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April 23, 2014

Legal Analysis and Law Articles on Bankruptcy, Restructuring, Asset Sales, Acquisitions, Creditors, Lenders, and Equity Holders

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The National Law Review features a wide variety of content on commercial bankruptcy and restructuring. Included below are articles addressing: bankruptcy proceedings, creditors' rights litigation, distressed acquisitions, foreclosures, fraudulent conveyance actions, replevins, reclamations, workouts and various other reorganization matters.

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SEC (Securities and Exchange Commission) Argues for Broad Construction of Dodd-Frank Act Whistleblower Anti-Retaliation Provision Jackson Lewis P.C. 4/23/2014
Equine Liens, Who Comes First? Win, Place, Show McBrayer, McGinnis, Leslie and Kirkland, PLLC 4/23/2014
For Business: World Bank’s Anti-Corruption Ethics and Compliance Resource Jackson Lewis P.C. 4/23/2014
Department of Business Oversight (DBO) Issues Guidance Regarding Virtual Currencies And Asks For Comments On Proposed Money Transmission Rules Allen Matkins Leck Gamble Mallory & Natsis LLP 4/23/2014
Severance Payments are Wages Subject to FICA (Federal Insurance Contribution Act) Taxes McBrayer, McGinnis, Leslie and Kirkland, PLLC 4/23/2014
D.C. Circuit Court of Appeals Issues Ruling on Conflict Minerals Drinker Biddle & Reath LLP 4/22/2014
Credit Unions Get Unrelated Business Income Tax (UBIT) Relief from the IRS (Internal Revenue Service) Michael Best & Friedrich LLP 4/22/2014
Insight Bank Allows Itself to be Acquired Due to Slow Economy McBrayer, McGinnis, Leslie and Kirkland, PLLC 4/22/2014
New 252 Percent Estate Tax Bracket and Other Tax Changes Affect Wealthy New Yorkers McDermott Will & Emery 4/22/2014
The SEC (Securities and Exchange Commission) Municipalities Continuing Disclosure Cooperation Initiative: Carrot for Issuers & Underwriters, Stick for Individuals Drinker Biddle & Reath LLP 4/22/2014
FASB (Financial Accounting Standards Board) Revised Guidance Will Decrease Discontinued Operations Treatment Morgan, Lewis & Bockius LLP 4/22/2014
Self-Directed Individual Retirement Account's (IRA): Caution Required Ryley Carlock & Applewhite, A Professional Corporation 4/22/2014
Arizona Anti-Deficiency Protection Cannot Be Waived Ryley Carlock & Applewhite, A Professional Corporation 4/21/2014
Unpaid Employer Contributions as Plan Assets: Expansion Of Liability Under ERISA (Employee Retirement Income Security Act) Proskauer Rose LLP. 4/21/2014
Why October 1, 2014 Is An Important Date For Management Persons Of Nevada Entities Allen Matkins Leck Gamble Mallory & Natsis LLP 4/21/2014
Securities and Exchange Commission (SEC) Alleges Insider Trading by Two Friends in Advance of the Acquisition of The Shaw Group Inc. Katten Muchin Rosenman LLP 4/20/2014
The Arizona Court of Appeals Holds the Right to a Fair Market Value Hearing Cannot be Waived in a Deficiency Action Ryley Carlock & Applewhite, A Professional Corporation 4/20/2014
Certain Residential Developers are Unprotected by the Anti-Deficiency Statute after Foreclosure of a Deed of Trust on Vacant Property Ryley Carlock & Applewhite, A Professional Corporation 4/19/2014
The Cybersecurity Race: Executive Branch Takes The Lead While Congress Watches From The Bleachers Sheppard, Mullin, Richter & Hampton LLP 4/19/2014
Chicago Mercantile Exchange (CME) Group Issues Notice Prohibiting Transitory EFRPs Katten Muchin Rosenman LLP 4/19/2014
Fourth Circuit Affirms Dismissal of Securities Fraud Complaint Where Inference of Scienter Was Not Sufficiently Strong Sheppard, Mullin, Richter & Hampton LLP 4/18/2014
Securities and Exchange Commission (SEC) Brings Lawsuit Against Hedge Fund Manager for Defrauding Investors Katten Muchin Rosenman LLP 4/18/2014
Public Meeting Does Not Clarify Direction of PCAOB’s Proposal to Expand the Auditor’s Report - Public Company Accounting Oversight Board Morgan, Lewis & Bockius LLP 4/18/2014
Financial Industry Regulatory Authority, Inc. (FINRA) Proposes Rule 2081 to Prohibit “Bargained-For” Expungements Katten Muchin Rosenman LLP 4/18/2014
Fiduciary Breach Claims Barred by Employee Retirement Income Security Act's (ERISA) Six-Year Statute of Limitations Proskauer Rose LLP. 4/18/2014
SEC (Securities and Exchange Commission) Issues FAQs on Rule 15c3-5 for Broker Dealers with Market Access Katten Muchin Rosenman LLP 4/18/2014
US Court of Appeals for the District of Columbia Circuit Partially Invalidates Conflict Minerals Rule Katten Muchin Rosenman LLP 4/18/2014
Providing A "Full and Fair Review" Does Not Make An ERISA Plan - Employee Retirement Income Security Act Proskauer Rose LLP. 4/18/2014
Is This Proposed Amendment To Delaware’s Stockholder Consent Statute Really Needed? Allen Matkins Leck Gamble Mallory & Natsis LLP 4/18/2014
Department of Labor: 408(b)(2) Guide and More Drinker Biddle & Reath LLP 4/18/2014
Gaied v. New York State Tax Appeals – The New York State Court Of Appeals Finds That New York May Only Tax Taxpayers Who Maintain a Residence in New York For Personal Use Proskauer Rose LLP. 4/18/2014
Duty to Preserve Documents Arises before Lawsuit is Filed Re: Patent Infringement Womble Carlyle Sandridge & Rice, PLLC 4/17/2014
April Interest Rates Hold Steady for GRATs (Grantor Retained Annuity Trusts), Sales to Defective Grantor Trusts, and Intra-Family Loans Proskauer Rose LLP. 4/17/2014
Blowing The Whistle On Fraud In The Banking Industry [VIDEO] Tycko & Zavareei LLP 4/17/2014
Employer Used As Means to Commit Crime not a Victim under Restitution Act, Fourth Circuit Court Rules Jackson Lewis P.C. 4/17/2014
U.S. Tax Court Rejects Internal Revenue Service's (IRS) Restrictive View of Trust Material Participation Barnes & Thornburg LLP 4/17/2014
OCIE for Never-Before Examined Advisers--Office of Compliance and Examination Godfrey & Kahn S.C. 4/17/2014
Conflict Minerals Rules Partially Invalidated Schiff Hardin LLP 4/16/2014
D.C. Circuit Ruling on Industry Challenge and New SEC (Securities and Exchange Commission) Conflict Minerals Disclosure Guidance Beveridge & Diamond PC 4/16/2014
A Constructive Mexican Response to Vitro's Reorganization Plan Greenberg Traurig, LLP 4/16/2014
FINRA (Financial Industry Regulatory Authority) to Examine Broker-Dealers for Cybersecurity Threats Godfrey & Kahn S.C. 4/16/2014
Foreign Listed Stock Index Futures and Options Approval Chart April 16, 2014 Katten Muchin Rosenman LLP 4/16/2014
This Proposed Amendment To DGCL (Delaware General Corporation Law) Section 141(f) Is A Curate’s Egg Allen Matkins Leck Gamble Mallory & Natsis LLP 4/16/2014
Sixth Circuit Affirms Summary Judgment Against EEOC (Equal Employment Opportunity Commission) in Credit Check Suit Proskauer Rose LLP. 4/15/2014
D.C. Appellate Court Issues Opinion on SEC’s Conflict Minerals Rule - Securities and Exchange Commission Sheppard, Mullin, Richter & Hampton LLP 4/15/2014
Municipal Bond Market Absorbs Puerto Rico Supreme Court’s Decision that Teacher Pension Reform Legislation is Unconstitutional Contract Impairment Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/15/2014
Disgorgement in the Second Circuit: Equitable Relief or Punishment? Barnes & Thornburg LLP 4/15/2014
New IRS Guidance Relating to Same-Sex Spouses and Qualified Retirement Plan Benefits Proskauer Rose LLP. 4/15/2014
Section 1 Claims Dismissed in LIBOR (London InterBank Offered Rate), TIBOR (Tokyo InterBank Offered Rate) Class Action McDermott Will & Emery 4/15/2014
Study Finds Housing Recovery Fully Taken Hold Nationwide Bilzin Sumberg Baena Price & Axelrod LLP 4/15/2014
Five Key Issues for the Parties to a Sublease Sherin and Lodgen LLP 4/15/2014
New Registration Requirements and Deadline for PRC (People's Republic of China) Domestic PE (Private Equity) Funds and Managers Sheppard, Mullin, Richter & Hampton LLP 4/15/2014
SEC (Securities and Exchange Commission) Conflict Minerals Rules: Name And Shame No More? Allen Matkins Leck Gamble Mallory & Natsis LLP 4/15/2014
FINRA's (Financial Industry Regulatory Authority) Reminder About Rollovers: News To Many Drinker Biddle & Reath LLP 4/14/2014
SEC (Securities and Exchange Commission) Staff Releases Compliance and Disclosure Interpretations Related to Intrastate Crowdfunding Godfrey & Kahn S.C. 4/14/2014
A Check on the EEOC (Equal Employment Opportunity Commission) Attack on the Credit Check Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/14/2014
European Union (EU) Commission Proposes Further Harmonisation of Single-Member Companies Morgan, Lewis & Bockius LLP 4/14/2014
Private Equity Firms Face Potential Liability Under Plant Closing Laws McDermott Will & Emery 4/14/2014
American Icon Amends Stock Plan To Make It Section 25102(o) Eligible – Why? Allen Matkins Leck Gamble Mallory & Natsis LLP 4/14/2014
Wealth Decisions in New "Legacy" Book Pt. 2 [AUDIO] Odin, Feldman & Pittleman, P.C. 4/14/2014
Family Wealth Planning Pt. 1 [AUDIO] Odin, Feldman & Pittleman, P.C. 4/13/2014
Federal Reserve Extends Compliance Deadline for Collateralized Loan Obligations (CLOs) Katten Muchin Rosenman LLP 4/13/2014
The Consumer Financial Protection Bureau (CFPB), Recent Developments: March 24, 2014 - March 28, 2014 Greenberg Traurig, LLP 4/13/2014
Banking Agencies Adopt Enhanced Supplementary Leverage Ratio Final Rule Katten Muchin Rosenman LLP 4/12/2014
SEC (Securities and Exchange Commission) Obtains Settlement for Violations of Registration Rules and “Layering” Katten Muchin Rosenman LLP 4/11/2014
Foreign Judgment in Criminal Fraud Action Enforceable in New York Katten Muchin Rosenman LLP 4/11/2014
U.S. Supreme Court Subjects Certain Employment Termination Payments to FICA (Federal Insurance Contributions Act) Tax Greenberg Traurig, LLP 4/11/2014
CFTC (Commodity Futures and Trading Commission) Reissues and Clarifies Relief Regarding Swaps Trading on MTFs (Multilateral Trading Facilities) Katten Muchin Rosenman LLP 4/11/2014
Florida District Court of Appeal Reaffirms Ruling Making Condominium Association Foreclosures More Costly Bilzin Sumberg Baena Price & Axelrod LLP 4/11/2014
The Consumer Financial Protection Bureau (CFPB), Recent Developments: March 31, 2014 – April 4, 2014 Greenberg Traurig, LLP 4/11/2014
