F. Acosta The USPTO Proposes Steep RCE Fees. Will Patent Prosecution and Appeal Strategies Change? by: Frank L. Bernstein , Michael Adams Reminder: San Francisco Employer Annual Reporting Form Due May 3 by: Harold R. Jones , Julia A. Olivier Upcoming Legal Education Events Jun 4 2024 FinTech and Securities Trading Platforms May 22 2024 California Labor and Employment Laws: Essential Insights | Union Rules For Non-Union Workforces May 17 2024 Upon Further Review: A Look Back at the Last Year in the Third, Fourth, and D.C. Circuits May 15 2024 Capital Connect: Finance & Funding in Life Sciences Print