CFTC Seeks Comments on ICE Clear Europe Petition--Commodity Futures Trading Commission Katten Muchin Rosenman LLP 4/11/2014
CFTC (Commodity Futures Trading Commission) Extends Relief to FCMs (Futures Commission Merchants) from Certain Commingling Requirements Katten Muchin Rosenman LLP 4/11/2014
FINRA Requests Comment on Rules Regarding Communications with the Public and Gifts, Gratuities and Non-Cash Compensation -- Financial Industry Regulatory Authority Katten Muchin Rosenman LLP 4/11/2014
SEC (Securities and Exchange Commission) Issues Frequently Asked Questions Regarding the Amendments to the Broker-Dealer Reporting Rule Katten Muchin Rosenman LLP 4/11/2014
SEC (Securities and Exchange Commission) Issues New FAQs on Conflict Minerals Katten Muchin Rosenman LLP 4/11/2014
Feds Issue Guidance For Banks Dealing with Marijuana-Related Businesses Barnes & Thornburg LLP 4/11/2014
North Carolina Federal Judge Denied Bank of America’s Motion to Dismiss $850M Mortgage Fraud Case Bilzin Sumberg Baena Price & Axelrod LLP 4/11/2014
Get the FATCA Outta Here? Not Likely. - Foreign Account Tax Compliance Act Vedder Price 4/11/2014
OSHA (Occupational Safety and Health Administration) Publishes Interim Final Rule for CFPA (Consumer Financial Protection Act) Whistleblower Claims Morgan, Lewis & Bockius LLP 4/11/2014
SEC (Securities and Exchange Commission) Introduces Continuing Disclosure Cooperation Initiative Andrews Kurth 4/11/2014
SEC (Securities and Exchange Commission) Establishes Dedicated Group to Focus on Private Funds Drinker Biddle & Reath LLP 4/11/2014
And You Thought Dissenters’ Rights Didn’t Apply To Delaware LLCs (Limited Liability Corporations) Allen Matkins Leck Gamble Mallory & Natsis LLP 4/11/2014
Securities and Exchange Commission (SEC) Offers Guidance On Use of Social Media Commentary by Investment Advisers Drinker Biddle & Reath LLP 4/10/2014
Ninth Circuit Rules National Banks are Residents Only of Their Home State Bilzin Sumberg Baena Price & Axelrod LLP 4/10/2014
Federal Banking Agencies Finalize Supplementary Leverage Ratio Standards Morgan, Lewis & Bockius LLP 4/10/2014
Investment Advisers to Plans May Be Required to Deliver "Disclosure Guide" Under ERISA (Employee Retirement Income Security Act) Proskauer Rose LLP. 4/10/2014
Lenders: Are You Using Electronic Signatures? McBrayer, McGinnis, Leslie and Kirkland, PLLC 4/10/2014
Co-Owner of an Unregistered New Jersey Brokerage Firm Settles “Spoofing” Charges Drinker Biddle & Reath LLP 4/10/2014
Securities and Exchange Commission (SEC) Creates Team to Examine Private Equity and Hedge Funds Barnes & Thornburg LLP 4/9/2014
U.S. Insurance Regulators Continue to React to Influx of Private Equity/Hedge/Pension Fund Capital - New Capital, New Regulations? Drinker Biddle & Reath LLP 4/9/2014
IRS Releases Guidance for Effective Date of Same-Sex Spousal Retirement Rights - Internal Revenue Service Morgan, Lewis & Bockius LLP 4/9/2014
SEC Steps Up Scrutiny of Municipal Bonds: Recently Filed Enforcement Actions Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/9/2014
U.S. Supreme Court Extends Sarbanes-Oxley Whistleblower Protection Vedder Price 4/9/2014
Recently Unveiled “HOME Forward” Housing Act May Signal the End of Fannie and Freddie Bilzin Sumberg Baena Price & Axelrod LLP 4/9/2014
International Integrated Reporting Council (IIRC) and Global Initiative for Sustainability Ratings (GISR) Agree to Memorandum of Understanding Morgan, Lewis & Bockius LLP 4/8/2014
A Win and a Loss for CROs (Chief Restructuring Officer) Greenberg Traurig, LLP 4/8/2014
Securities and Exchange Commission (SEC) Staff Member Discusses Planned Sweep Examination of Alternative Funds Vedder Price 4/8/2014
Quarterly Whistleblower Award Update Drinker Biddle & Reath LLP 4/8/2014
Equity Investors: Be ForeWARNed McDermott Will & Emery 4/8/2014
IRS Clarifies How Plan Sponsors Should Handle Same-Sex Spouses in Qualified Retirement Plans Michael Best & Friedrich LLP 4/8/2014
Division of Investment Management Issues Guidance Regarding Unbundling of Proxy Proposals with Respect to Fund Charter Amendments Vedder Price 4/8/2014
Division of Investment Management Issues Guidance Regarding Aggregate Advisory Fee Rates for Multi-Manager Funds Vedder Price 4/8/2014
First-Ever Securities and Exchange Commission (SEC) Bounty Winner Receives Additional Payout Proskauer Rose LLP. 4/8/2014
Division of Investment Management Issues Guidance Regarding the Testimonial Rule and Social Media Vedder Price 4/8/2014
California Bill Aims To Exempt Venture Capital Company Equity Security Investments From Lenders Law Allen Matkins Leck Gamble Mallory & Natsis LLP 4/8/2014
Senate Finance Committee Passes Bill to Extend Certain Lapsed Tax Breaks McDermott Will & Emery 4/7/2014
Slippery When Wet: "Tax Floors" Keep a Tenant on Firm Financial Footing von Briesen & Roper, S.C. 4/7/2014
IRS Says Bitcoin Isn’t Money Sheppard, Mullin, Richter & Hampton LLP 4/7/2014
Michigan Personal Property Tax Reform Dickinson Wright PLLC 4/7/2014
Sixth Circuit Affirms Dismissal of Securities Class Action for Failure to Properly Plead Scienter Katten Muchin Rosenman LLP 4/7/2014
European Commission Holds Goldman Sachs Liable for Former Portfolio Company’s Antitrust Infringement McDermott Will & Emery 4/7/2014
Agencies Issue Denial of Service Guidance and Guidance on ATMs Katten Muchin Rosenman LLP 4/7/2014
Office of the Comptroller of the Currency (OCC) Issues “Asset-Based Lending” Booklet Katten Muchin Rosenman LLP 4/6/2014
Restitution for Money Laundering Not Offset by Victim’s Self-Help, Court Rules Jackson Lewis P.C. 4/6/2014
Commodity Futures Trading Commission (CFTC) Issues Interpretation Regarding Auditor Independence Standards Katten Muchin Rosenman LLP 4/6/2014
National Futures Association (NFA) Issues Notice to Members Regarding Financial Action Task Force (FATF) Update Katten Muchin Rosenman LLP 4/5/2014
SEC (Securities and Exchange Commission) Requests Comment on FINRA (Financial Industry Regulatory Authority) Rules Katten Muchin Rosenman LLP 4/5/2014
Agencies Issue Interim Final TruPs CDOs Rule, Effective April 1 - Trust Preferred Securities Collateralized Debt Obligations Katten Muchin Rosenman LLP 4/4/2014
The Organization for Economic Co-operation and Development's (OECD) Base Erosion and Profit Shifting (BEPS) Project – A UK update (Part I) McDermott Will & Emery 4/4/2014
Office of the Comptroller of the Currency (OCC) Issues Garnishment Guidance Katten Muchin Rosenman LLP 4/4/2014
SEC (Securities and Exchange Commission) Commissioner Offers Views on SASB (Sustainability Accounting Standards Board) Morgan, Lewis & Bockius LLP 4/4/2014
Texas Department of Banking Issues Guidance on Treatment of Virtual Currency Katten Muchin Rosenman LLP 4/4/2014
Appropriate Cautionary Language Leads to Dismissal of Investor’s Securities Fraud Suit Katten Muchin Rosenman LLP 4/4/2014
OTC (Over the Counter) Derivatives Regulators Group Issues Report to G20 Katten Muchin Rosenman LLP 4/4/2014
The Burdens And Standards Of Proof And Review Allen Matkins Leck Gamble Mallory & Natsis LLP 4/4/2014
Blowing The Whistle On Securities Fraud Tycko & Zavareei LLP 4/3/2014
Arbitration Agreements and Whistleblower Protections Drinker Biddle & Reath LLP 4/3/2014
Bargain Shoppers Beware: Considerations in Buying a Distressed Business von Briesen & Roper, S.C. 4/3/2014
Securities and Exchange Commission (SEC) Enforcement Staff’s Investigations of Financially Stressed Municipal Issuers Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/3/2014
An Upside to Parallel Civil and Criminal Investigations? Criminal Authorities May Have to Disclose Exculpatory Information in the Possession of the Civil Agency Drinker Biddle & Reath LLP 4/3/2014
SEC v. Jacobs May Signal Limit to Duty of Trust or Confidence Required to Prove Insider Trading Based on Misappropriation Theory - Securities and Exchange Commission Drinker Biddle & Reath LLP 4/3/2014
“Neither Admit nor Deny” Settlements at the SEC (Securities and Exchange Commission) Drinker Biddle & Reath LLP 4/3/2014
Inside the New York Budget Bill – Corporate Tax Reform Enacted McDermott Will & Emery 4/3/2014
Just How Binding Are SEC Statements In An Adopting Release? - Securities and Exchange Commission Allen Matkins Leck Gamble Mallory & Natsis LLP 4/3/2014
Lawson and Doral Expand Whistleblower Protections Drinker Biddle & Reath LLP 4/3/2014
Term: Outlays - U.S. Treasury Expenditures Drinker Biddle & Reath LLP 4/2/2014
Foreign LLCs Take Note: This California Legislative Oversight May Affect You Too Allen Matkins Leck Gamble Mallory & Natsis LLP 4/2/2014
Massachusetts Supreme Judicial Court (SJC) Rules on Fiduciary Duties Owed to and By Shareholder-Employee in Closely Held Corporation Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/1/2014
Texas District Court Cites Recent “Evolution” of Rule 23 Standards to Deny Class Certification Motion in Securities Action Based Upon Allegedly Misleading Registration Statement Sheppard, Mullin, Richter & Hampton LLP 4/1/2014
Financial Accounting Standards Board (FASB) to Modify Going Concern Proposal Morgan, Lewis & Bockius LLP 4/1/2014
9th Circuit Holds Issuer Is Investment Bank’s “Customer” And “Actions and Proceedings” Include Arbitrations Allen Matkins Leck Gamble Mallory & Natsis LLP 4/1/2014
Update: Cybersecurity and Internal Control Over Financial Reporting Morgan, Lewis & Bockius LLP 3/31/2014
SEC (Securities and Exchange Commission) Hosts Roundtable on Cybersecurity Issues and Challenges Morgan, Lewis & Bockius LLP 3/31/2014
Securities & Exchange Commission (SEC) Holds Cybersecurity Roundtable Client Alert Drinker Biddle & Reath LLP 3/31/2014
Why A Form LLC-1 May Be Only Half Right - California Limited Liability Corporations Allen Matkins Leck Gamble Mallory & Natsis LLP 3/31/2014
Texas District Court Denies Class Certification in Initial Public Offering (IPO) Securities Suit Katten Muchin Rosenman LLP 3/31/2014
Case to Watch – Chadbourne & Parke LLP v. Troice – Has the Supreme Court Undermined the Misappropriation Theory of Insider Trading? Barnes & Thornburg LLP 3/30/2014
Commodity Futures Trading Commission (CFTC) Requests Public Comment on ICE Swap Trade Packaged Transaction Rule Katten Muchin Rosenman LLP 3/30/2014
Money Manager Sues Securities & Exchange Commission (SEC) to Stop Administrative Action in $1.5 Billion Collateralized Debt Obligations (CDO) Case Katten Muchin Rosenman LLP 3/29/2014
“Housekeeping” Updates for Public Companies Drinker Biddle & Reath LLP 3/29/2014
Commodity Futures Trading Commission (CFTC) Extends Expiration of Multilateral Trading Facilities (MTF) Relief Katten Muchin Rosenman LLP 3/28/2014
Financial Industry Regulatory Authority (FINRA) Proposes to Amend Rule 4210 Katten Muchin Rosenman LLP 3/28/2014
Jumpstart Our Business and Put it in Neutral: SEC (Securities and Exchange Commission) Proposes Reform of Public Companies Regulations Drinker Biddle & Reath LLP 3/28/2014
Proposed Changes to Financial Industry Regulatory Authority (FINRA) Classification of Hybrid Securities for Trade Reporting Purposes Katten Muchin Rosenman LLP 3/28/2014
Public Accounting Oversight Board (PCAOB) Member Addresses Audit Deficiencies Identified in Inspections Morgan, Lewis & Bockius LLP 3/28/2014
How Will The Courts Interpret This? Allen Matkins Leck Gamble Mallory & Natsis LLP 3/28/2014
Dunning Letters as to Time-Barred Debt Can Violate Fair Debt Collection Practices Act (FDCPA) von Briesen & Roper, S.C. 3/28/2014
Internal Revenue Service (IRS) Issues Guidance for Bitcoin, Other Virtual Currencies in Time for Tax Season Jackson Lewis P.C. 3/28/2014
Audit Committee Member Charged with Fraud for Disregarding Red Flags Morgan, Lewis & Bockius LLP 3/27/2014
France Tightens Disclosure Requirements for Large Companies, Particularly in Relation to Transfer Pricing McDermott Will & Emery 3/27/2014
Fraud Risks High for Multi-Unit Property Mortgages McBrayer, McGinnis, Leslie and Kirkland, PLLC 3/27/2014
Delaware Law to Provide for Ratification of Defective Corporate Acts as of April 1, 2014 McDermott Will & Emery 3/26/2014
Ninth Circuit Court Declines To Apply Rule 9(b) To Section 25401 Claim Re: Securities Litigation Allen Matkins Leck Gamble Mallory & Natsis LLP 3/26/2014
U.S. Securities & Exchange Commision (SEC) Brings Charges Against SEC Registered Investment Adviser for Improperly Allocating Expenses and Other Violations of the Investment Advisers Act of 1940 Sheppard, Mullin, Richter & Hampton LLP 3/25/2014
The Securities Fraud Device That The Legislature Devised To Omit Allen Matkins Leck Gamble Mallory & Natsis LLP 3/25/2014
Trust Preferred Securities: Planning for the End of the 5-Year Interest Deferral Period Schiff Hardin LLP 3/24/2014
Legislature Expands Codey Law Exception for Lithotripsy Referrals Giordano, Halleran & Ciesla, P.C. 3/24/2014
Second Circuit Upholds SEC’s Authority to Obtain Disgorgement from Non-Trading Insider Profits Earned by Portfolio Fund from Insider Trading Sheppard, Mullin, Richter & Hampton LLP 3/22/2014
New Consumer Financial Protection Bureau’s (CFPB) Mortgage Servicing Rules: Waiting Until a Borrower is 120-Days Delinquent Before Commencing Foreclosure Godfrey & Kahn S.C. 3/22/2014
Securities and Exchange Commission (SEC) Issues Mergers & Acquisitions‎ (M&A) Broker No-Action Letter Godfrey & Kahn S.C. 3/21/2014
Treasury Adopts Final Rule Addressing Contractor Affirmative Action Under Section 342 of Dodd-Frank Proskauer Rose LLP. 3/21/2014
Amendments to Uniform Branch Office Registration Form Katten Muchin Rosenman LLP 3/21/2014
Trade Sanctions Imposed in Response to Events in Ukraine McDermott Will & Emery 3/21/2014
Update on Economic Sanctions Triggered in Reaction to the Crisis in Ukraine Morgan, Lewis & Bockius LLP 3/21/2014
Has Your Trust Lost Touch With Illinois? If So, It May Not Be Subject to Illinois Income Tax Much Shelist, P.C. 3/21/2014
SEC (Securities and Exchange Commission) Approves New FINRA (Financial Industry Regulatory Authority) Supervision Rules Katten Muchin Rosenman LLP 3/21/2014
CFTC Requests Comment on Swap Data Reporting Rules - Commodity Futures Trading Commission Katten Muchin Rosenman LLP 3/21/2014
Who’s in Charge – Is the Board Responsible to Monitor Its Financial Advisor or Vice Versa? McDermott Will & Emery 3/21/2014
New Jersey Court Sends Dodd-Frank Whistleblower Claim To Arbitration Proskauer Rose LLP. 3/21/2014
Dodd-Frank’s Intersection with the Bankruptcy Code Could Have Significant Impact for Unsecured Creditors Sheppard, Mullin, Richter & Hampton LLP 3/21/2014
Proposed FASB Framework Could Result in Additional Future Disclosures on Loss Contingencies - Financial Accounting Standards Board Morgan, Lewis & Bockius LLP 3/21/2014
Securities and Exchange Commission's (SEC) Amicus Brief: Internal Whistleblower Reports Covered By Dodd-Frank Anti-Retaliation Provision Proskauer Rose LLP. 3/20/2014
Beyond the “A” Round Re: Venture Capital Financing Michael Best & Friedrich LLP 3/20/2014
Proxy Season Litigation Primer: Defending Shareholder Suits to Enjoin Annual Meetings for Allegedly Inadequate Disclosures Concerning Equity Compensation Plans Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 3/20/2014
SEC (Securities and Exchange Commission) Proposes Enhanced Regulatory Framework for Certain Registered Clearing Agencies Morgan, Lewis & Bockius LLP 3/20/2014
Wisconsin Changes Law Regarding Liability of Cardholders Following Unauthorized Use Godfrey & Kahn S.C. 3/20/2014
PIABA (Public Investors Arbitration Bar Association) Goes to Extremes to Attack FINRA's (Financial Industry and Regulatory Authority) BrokerCheck Greenberg Traurig, LLP 3/20/2014
Just What Does “Deem” Mean? Re: Legislation Allen Matkins Leck Gamble Mallory & Natsis LLP 3/20/2014
U.S. Supreme Court Clarifies Limits of Bankruptcy Judge's Equitable Authority Under Section 105(A) Greenberg Traurig, LLP 3/20/2014
Bankruptcy Court Rules Liability Under Prenuptial Agreement Non-Dischargeable, But No Legal Fees Incurred In Bankruptcy Proceedings Giordano, Halleran & Ciesla, P.C. 3/20/2014
The Winds of Change Intensify Over Europe: Recent European Union Actions Firmly Embrace the “Rescue and Recovery” Culture for Business Recovery Barnes & Thornburg LLP 3/20/2014
Beyond the Commercials: Understanding Reverse Mortgages McBrayer, McGinnis, Leslie and Kirkland, PLLC 3/20/2014
The Consumer Financial Protection Bureau (CFPB), Recent Developments: March 10, 2014 - March 14, 2014 Greenberg Traurig, LLP 3/20/2014
IRS Issues More Guidance on 457(b) Plan Corrections Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 3/19/2014
Before This LLC Was Formed, These Members Knew It Allen Matkins Leck Gamble Mallory & Natsis LLP 3/19/2014
Heightened SEC/DOJ Foreign Corrupt Practices Act (FCPA) Standards Offer Risks and Opportunities to Companies and Their Lawyers - Securities and Exchange Commission, Department of Justice Barnes & Thornburg LLP 3/18/2014
Delaware Supreme Court Confirms the Path to Business Judgment Review in Controlling Stockholder Transactions Bracewell & Giuliani LLP 3/18/2014
No New Statute of Limitations Each Time An Alleged Miscalculated Disability Benefit Is Paid Proskauer Rose LLP. 3/18/2014
Legislative Trial Balloon for Puerto Rico Public Corporation Insolvency Process Attracts Bondholder Attention Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 3/18/2014
New York State Department of Taxation and Finance Advisory Opinion (TSB-A-14(6)S) Concludes that Substitution of Property by the Settlor of an Irrevocable Grantor Trust is Subject to New York Sales Tax Proskauer Rose LLP. 3/18/2014
Mortgagees Beware! – The Massachusetts Obsolete Mortgages Statute Revisited Sherin and Lodgen LLP 3/18/2014
Department of Labor (DOL) Proposes Amendment to Service Provider Fee Disclosure Regulation Morgan, Lewis & Bockius LLP 3/18/2014
Quiznos Follows Sbarro To Bankruptcy Protection Giordano, Halleran & Ciesla, P.C. 3/18/2014
New York State Budget Negotiations Contemplate Private Equity Investment Into Hospitals…Again Sheppard, Mullin, Richter & Hampton LLP 3/17/2014
Delaware Upholds Business Judgment Review for Controlling Stockholder Mergers If Minority Is Protected Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 3/17/2014
Another Reason Not To Like California’s New LLC Act Allen Matkins Leck Gamble Mallory & Natsis LLP 3/17/2014
Beyond the “A” Round - Venture Capital Financing Michael Best & Friedrich LLP 3/17/2014
Securities and Exchange Commission (SEC) No-Action Letter Provides Relief for Mergers and Acquisitions (M&A) Brokers Armstrong Teasdale 3/17/2014
PTO Litigation Center Report – March 17, 2014 Sterne, Kessler, Goldstein & Fox P.L.L.C. 3/17/2014
Third Circuit Rules Successor Liability Claims Are “Generalized Claims,” and Therefore, Property of Bankruptcy Estate – Not Individual Creditors Giordano, Halleran & Ciesla, P.C. 3/17/2014
SEC (Securities and Exchange Commission) Scrutinizing Contractual Impediments to Whistleblower Complaints Proskauer Rose LLP. 3/17/2014
Avoiding A Digital Catastrophe: Considerations for Managing Social Media Risks von Briesen & Roper, S.C. 3/17/2014
Sbarro Seeks Bankruptcy Protection Giordano, Halleran & Ciesla, P.C. 3/17/2014
Commodity Futures Trading Commission (CFTC) Announces Available-to-Trade Determinations Katten Muchin Rosenman LLP 3/17/2014
March Interest Rates for GRATs, Sales to Defective Grantor Trusts, Intra-Family Loans and Split Interest Charitable Trusts Proskauer Rose LLP. 3/16/2014
New York Department of Financial Services Issues Public Order to Invite Virtual Currency Exchange Proposals Katten Muchin Rosenman LLP 3/16/2014
Joint Audit Committee Adopts Template Acknowledgment Letters Katten Muchin Rosenman LLP 3/15/2014
Internal Revenue Service (IRS) Streamlined Program Greenberg Traurig, LLP 3/15/2014
Securities & Exchange Commission (SEC) Prevails in Lawsuit Involving $50 Million Ponzi Scheme Katten Muchin Rosenman LLP 3/15/2014
Commodity Futures Trading Commission (CFTC) to Host Roundtable on Commodity Pool Operator Risk Management Practices Katten Muchin Rosenman LLP 3/15/2014
Securities and Exchange Commission (SEC) Brings Lawsuit Against Former Carter’s Executive for Insider Trading and Tippin Katten Muchin Rosenman LLP 3/15/2014
Chicago Mercantile Exchange (CME) Group Exchanges Adopt Revised Rules Regarding Transfer Trades and Concurrent Long and Short Positions Katten Muchin Rosenman LLP 3/14/2014
Financial Industry Regulatory Authority (FINRA) Proposes to Amend Rules 2210 and 2214 Katten Muchin Rosenman LLP 3/14/2014
Securities & Exchange Commission (SEC) Proposes Rules to Enhance Oversight of Clearing Agencies Katten Muchin Rosenman LLP 3/14/2014
NASDAQ Launches Marketplace for Private Companies Katten Muchin Rosenman LLP 3/14/2014
SEC (Securities and Exchange Commission) Issues FAQs on Financial Responsibility Rules Morgan, Lewis & Bockius LLP 3/14/2014
Risk Factors: Another Modest Proposal Allen Matkins Leck Gamble Mallory & Natsis LLP 3/14/2014
Inside the New York Budget Bill Part Four: Nexus McDermott Will & Emery 3/13/2014
Financial Industry Regulatory Authority (FINRA) Issues Investor Alert Concerning Bitcoin Trading and Speculation Proskauer Rose LLP. 3/12/2014
United States Supreme Court Holds That Section 806 of the Sarbanes-Oxley Act Extends to Employees of Private Companies Who Are Contractors or Subcontractors for Covered Public Companies Sheppard, Mullin, Richter & Hampton LLP 3/12/2014
Top 10 Takeaways from ABA (American Bar Association) White Collar Crime Conference (Part 1 of 2) Barnes & Thornburg LLP 3/12/2014
Supreme Court Endorses Broad View of Sarbanes-Oxley's Whistleblower Protection Vedder Price 3/12/2014
Office of Administrative Hearings (OAH) Seeks Opinion Regarding Appearances By Non-Attorneys and Out-of-State Attorneys Allen Matkins Leck Gamble Mallory & Natsis LLP 3/12/2014
U.S. Supreme Court Expands Sarbanes-Oxley Whistleblower Provisions to Private Employers Jackson Lewis P.C. 3/12/2014
German Schuldschein Loans Grow in Popularity Morgan, Lewis & Bockius LLP 3/12/2014
SEC’s (Securities and Exchange Commission) New Priorities Continue To Come Into Focus: Admissions Of Liability Barnes & Thornburg LLP 3/11/2014
An Assessment of the CFIUS (Committee on Foreign Investment in the United States) 2012 Annual Report Sheppard, Mullin, Richter & Hampton LLP 3/11/2014
Securities and Exchange Commission (SEC) Provides Limited Business Broker Registration Relief for Private Company Mergers and Acquisitions (M&A) Transactions Andrews Kurth 3/11/2014
Tenth Circuit Looks Past “General Partnership” Labels in Agreements to Determine Whether Certain Investments Constitute “Securities” Sheppard, Mullin, Richter & Hampton LLP 3/11/2014
Better Late Than Early – What is “Just, Convenient and Equitable” Among Innocent Investors in Fraudulent Schemes Dickinson Wright PLLC 3/10/2014
FINRA Requests Comment on Proposed Rule Set for Limited Corporate Financing Brokers - Financial Industry Regulatory Authority Katten Muchin Rosenman LLP 3/10/2014
Court Grants Preliminary Approval of Settlement in Merger Case - District Court for the Western District of Pennsylvania Katten Muchin Rosenman LLP 3/9/2014
CFTC Reissues FAQ on Commodity Options - Commodity Futures Trading Commission Katten Muchin Rosenman LLP 3/9/2014
Best Practices For Gramm-Leach-Bliley Compliance Re: Data Security and Customer Privacy Jackson Lewis P.C. 3/9/2014
US Court of Appeals for the Eleventh Circuit Upholds Fraud Penalties for Ex-GlobeTel Executives Katten Muchin Rosenman LLP 3/9/2014
SEC Issues No-Action Relief to Broker Dealers from Financial Responsibility Rule 15c3-3 Amendments - Securities and Exchange Commission Katten Muchin Rosenman LLP 3/9/2014
CFTC to Host Roundtable on End-Users - Commodity Futures Trading Commission Katten Muchin Rosenman LLP 3/9/2014
Supreme Court Opens a Pandora’s Box of Whistleblower Litigation Barnes & Thornburg LLP 3/8/2014
Supreme Court Broadens Sarbanes-Oxley Whistleblower Protections, Extends Coverage to Employees of a Public Company’s Private Contractors Drinker Biddle & Reath LLP 3/7/2014
SEC (Securities and Exchange Commission) Settles Charges Against Credit Suisse for Providing Unregistered Services to U.S. Clients Vedder Price 3/7/2014
Congressional Budget Justification Drinker Biddle & Reath LLP 3/7/2014
"(I Can't Get No) Satisfaction": New Wisconsin Statutory Requirements for Payoff Letters and Satisfactions von Briesen & Roper, S.C. 3/7/2014
SEC (Securities and Exchange Commission) Charges Investment Adviser with Violations of the Federal Securities Laws Vedder Price 3/7/2014
Complaint Filed Against BlackRock Alleges Excessive Advisory Fees Vedder Price 3/7/2014
United States Supreme Court Resolves Circuit Split and Narrows Scope of SLUSA - Securities Litigation Uniform Standards Act of 1998 Sheppard, Mullin, Richter & Hampton LLP 3/7/2014
Inside the New York Budget Bill Part Three: Apportionment McDermott Will & Emery 3/6/2014
President Issues Sanctions to Support Stability in Ukraine Drinker Biddle & Reath LLP 3/6/2014
Division of Investment Management Issues Guidance Regarding Unbundling of Proxy Proposals with Respect to Fund Charter Amendments Vedder Price 3/6/2014
Supreme Court Does Not Seem Inclined to Overrule the Presumption of Reliance; But Changes for How Reliance Is Handled at Class Certification May Be Coming Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 3/6/2014
Securities and Exchange Commission (SEC) Staff Member Comments on Recent Sub-Transfer Agency Examinations Vedder Price 3/6/2014
Legal Highlights in Puerto Rico’s “Draft POS” for Upcoming General Obligation Bond Issue Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 3/5/2014
Equity Smequity Greenberg Traurig, LLP 3/5/2014
Subjective or Objective Truth? Supreme Court to Decide What Is an “Untrue” Statement of Opinion Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 3/5/2014
Chadbourne & Parke v. Troice: Impact on the Securities and Exchange Commission's (SEC) Enforcement Powers? Neal, Gerber & Eisenberg LLP 3/5/2014
Capturing Rollovers: A Changing Environment Drinker Biddle & Reath LLP 3/5/2014
The Supreme Court Narrows SLUSA’s Reach and Expands the Pool of Potential Defendants Subject to State Securities Law Class Actions Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 3/5/2014
The Consumer Financial Protection Bureau (CFPB), Recent Developments: February 10, 2014 - February 14, 2014 Greenberg Traurig, LLP 3/4/2014
The Government Has Frozen My Bank Accounts, Why Do I Do Now? Analyzing Asset Forfeiture After Kaley v. U.S. Barnes & Thornburg LLP 3/3/2014
Avoiding Liability for Retaliation Claims under Dodd-Frank and Other Laws Michael Best & Friedrich LLP 3/3/2014
The SEC and it's "Strange Bedfellows" Argue Against Investors Seeking Damages for Fraud--Are Rebuffed by the Supreme Court Barnes & Thornburg LLP 3/3/2014
FTC Announces Identity Theft Was Top Consumer Complaint During 2013, 14 Years Running - Federal Trade Commission Jackson Lewis P.C. 3/3/2014
“Price Protection” in Venture Capital Financings: What Entrepreneurs Should Know Michael Best & Friedrich LLP 3/3/2014
Corporate Political Law Compliance: Top 5 Tips for the 2014 Election Year Womble Carlyle Sandridge & Rice, PLLC 3/3/2014
New York Attorney General Announces Agreement with Firms to Stop Cooperating in “Insider Trading 2.0” Katten Muchin Rosenman LLP 3/3/2014
The Consumer Financial Protection Bureau (CFPB), Recent Developments: February 17, 2014 - February 21, 2014 Greenberg Traurig, LLP 3/3/2014
Supreme Court Rules that the Securities Litigation Uniform Standards Act Does Not Preempt State Law Claims Katten Muchin Rosenman LLP 3/3/2014
A Change for the Worse: Material Adverse Effect in Upstream Acquisitions Andrews Kurth 3/3/2014
SEC Issues Guidance on Aggregate Advisory Fee Rates for Multi-Manager Funds - Securities and Exchange Commission Katten Muchin Rosenman LLP 3/3/2014
CFTC Issues Advisory on Compliance with Gramm-Leach-Bliley Act Security Safeguards - Commodity Futures Trading Commission Katten Muchin Rosenman LLP 3/2/2014
SEC (Securities and Exchange Commission) Issues Relief from Certain Financial Responsibility Rule Requirements Morgan, Lewis & Bockius LLP 3/2/2014
Risky Business: Target Discloses Data Breach and New Risk Factors in 8-K Filing… Kind Of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 3/2/2014
Federal Reserve Finalizes U.S. and Foreign Bank Prudential Standards Morgan, Lewis & Bockius LLP 3/1/2014
“Dual” Employment Contracts for US Executives Working in the UK Vedder Price 3/1/2014
SEC (Securities and Exchange Commission) Says “M&A Brokers” (Mergers and Acquisitions) May Assist with the Purchase and Sale of Privately-Held Companies without Registering as a Broker-Dealer Neal, Gerber & Eisenberg LLP 2/28/2014
Highlights from Securities and Exchange Commission (SEC) Speaks 2014 Vedder Price 2/28/2014
How U.S. Supreme Court Chadbourne & Parke, LLC v. Troice Threatens The Defense Of The Guilty And The Innocent Allen Matkins Leck Gamble Mallory & Natsis LLP 2/28/2014
Puerto Rico Senate Not in a New York State of Mind Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/27/2014
Oops! CalPERS (California Public Employees Retirement System) Reportedly Violates Insider Trading Policy Again Allen Matkins Leck Gamble Mallory & Natsis LLP 2/27/2014
The Impact of 409A on Severance Payments Drinker Biddle & Reath LLP 2/27/2014
New SEC (Securities and Exchange) Guidance for M&A (Mergers and Acquisitions) Brokers Womble Carlyle Sandridge & Rice, PLLC 2/27/2014
Inside the New York Budget Bill Part Two: Tax Base and Income Classification McDermott Will & Emery 2/27/2014
European Securities and Markets Authority (ESMA) Calls for a Uniform Definition of “Derivatives” Under European Market Infrastructure Regulation (EMIR) Morgan, Lewis & Bockius LLP 2/27/2014
SEC (Securities and Exchange Commission) Approves Revised Semi-Annual Data Reporting Requirements for Section 529 Plan Underwriters Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/26/2014
Unprecedented HIPAA Fine May Mean Increased Scrutiny and Penalties Re: Health Insurance Portability and Accountability Act Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/26/2014
California Courts Tackle Meaning of “May” Under the Finance Lenders Law Allen Matkins Leck Gamble Mallory & Natsis LLP 2/26/2014
Digital Currency Identified as an “Emerging Risk” in the Canadian Federal Government’s 2014 Budget Dickinson Wright PLLC 2/26/2014
Federal Energy Regulatory Commission (FERC) Responds to Barclays Motion to Dismiss as Without Merit and so Aggressive That if Granted it Could “Eviscerate” FERC’s Ability to Regulate Wholesale Power Markets Bracewell & Giuliani LLP 2/26/2014
Avoiding The Hack: Credit Card Data Security Measures Of Merchants Giordano, Halleran & Ciesla, P.C. 2/26/2014
Hot Issues in I-829 Adjudication Re: EB-5 Immigrant Investor Visa Greenberg Traurig, LLP 2/26/2014
China's Latest Enforcement of the Anti-Monopoly Law and Price Supervision/Regulation McDermott Will & Emery 2/25/2014
The SEC (Securities and Exchange Commission) Speaks About FCPA (Foreign Corrupt Practices Act) Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/25/2014
Securities Regulator “Surprised and Offended” By SEC’s Regulation A+ Proposal Allen Matkins Leck Gamble Mallory & Natsis LLP 2/25/2014
Angels and Early Exits: Sometimes, a Bird in the Bush is Worth More than a Bird in the Hand Michael Best & Friedrich LLP 2/25/2014
European Commission Proposes New Long-Term Investment Funds Product Morgan, Lewis & Bockius LLP 2/25/2014
The New York Non-Profit Revitalization Act of 2013 – Important Changes Affecting New York Nonprofit Entities and Charitable Trusts Katten Muchin Rosenman LLP 2/24/2014
The Legality Of Corporate Giving Allen Matkins Leck Gamble Mallory & Natsis LLP 2/24/2014
Securities and Exchange Commission (SEC) to Examine Never-Before Examined Registered Investment Advisers Katten Muchin Rosenman LLP 2/24/2014
Federal Reserve Approves Final Rule Regulating Bank Holding Companies and Foreign Banking Organizations Katten Muchin Rosenman LLP 2/23/2014
Internal Revenue Service (IRS) Issues New Foreign Account Tax Compliance Act of 2009 (FATCA) Regulations Katten Muchin Rosenman LLP 2/23/2014
San Francisco Employers – Heads Up, New Rules Governing The Use of Criminal Records Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/22/2014
Is Your Wisconsin Bank Ready for Trust Protectors? Godfrey & Kahn S.C. 2/22/2014
OTC Markets Proposes Amendments to OTCQX Rules and New Rules for US Banks - Re: Over-the-counter Financial Trading Markets Katten Muchin Rosenman LLP 2/21/2014
Securities and Exchange Commission (SEC) Approves Changes to Financial Industry Regulatory Authority (FINRA) BrokerCheck Disclosure Rule 8312 Katten Muchin Rosenman LLP 2/21/2014
Securities and Exchange Commission (SEC) Acknowledges Ethical Obligations May Preclude Voluntary Reporting Out By Attorneys Allen Matkins Leck Gamble Mallory & Natsis LLP 2/21/2014
My Spouse is Gone, But is the Debt? Re: Kentucky Estate Planning McBrayer, McGinnis, Leslie and Kirkland, PLLC 2/21/2014
UK Serious Fraud Office (SFO) Drops High-Profile Corruption Case Morgan, Lewis & Bockius LLP 2/21/2014
Texas Amends Investment Adviser Registration Exemption for Private Fund Advisers Andrews Kurth 2/20/2014
Want to Explore a Merger of Equals? Answer These Questions First Godfrey & Kahn S.C. 2/20/2014
Beware of the Cumulative Dividend Michael Best & Friedrich LLP 2/20/2014
A New Beginning for Real Estate Closings McBrayer, McGinnis, Leslie and Kirkland, PLLC 2/20/2014
Seventh Circuit Holds That a Trustee Had Constructive Notice of a Mortgage Under Illinois Law Barnes & Thornburg LLP 2/20/2014
Delaware Court of Chancery Applies Implied Covenant of Good Faith and Fair Dealing to Prohibit An Acquiring Entity From Diverting Revenues to Depress Payouts Under a Contingent Purchase Price Provision Sheppard, Mullin, Richter & Hampton LLP 2/20/2014
What’s The Matter With The SEC’s Unbundling Interpretation? Re: Securities and Exchange Commission Allen Matkins Leck Gamble Mallory & Natsis LLP 2/20/2014
Could You Be A Commodity Trading Advisor or Commodity Pool Operator and Not Know It? Bracewell & Giuliani LLP 2/19/2014
To Avoid FATCA (Foreign Account Tax Compliance Act) Withholding, Foreign Financial Institutions Must Register With IRS by April 25, 2014 Andrews Kurth 2/19/2014
Slam Dunk for Credit Bid Cap - Delaware Bankruptcy Litigation Greenberg Traurig, LLP 2/19/2014
Select Broker-Dealer, Investment Adviser, and Investment Company Enforcement Cases and Developments: 2013 Year in Review Morgan, Lewis & Bockius LLP 2/19/2014
UK Financial Conduct Authority (FCA) Issues First Fine Under New Anti-Money Laundering Regime Morgan, Lewis & Bockius LLP 2/18/2014
Do Laws Have an Expiration Date? Allen Matkins Leck Gamble Mallory & Natsis LLP 2/18/2014
National Futures Association (NFA) Issues Notice to Members Regarding Member Obligations Under NFA Bylaw 1101 and Compliance Rule 2-36(d) Katten Muchin Rosenman LLP 2/17/2014
Commodity Futures Trading Commission (CFTC) Guidance Relating to Trading on Swap Execution Facilities (SEFs) and Designated Contract Markets (DCMs) Katten Muchin Rosenman LLP 2/16/2014
Securities and Exchange Commission (SEC) Sanctions CEO and CCO of Formerly Registered Investment Adviser for Custody Rule Violations; Accountants Barred from SEC Practice for Failure to Complete Surprise Examination Godfrey & Kahn S.C. 2/16/2014
Securities and Exchange Commission (SEC) Files Insider Trading Action Despite Unknown Tipper Katten Muchin Rosenman LLP 2/16/2014
New Payment Card Technology Finally Coming to US? Target Takes the Lead Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/15/2014
Commodity Futures Trading Commission (CFTC) Issues No-Action Relief Regarding 30.7 Foreign Futures Accounts Katten Muchin Rosenman LLP 2/15/2014
Commodity Futures Trading Commission (CFTC) Exempts Multilateral Trading Facilities (MTF) from US Registration Requirements Katten Muchin Rosenman LLP 2/14/2014
In Drafting A Release, You May Want To Define “Affiliate” Re: California Corporations Code Allen Matkins Leck Gamble Mallory & Natsis LLP 2/14/2014
United States Commodity Futures Trading Commission (CFTC) Issues Relief for Cross-Border Trading of Swaps on Qualifying Multilateral Trading Facilities in the European Union Katten Muchin Rosenman LLP 2/14/2014
Hedge Fund Adviser and Holding Company Agree to Pay Nearly $9 Million in SEC Settlement for Overvaluing Fund Assets Godfrey & Kahn S.C. 2/14/2014
Canada’s Elimination of Its Investor Program May Drive Investors to the U.S. EB-5 Program Greenberg Traurig, LLP 2/13/2014
SEC Division of Corporation Finance updates Rule 506 Compliance and Disclosure Interpretations Godfrey & Kahn S.C. 2/13/2014
Advisers Face Lawsuits Over Fees Charged to Subadvised Funds Godfrey & Kahn S.C. 2/13/2014
Securities and Exchange Commission (SEC) Files Complaint Against Money Market Fund Adviser and Portfolio Manager Godfrey & Kahn S.C. 2/13/2014
The CTFC: Armed and Dangerous - Commodity Futures Trading Commission Barnes & Thornburg LLP 2/13/2014
Buying a Home? Do This First! McBrayer, McGinnis, Leslie and Kirkland, PLLC 2/13/2014
House Passes Bill Exempting Private Advisers From Registration Godfrey & Kahn S.C. 2/13/2014
Securities and Exchange Commission (SEC) Charges Money Market Fund Adviser and Portfolio Manager with Violations of the Federal Securities Laws Vedder Price 2/13/2014
Does The Government Really Pay Awards To Whistleblowers? Tycko & Zavareei LLP 2/13/2014
Securities and Exchange Commission (SEC) Staff Issues Guidance on Exemption for Advisers to Venture Capital Funds Godfrey & Kahn S.C. 2/13/2014
Commercial Mortgage Options Expanding – Borrowers to Benefit? Dickinson Wright PLLC 2/12/2014
Securities and Exchange Commission (SEC) Seeks Public Input on Glide-Path Graphic for Target Date Funds Godfrey & Kahn S.C. 2/12/2014
Securities and Exchange Commission (SEC) Charges Investment Adviser with Violations of the Federal Securities Laws Vedder Price 2/12/2014
Foreign Account Tax Compliance Act (FATCA) Online Registration is Up and Running. Key Deadline Approaches for Foreign Funds Drinker Biddle & Reath LLP 2/12/2014
Sure You Can Appeal – As Long as Committee Counsel Works for Free Greenberg Traurig, LLP 2/12/2014
Securities and Exchange Commission (SEC) Sanctions Investment Adviser and President/Chief Compliance Officer for False and Misleading Advertisements Vedder Price 2/12/2014
Securities and Exchange Commission (SEC) Staff Issues Guidance on Fund Names Suggesting Protection From Loss Godfrey & Kahn S.C. 2/12/2014
Have the Federal Securities Laws Been Eviscerated? Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/12/2014
JPMorgan Chase Pays $614 Million for Submitting False Claims in Mortgage Loans Case Tycko & Zavareei LLP 2/12/2014
Federal Securities Class Action Filings Grew 10% in 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/11/2014
Securities and Exchange Commission (SEC) Increases Focus on Cyber Security Vedder Price 2/11/2014
SEC (Securities and Exchange Commission) Announces 2014 Examination Priorities Godfrey & Kahn S.C. 2/11/2014
Attacking LBO (Leveraged Buyout) Payouts as State Law Fraudulent Transfers Sheppard, Mullin, Richter & Hampton LLP 2/11/2014
Would Disclosure Improve If The SEC (Securities and Exchange Commission) Used The “Magic Word” A Bit More Often? Allen Matkins Leck Gamble Mallory & Natsis LLP 2/11/2014
Federal Agencies Finalize the Volcker Rule Godfrey & Kahn S.C. 2/11/2014
SEC’s Office of Compliance Inspections and Examinations (OCIE) Issues Risk Alert on Investment Adviser Due Diligence Processes for Selecting Alternative Investments Vedder Price 2/11/2014
Bitcoins and Liability in the Wake of Recent Silk Road Arrests Sheppard, Mullin, Richter & Hampton LLP 2/11/2014
Virginia Judge Finds Another Loan Officer To Be Exempt “Outside” Salesman Jackson Lewis P.C. 2/11/2014
Mutual Funds May Electronically Deliver Written Statements Describing Source of Distributions Godfrey & Kahn S.C. 2/11/2014
Securities and Exchange Commission (SEC) Staff Releases 2014 Examination Priorities Vedder Price 2/11/2014
Deeds-in-Lieu of Foreclosure: Whether to Take an Assignment of the Developer's Agreement von Briesen & Roper, S.C. 2/11/2014
Division of Investment Management Issues Guidance Regarding Risk Management for Fixed Income Funds Vedder Price 2/10/2014
Lyondell: Is the Safe Harbor Closed to Former Shareholders of LBOs (Leveraged Buyout)? Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/10/2014
Puerto Rico Bondholders Await Contract Impairment Ruling in Teacher Pension Reform Litigation Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/10/2014
SEC Extends Exemptions for Security-based Swaps - Securities and Exchange Commission Katten Muchin Rosenman LLP 2/10/2014
DOJ Wins Big Insider Trading Case: Martoma Conviction; Bad News for Cohen and SAC -Department of Justice Barnes & Thornburg LLP 2/9/2014
SEC Division of Corporation Finance Issues Guidance on Rule 506(c) Private Placements - Securities and Exchange Commission Katten Muchin Rosenman LLP 2/9/2014
Sometimes You Don't Have to Register - Securities and Exchange Commission Greenberg Traurig, LLP 2/9/2014
Martoma Securities Fraud Case by the Numbers Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/9/2014
Securities and Exchange Commission (SEC) Issues Risk Alert on Investment Advisers’ Due Diligence Processes for Selecting Alternative Investments Katten Muchin Rosenman LLP 2/9/2014
Securities and Exchange Commission (SEC) Issues No-action Relief Regarding Registration of Mergers and Acquisitions (M&A) Brokers Katten Muchin Rosenman LLP 2/8/2014
Lawmakers Announce Plan to Repeal and Replace Sustainable Growth Rate (SGR) von Briesen & Roper, S.C. 2/8/2014
California Finders Bill Moves To Senate on 73-1 Vote Re: M&A Brokers Allen Matkins Leck Gamble Mallory & Natsis LLP 2/8/2014
US District Court for the Southern District of Florida Upholds SEC’s Partial Win in Bank Fraud Suit Katten Muchin Rosenman LLP 2/8/2014
Update on the European Market Infrastructure Regulation Morgan, Lewis & Bockius LLP 2/8/2014
Commodity Futures Trading Commission (CFTC) Issues Guidance on New Filing Requirements Katten Muchin Rosenman LLP 2/8/2014
US District Court for the Southern District of New York Grants SEC’s Final Summary Judgment Claim in Securities and Investment Advisor Fraud Case Katten Muchin Rosenman LLP 2/7/2014
North Carolina Court of Appeals: Tillman Substantive Unconscionability Test No Longer Valid Womble Carlyle Sandridge & Rice, PLLC 2/7/2014
FATCA Update - US Foreign Account Tax Compliance Act Altro Levy LLP 2/6/2014
Securities and Exchange Commission (SEC) No-Action Letter Addresses “M&A Brokers” Allen Matkins Leck Gamble Mallory & Natsis LLP 2/6/2014
Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC) to Focus on IRA Rollover Practices in 2014 Morgan, Lewis & Bockius LLP 2/6/2014
One Day Left to Share Your Comments about the Closing Process with the Consumer Financial Protection Bureau (CFPB)! McBrayer, McGinnis, Leslie and Kirkland, PLLC 2/6/2014
Tennessee Supreme Court Holds That Insurer is Entitled to Rely Upon Facially Valid Order of Financial Guardianship Despite Deficiencies Dickinson Wright PLLC 2/6/2014
Supreme Court Affirms Contractually Reduced Limitations Periods for Employee Retirement Income Security Act (ERISA) Benefit Claims Date Jackson Lewis P.C. 2/6/2014
Final Rules Implement Key Aspects of 3.8 Percent Net Investment Income Tax Barnes & Thornburg LLP 2/5/2014
Securities and Exchange Commission (SEC) Provides No-Action Relief for M&A (Mergers and Acquisition) Brokers Morgan, Lewis & Bockius LLP 2/5/2014
Preparation for 2013 Fiscal Year-End SEC Filings and 2014 Annual Shareholder Meetings Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/5/2014
Credit Bidding and the Clash of Old and New Bankruptcy Greenberg Traurig, LLP 2/5/2014
Stockholder Held Personally Liable for Failure of Insolvent Company to Pay Federal Taxes Lowndes, Drosdick, Doster, Kantor & Reed, P.A. 2/5/2014
The Consumer Financial Protection Bureau (CFPB), Recent Developments: January 6, 2014 - January 31, 2014 Greenberg Traurig, LLP 2/5/2014
Second Circuit Holds Delaware Fiduciary Duty Law Preempted By Federal Interest In Fiscal Stability Sheppard, Mullin, Richter & Hampton LLP 2/4/2014
Second Circuit Affirms Dismissal of Short-Swing Profit Claim Against Goldman Sachs Arising from Six-Month Call Options Sheppard, Mullin, Richter & Hampton LLP 2/4/2014
Partially Participating Preferred: An Alternative to Participation Caps Michael Best & Friedrich LLP 2/4/2014
Accountable Care Organizations (ACOs) Show Some Savings Potential: Legislative and Regulatory Initiatives Ramping Up Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/4/2014
Investor Voice May Rue Adoption Of Single Voting Standard Allen Matkins Leck Gamble Mallory & Natsis LLP 2/4/2014
Background Checks: Don’t Overlook the Fair Credit Reporting Act Odin, Feldman & Pittleman, P.C. 2/4/2014
Investment Policy Statement: Friend or Enemy Drinker Biddle & Reath LLP 2/4/2014
Bureau of Industry and Security (BIS) Orders Company to Conduct External Audit in Settlement Drinker Biddle & Reath LLP 2/4/2014
Could Bondholders Bring Claims Against Puerto Rico Bond Issuers in Courts Outside Puerto Rico? Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/4/2014
On Closer Inspection, This CII (Council of Institutional Investors) “Best Practice” May Be Neither Good Nor Legal Allen Matkins Leck Gamble Mallory & Natsis LLP 2/4/2014
Shareholder Derivative Suit Dismissed for Failure to Show Demand Futility Katten Muchin Rosenman LLP 2/2/2014
Delaware Decision Makes It Increasingly Difficult for Insurers to Evade Coverage for Dissolved Corporations Gilbert LLP 2/2/2014
Are Credit Bids in a Deep Freeze? Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2/2/2014
Federal Trade Commission (FTC) Announces New Filing Thresholds for Hart-Scott-Rodino Pre-Merger Notifications Katten Muchin Rosenman LLP 2/2/2014
This Plaintiff Dreamed Of Shares That Never Were Allen Matkins Leck Gamble Mallory & Natsis LLP 2/2/2014
A View from Amsterdam: Recent Developments in Implementing the Alternate Investment Fund Manager’s Directive Greenberg Traurig, LLP 2/2/2014
Department of Justice (DOJ) Program for Swiss Banks Can Mean Trouble for U.S. Taxpayers with Undisclosed Offshore Accounts Greenberg Traurig, LLP 2/1/2014
Second Circuit Upholds Insider Trading Claim for Unregistered Securities Katten Muchin Rosenman LLP 2/1/2014
Bilateral China / US Investment ‐ Is 2014 the Year? Greenberg Traurig, LLP 2/1/2014
Commodity Futures Trading Commission (CFTC) Certifies Available-to-Trade Determinations Katten Muchin Rosenman LLP 2/1/2014
A View from London: The UK Takeover Code ‐ Recent Changes Greenberg Traurig, LLP 2/1/2014
European Market Infrastructure Regulation (EMIR) Trade Reporting Requirements Come Into Effect 12 February 2014 McDermott Will & Emery 2/1/2014
FinCEN Issues Money Services Businesses (MSB) Guidance for Bitcoin Miners, Investors and Software Developers Katten Muchin Rosenman LLP 2/1/2014
SEC (Securities and Exchange Commission) Division of Corporation Finance Issues Three C&DIs (Compliance and Disclosure Interpretations) Relating to “Unbundling Rule” Katten Muchin Rosenman LLP 1/31/2014
Amendments to Delaware Limited Liability Company Act Confirm that Managing Members and Managers of Delaware Limited Liability Companies Owe Default Fiduciary Duties Greenberg Traurig, LLP 1/31/2014
National Futures Association (NFA) Members Must Provide Suspicious Activity Reports to NFA Upon Request Katten Muchin Rosenman LLP 1/31/2014
Institutional Shareholder Services (ISS) Introduces Updated QuickScore Governance Ratings System Vedder Price 1/31/2014
Securities Regulators’ Increasing Use of Real-Time Monitoring Systems – Is Skynet Next? Barnes & Thornburg LLP 1/31/2014
Delaware Court of Chancery Upholds the Facial Validity of Organic Exclusive Forum Provisions, But Future “As‐ Applied” Challenges Could be a Different Matter Greenberg Traurig, LLP 1/31/2014
Going South: What U.S. Companies Need to Know About The Foreign Corrupt Practices Act (FCPA) and Doing Business in Latin America Barnes & Thornburg LLP 1/30/2014
I May Be Pettifogging, But I Have to Ask: Is It Time To Dump The Proxy And Give Shareholders A Ballot? Allen Matkins Leck Gamble Mallory & Natsis LLP 1/30/2014
Section 162(m): Actions that Should be Taken by March 31, 2014, and/or in this Year's Proxy to Avoid the $1,000,000 Deduction Limitation Greenberg Traurig, LLP 1/30/2014
If It’s Not In Writing, It Didn’t Happen: Oral Promises To Modify A Loan Are Not Enforceable Sheppard, Mullin, Richter & Hampton LLP 1/29/2014
Beware of the Dragnet Re: Security Instruments Greenberg Traurig, LLP 1/29/2014
Higher Filing Thresholds for HSR Act Premerger Notifications Effective February 24, 2014 (Hart-Scott-Rodino Antitrust Improvements Act of 1976) Sheppard, Mullin, Richter & Hampton LLP 1/28/2014
Clothing Manufacturer to Pay $4.8 Million Settlement to Investors for Immigration Violation Jackson Lewis P.C. 1/28/2014
Comptroller of the Currency (OCC) Seeks to Formalize Risk Governance Expectations of Large Banks Morgan, Lewis & Bockius LLP 1/27/2014
Federal Financial Institutions Examination Council (FFIEC) Revises Items to Be Reported on Call Reports; Items Include Remittances and Websites Soliciting Deposits Katten Muchin Rosenman LLP 1/26/2014
Commodity Futures Trading Commission (CFTC) Interdivisional Working Group to Review Swap Reporting Katten Muchin Rosenman LLP 1/26/2014
Does Reputation Really Impact the Bottom Line? Risk and Insurance Management Society, Inc. (RIMS) 1/26/2014
Federal Trade Commission (FTC) Announces New Hart-Scott-Rodino Act (HSR) Thresholds Schiff Hardin LLP 1/25/2014
National Futures Association (NFA) Requests Comment on Commodity Pool Operator/Commodity Trading Advisor (CPO/CTA) Requirements Katten Muchin Rosenman LLP 1/25/2014
First Made Available to Trade (MAT) Determinations Are Deemed Certified Katten Muchin Rosenman LLP 1/25/2014
Proposal Seeks To Make California The Artificer And Enforcer Of Caps On Executive Compensation Allen Matkins Leck Gamble Mallory & Natsis LLP 1/25/2014
Higher Hart-Scott-Rodino Antitrust Improvements Act (HSR) Reporting Threshold Requirements Effective February 24, 2014 Andrews Kurth 1/25/2014
Institutional Shareholder Services (ISS) Updating QuickScore Methodology and Opening Data Validation Period Katten Muchin Rosenman LLP 1/25/2014
Securities and Exchange Commission (SEC) Obtains $5.6 Million Judgment Against Stockbroker for Insider Trading of Burger King Stock Katten Muchin Rosenman LLP 1/24/2014
Delaware Court Rules in Favor of Former LLC Member in LLC’s Competition Claim Katten Muchin Rosenman LLP 1/24/2014
Delaware Bankruptcy Court Limits Ability of Purchaser of Secured Claim to Credit Bid Barnes & Thornburg LLP 1/24/2014
Angel Investor Tax Credit Program Would Be Godsend to Kentucky Businesses McBrayer, McGinnis, Leslie and Kirkland, PLLC 1/24/2014
New York Federal Court Finds Bank Properly Classified Financial Services Consultant As Independent Contractor Jackson Lewis P.C. 1/23/2014
Legislation Allows Michigan Companies to Raise Capital, Avoid Federal Crowdfunding Rules Varnum LLP 1/23/2014
Tribal Sovereign Immunity Protects Payday Lenders From State Enforcement Allen Matkins Leck Gamble Mallory & Natsis LLP 1/23/2014
Accounting Firm Partner Cannot be a Whistleblower Under New Jersey’s Conscientious Employee Protection Act Drinker Biddle & Reath LLP 1/23/2014
United Kingdom (UK) Government Steps Up Antibribery Enforcement Morgan, Lewis & Bockius LLP 1/22/2014
Section 1111(b) of the Bankruptcy Code: An Effective Weapon for Undersecured Creditors Opposing Confirmation of Cramdown Chapter 11 Plans Barnes & Thornburg LLP 1/22/2014
Just Who Is Behind The Universal Proxy? Allen Matkins Leck Gamble Mallory & Natsis LLP 1/22/2014
Minority Shareholder Oppression Remedies Do Not Apply in LLC Dispute New Jersey Law Drinker Biddle & Reath LLP 1/22/2014
New Year's Resolutions Re: Steps to Maintain an Effective Trade Compliance Program Drinker Biddle & Reath LLP 1/21/2014
Two Kentucky CPA Firms to Merge McBrayer, McGinnis, Leslie and Kirkland, PLLC 1/21/2014
Securities and Exchange Commission (SEC) Highlights 2013 Accomplishments and Outlines 2014 Enforcement Priorities Barnes & Thornburg LLP 1/20/2014
FINRA (Financial Industry Regulatory Authority) Examiners to Focus on Brokers with Histories of Discipline Barnes & Thornburg LLP 1/20/2014
SEC Proposes Revised Rules for Regulation A Exemption Permitting Securities Offerings up to $50 Million Womble Carlyle Sandridge & Rice, PLLC 1/20/2014
Let the Light of Day Shine Re: SEC (Securities and Exchange Commission) Insider Trading Case Barnes & Thornburg LLP 1/20/2014
Agreement Reached on Revised European Rules for Markets in Financial Instruments McDermott Will & Emery 1/20/2014
California Continues to Shape Privacy Standards: Song-Beverly Act Extended to Email Addresses Womble Carlyle Sandridge & Rice, PLLC 1/20/2014
Supreme Court Case Likely to Resolve Dispute on What Government Must Prove in Bank Fraud Prosecutions Barnes & Thornburg LLP 1/20/2014
Eastern District of North Carolina (E.D.N.C.) Bankruptcy Court Rules that Borrower Can Raise Unfair and Deceptive Trade Practices Claims Against Lender Based on Refusal to Modify Loan Poyner Spruill LLP 1/20/2014
The Dodd-Frank Act and Municipal Advisor Rules Dickinson Wright PLLC 1/20/2014
Agencies Retreat on Trust Preferred Securities (TruPS CDOs) Katten Muchin Rosenman LLP 1/20/2014
FinCEN (Financial Crimes Enforcement Network) Announces Extension for Certain FBAR (Report of Foreign Bank and Financial Accounts) Filers Morgan, Lewis & Bockius LLP 1/19/2014
California Court of Appeal Clarifies Rights of Dissenting Minority Shareholders Under California Corporation Code § 1312(b) Sheppard, Mullin, Richter & Hampton LLP 1/19/2014
Commodity Futures Trading Commission (CFTC) Issues No-Action Relief to Futures Commission Merchants (FCM) Relating to Enhanced Customer Protection Rules Katten Muchin Rosenman LLP 1/19/2014
To 8-K, or not to 8-K? For Target, that is indeed the question. Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 1/19/2014
San Francisco Gross Receipts Tax Greenberg Traurig, LLP 1/19/2014
Federal Reserve Revisits Financial Holding Companies (FHC) Commodities and Merchant Banking Activities Morgan, Lewis & Bockius LLP 1/19/2014
Eleventh Circuit Upholds Directors’ Affirmative Defenses Based on Federal Deposit Insurance Corporation's (FDIC) Post-Receivership Conduct Katten Muchin Rosenman LLP 1/18/2014
Immunity for Data Bank Reporting Does Not Turn on Truth or Falsity of Underlying Merits of Data Bank Report, Court Rules Barnes & Thornburg LLP 1/18/2014
Absence Of Stock Legend Does Not Relieve Broker Of Duty Of Inquiry Allen Matkins Leck Gamble Mallory & Natsis LLP 1/18/2014
Sorry D.C., You’re Not a Municipality Re: Bankruptcy Litigation Greenberg Traurig, LLP 1/17/2014
SEC (Securities and Exchange Commission) Announces 2014 Examination Priorities for Investment Advisers Sheppard, Mullin, Richter & Hampton LLP 1/17/2014
Revised Hart-Scott-Rodino Premerger Notification Thresholds for 2014 Greenberg Traurig, LLP 1/17/2014
Comptroller of the Currency (OCC) Proposes Risk Guidelines for Large Banks; Plans to Apply Part 30 to Federal Savings Institutions Katten Muchin Rosenman LLP 1/17/2014
Overkilling Qimonda Re: Bankruptcy and Intellectual Property Litigation Greenberg Traurig, LLP 1/17/2014
The Consumer Financial Protection Bureau (CFPB), Recent Developments: December 16, 2013 – December 20, 2013 Greenberg Traurig, LLP 1/17/2014
Community Bank TruPS CDOs Exempted from the Volcker Rule Re: Trust Preferred Securities and Collateralized Debt Obligation Morgan, Lewis & Bockius LLP 1/16/2014
U.S. District Court in Atlanta Rules against the SEC in an Insider Trading Case, Describing the SEC's Evidence as 'Overreaching' and 'Self-Serving' Greenberg Traurig, LLP 1/16/2014
NASDAQ Amends Compensation Committee Independence Rules Morgan, Lewis & Bockius LLP 1/16/2014
Government Regulators Continue to Make Insider Trading a Trial Priority (With Mixed Success) Barnes & Thornburg LLP 1/16/2014
The Consumer Financial Protection Bureau (CFPB), December 9, 2013 – December 13, 2013 Greenberg Traurig, LLP 1/16/2014
Focus on Savings Opportunities: Merchandise Processing Fees Eliminated for Pharmaceutical and Civil Aircraft Imports from Certain Fee Trade Partner Countries Drinker Biddle & Reath LLP 1/15/2014
The Consumer Financial Protection Bureau (CFPB), Recent Developments: November 25, 2013 - December 6, 2013 Greenberg Traurig, LLP 1/15/2014
Privacy Monday – January 13, 2014 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 1/15/2014
Managing Third Party Relationships: New Regulatory Guidance for Banks von Briesen & Roper, S.C. 1/14/2014
Tennessee Supreme Court Holds That Insurer is Entitled to Rely Upon Facially Valid Order of Financial Guardianship Despite Deficiencies Dickinson Wright PLLC 1/14/2014
Financial Services Legislative and Regulatory Update - January 13, 2014 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 1/14/2014
The Volcker Rule . . . Finally. Greenberg Traurig, LLP 1/14/2014
40% Is Less Than A Majority But Can It Be “Control”? Re: California Corporate Securities Allen Matkins Leck Gamble Mallory & Natsis LLP 1/14/2014
California Franchise Tax Board (FTB) Unable to Assess Enhanced Promoter Penalties Prior to 2004 Greenberg Traurig, LLP 1/14/2014
Seventh Circuit Holds That Illinois Mortgages Need Only Substantially Comply With Mortgage Form in Statute Barnes & Thornburg LLP 1/13/2014
Consumer Financial Protection Bureau (CFPB) Study Points to Rules that May Restrict or Ban Mandatory Arbitration Clauses in Contracts for Consumer Financial Products Greenberg Traurig, LLP 1/13/2014
Another U.S. Court of Appeals Decision Protects U.S. Creditors from the Effects of Foreign Bankruptcy Law Greenberg Traurig, LLP 1/12/2014
SEC Division of Corporation Finance Issues Five Additional Compliance and Disclosure Interpretations (C&DI) Relating to “Bad Actor” Rule Katten Muchin Rosenman LLP 1/12/2014
Second Circuit Adds Eligibility Requirement for Chapter 15 Cases - Debtor Residency Requirement Greenberg Traurig, LLP 1/12/2014
Lawmakers Introduce Legislation to Resolve CDO-TruPS (Collateralized Debt Obligation-Trust Preferred Securities) Controversy Katten Muchin Rosenman LLP 1/12/2014
Virginia Judge Finds Loan Officer to Be Outside Salesman Exempt From Minimum Wage and Overtime Jackson Lewis P.C. 1/11/2014
Judges Raise Concerns Regarding SEC (Securities and Exchange Commission) Conflict Minerals Rule at Appeal Hearing Katten Muchin Rosenman LLP 1/11/2014
Commodity Futures Trading Commission (CFTC) Requests Comment on Staff Advisory Regarding the Applicability of Transaction Level Requirements Katten Muchin Rosenman LLP 1/11/2014
National Futures Association (NFA) Implements Additional Reporting Requirements for Certain FCMs (Futures Commission Merchants) Katten Muchin Rosenman LLP 1/11/2014
ArthroCare to Pay $30 Million Fine to Settle Department of Justice (DOJ) Probe Katten Muchin Rosenman LLP 1/10/2014
Alcoa Subsidiary Pleads Guilty to Foreign Corrupt Practices Act (FCPA) Charge, Will Pay $348 Million Katten Muchin Rosenman LLP 1/10/2014
Consumer Financial Protection Bureau (CFPB) Report Targets Arbitration Clauses Sheppard, Mullin, Richter & Hampton LLP 1/10/2014
Foreclosing on Abandoned Properties in Wisconsin After Carson Godfrey & Kahn S.C. 1/9/2014
California Commissioner of Corporations Adopts Rewrite Of Investment Adviser Custody Rule Allen Matkins Leck Gamble Mallory & Natsis LLP 1/9/2014
Proposed Bill Barring Credit Checks By Employers Jackson Lewis P.C. 1/9/2014
SEC (Securities and Exchange Commission) Adopts Rule and Form Amendments to Remove Credit Rating References Vedder Price 1/9/2014
Volcker Rule Adopted by Regulatory Agencies to Limit Certain Bank Activities Vedder Price 1/9/2014
Finders Bill Finds Some Forward Transaction Re: California Securities Law Allen Matkins Leck Gamble Mallory & Natsis LLP 1/9/2014
The Consumer Financial Protection Bureau (CFPB), Recent Developments: December 23, 2013 - January 3, 2014 Greenberg Traurig, LLP 1/8/2014
Financial Industry Regulatory Authority, Inc. (FINRA) 2014 Regulatory and Examination Priorities Include “Recidivist” Brokers, Conflicts of Interest, Frontier Funds, Crowdfunding Portals Neal, Gerber & Eisenberg LLP 1/7/2014
Private Equity Investors Demand More: More Insurance, That Is Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 1/7/2014
Barclays Motion to Dismiss Claims Raises Significant Issues About FERC (Federal Energy Regulatory Commission) Jurisdiction Bracewell & Giuliani LLP 1/6/2014
Commodity Futures Trading Commision (CFTC) Issues No-Action Relief Regarding Annual Reports by Chief Compliance Officers Katten Muchin Rosenman LLP 1/6/2014
Social Media for Financial Institutions – Final Guidance Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 1/6/2014
Commodity Futures Trading Commission (CFTC) Makes Comparability Determinations for Substituted Compliance Purposes Katten Muchin Rosenman LLP 1/5/2014
Commodity Futures Trading Commission (CFTC) Extends Relief from Oral Communication Recording Requirements Katten Muchin Rosenman LLP 1/5/2014
Simply Getting Stiffed On A Judgment May Be An Inequitable Result Allen Matkins Leck Gamble Mallory & Natsis LLP 1/5/2014
Commodity Futures Trading Commission (CFTC) Issues No-Action Relief from Certain Swap Data Reporting Requirements Katten Muchin Rosenman LLP 1/4/2014
Seventh Circuit Remands to Correct a “Thoroughly Botched” Sentencing for a Fraudulent Commodity Pool Operator Katten Muchin Rosenman LLP 1/4/2014
Delaware Court Limits Section 220(d) Books and Records Inspections to Current Directors Katten Muchin Rosenman LLP 1/4/2014
FINRA (Financial Industry Regulatory Authority) Issues Annual Regulatory and Examination Priorities Letter for 2014 Katten Muchin Rosenman LLP 1/4/2014
Commodity Futures Trading Commission (CFTC) Issues Advisory Concerning Commodity Trading Advisors and Swaps Katten Muchin Rosenman LLP 1/3/2014
Agencies Appear to Signal Retreat on Collateralized Debt Obligations (CDOs) backed by Trust Preferred Securities (TruPS) Issue Katten Muchin Rosenman LLP 1/3/2014
$237 Million Judgment Against Health Care System for Stark Law and False Claims Act Violations Jackson Lewis P.C. 1/3/2014
Cert Alert and Other News from the Supreme Court McDermott Will & Emery 1/1/2014
CalPERS’ Offbeat Personal Trading Policy Allen Matkins Leck Gamble Mallory & Natsis LLP 1/1/2014
People's Bank of China (PBOC) Pledges Financial Support for China (Shanghai) Pilot Free Trade Zone Sheppard, Mullin, Richter & Hampton LLP 1/1/2014
SEC (Securities and Exchange Commission) Reportedly Investigating CalPERS’ Stock Trades Allen Matkins Leck Gamble Mallory & Natsis LLP 12/30/2013
The End Is In Sight? Deutsche Bank Claims Victory In Defense Of A Repurchase Claim Based Upon Statute Of Limitations Sheppard, Mullin, Richter & Hampton LLP 12/30/2013
Senate Finance Committee Proposes Overhaul of Renewable Energy Tax Incentives for Electricity and Fuel Production Godfrey & Kahn S.C. 12/30/2013
Social Media Guidance Issued For Financial Institutions Jackson Lewis P.C. 12/29/2013
Sixth Circuit Holds That Affiliated Business Arrangements Are Not Bound by HUD’s (Housing and Urban Development) Statement of Policy Regarding Sham Affiliated Business Arrangements (AfBA) Sheppard, Mullin, Richter & Hampton LLP 12/28/2013
Prospective Waivers of the Fair Market Value Defense Held Invalid in Arizona Court Lewis Roca Rothgerber LLP 12/27/2013
No Private Attorney General Fees for Homeowner Sheppard, Mullin, Richter & Hampton LLP 12/26/2013
And on the 12th Day of Privacy, Something for Directors…..Mind the Gap! Re: Cyber Risks Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 12/25/2013
Reform Opens Door to Private Investment in Mexico’s Energy Sector Morgan, Lewis & Bockius LLP 12/25/2013
Exempt Reporting Advisers: Are You Still Exempt? Neal, Gerber & Eisenberg LLP 12/25/2013
Consumer Attorneys Target Collection Agencies and Attorneys Over Garnishment Costs Varnum LLP 12/24/2013
Consumer Financial Protection Bureau (CFPB) and the Department of Justice (DOJ) Announce Largest Auto Loan Discrimination Settlement in History Drinker Biddle & Reath LLP 12/23/2013
Cap on Bankers’ Bonuses: More Guidance Issued from European Banking Authority Morgan, Lewis & Bockius LLP 12/23/2013
Court Rules Private Fund Data Are Not Public Records Allen Matkins Leck Gamble Mallory & Natsis LLP 12/23/2013
Financial Services Legislative and Regulatory Update - December 23, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 12/23/2013
National Futures Association (NFA) Notifies Members of FinCEN Advisory Katten Muchin Rosenman LLP 12/23/2013
SEC Announces Enforcement Results for 2013 Katten Muchin Rosenman LLP 12/22/2013
Securities and Exchange Commission (SEC) Proposes Rules for “Regulation A+” Offerings Katten Muchin Rosenman LLP 12/22/2013
Commissioner of California Department of Business Oversight Issues Order on Designated Point of Contact for Delivery of Emails Sheppard, Mullin, Richter & Hampton LLP 12/22/2013
Banking Agencies Issue FAQ Document Regarding Collateralized Debt Obligations (CDOs) Backed by TruPS Under the Volcker Rule Katten Muchin Rosenman LLP 12/21/2013
Target Sees Massive Customer Data Hack Risk and Insurance Management Society, Inc. (RIMS) 12/21/2013
Agencies Issue Proposed Guidance on Tax Allocation Agreements Between Insured institutions and Their Holding Companies Katten Muchin Rosenman LLP 12/21/2013
New Tools for Raising Capital at Community Bank Holding Companies: General Solicitation and Crowdfunding Godfrey & Kahn S.C. 12/21/2013
Does The SEC’s Regulation A Proposal Defy Congress’ Clear Intent? Allen Matkins Leck Gamble Mallory & Natsis LLP 12/21/2013
Federal Deposit Insurance Corporation (FDIC) Issues Latest Supervisory Insights Journal (Winter Edition) Katten Muchin Rosenman LLP 12/20/2013
Securities and Exchange Commission (SEC) Issues Guidance on General Solicitation and Rule 506 Bad Actor Rules Andrews Kurth 12/20/2013
Federal Financial Regulators Extend Comment Period for Proposed Policy Statement on Assessing Diversity Policies and Practices of Regulated Entities Katten Muchin Rosenman LLP 12/20/2013
Release of New Payment Card Data Security Standards Womble Carlyle Sandridge & Rice, PLLC 12/20/2013
Amendments to Bank of Russia’s Basel III Requirements Published Morgan, Lewis & Bockius LLP 12/20/2013
New California Court of Appeal Decision Reaffirms General Rule that Residential Lenders Owe No Duty to Borrowers, Including in the Loan Modification Context Allen Matkins Leck Gamble Mallory & Natsis LLP 12/20/2013
Regulators Approve Final Volcker Rule Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 12/20/2013
SEC’s (Securities and Exchange Commission) Proposed Rules on “Regulation A-Plus” Indicate a Streamlined Vehicle for Raising up to $50 Million in Capital Armstrong Teasdale 12/19/2013
Consumer Attorneys Target Collection Agencies and Attorneys Over Garnishment Costs Varnum LLP 12/19/2013
NASDAQ Amends Compensation Committee Independence Requirements Andrews Kurth 12/19/2013
Considerations for 2014 Proxy Season and Beyond Sheppard, Mullin, Richter & Hampton LLP 12/18/2013
The Critical Role of the Foreclosure Receiver in Wisconsin von Briesen & Roper, S.C. 12/18/2013
“Wherever You Go, There You Are”, But Will You Be In The Proper County? - California General Corporation Law Allen Matkins Leck Gamble Mallory & Natsis LLP 12/18/2013
IRS Issues Notice on Expanded In-Plan Roth Conversion Option Morgan, Lewis & Bockius LLP 12/18/2013
Creditors’ Rights Clarified By Interpretation II of the Supreme People’s Court on Several Issues Concerning the Application of the Enterprise Bankruptcy Law of the People’s Republic of China Sheppard, Mullin, Richter & Hampton LLP 12/17/2013
Bad Actor Disqualification And Just How Do You Know Whether A Violation is Scienter-Based? Allen Matkins Leck Gamble Mallory & Natsis LLP 12/17/2013
Did The SEC Make A Mistake? I Think Not. Allen Matkins Leck Gamble Mallory & Natsis LLP 12/17/2013
Year-End Tax Planning [AUDIO] Odin, Feldman & Pittleman, P.C. 12/17/2013
New Company Formed after Merger now the World's Biggest Airline McBrayer, McGinnis, Leslie and Kirkland, PLLC 12/16/2013
Supreme Court Takes Case About Company Stock Funds and Presumption of Prudence McDermott Will & Emery 12/16/2013
Financial Services Legislative and Regulatory Update - December 16, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 12/16/2013
Five Agencies Issue Final Volcker Implementation Rules; Small Banks Win Exemptions Katten Muchin Rosenman LLP 12/15/2013
EB-5 Program Hires New Director with Financial Investigation Background Greenberg Traurig, LLP 12/15/2013
Final Regulations Issued under the Mental Health Parity and Addiction Equity Act of 2008 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 12/15/2013
The Kentucky Business Investment Program McBrayer, McGinnis, Leslie and Kirkland, PLLC 12/14/2013
Concurrent Resolution of Foreign Corrupt Practices Act (FCPA), Export Controls and Sanctions Violations Demonstrates Close Cooperation of Federal Agencies Katten Muchin Rosenman LLP 12/14/2013
TRIA (Terrorism Risk Insurance Act) Is Not a Government Bailout Risk and Insurance Management Society, Inc. (RIMS) 12/14/2013
On the Fifth Day of Privacy, the SEC Gave to Me…..Re: Cybersecurity Risks and Data Breaches Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 12/13/2013
SEC (Securities and Exchange Commission) Sanctions Three Investment Advisory Firms Under Compliance Program Initiative Vedder Price 12/13/2013
Securities and Exchange Commission (SEC) Issues Guidance on “Bad Actor” Rules Drinker Biddle & Reath LLP 12/13/2013
Clouds on the Horizon for Claim Purchasers in the Third Circuit Katten Muchin Rosenman LLP 12/13/2013
Releasing Lease Guarantees by Mistake in England Greenberg Traurig, LLP 12/13/2013
SEC (Securities Exchange Commission) Charges Money Market Fund Adviser and Portfolio Manager with Violations of the Federal Securities Laws Vedder Price 12/12/2013
Securities and Exchange Commission (SEC) Sanctions Three Investment Advisory Firms for Violating Custody Rule Vedder Price 12/12/2013
Financial Advisory Update McDermott Will & Emery 12/12/2013
Legal Drama in the Motor City: Detroit is Eligible to Commence a Chapter 9 Case Barnes & Thornburg LLP 12/12/2013
Government Safety Agencies Set Regulatory Agendas Jackson Lewis P.C. 12/12/2013
Director of the Division of Investment Management Discusses Division Improvement Initiatives Vedder Price 12/11/2013
Budget deal reached for Fiscal Year 2014 Drinker Biddle & Reath LLP 12/11/2013
Independent Directors Council Issues Guidance on Investment Performance Oversight by Fund Boards Vedder Price 12/11/2013
Independent Directors Council Issues Guidance on Board Composition Considerations Vedder Price 12/11/2013
Section 1110 Implications of Second Circuit AMR Make-Whole Ruling Vedder Price 12/11/2013
Aircraft Securitizations and the Proposed Rules for Credit Risk Retention Vedder Price 12/10/2013
Lessons for Financiers and Lessors from Alpstream v. PK Airfinance Vedder Price 12/10/2013
Collection of Email Addresses in Credit Card Transactions May Be Prohibited by California Law Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 12/10/2013
Mutual Fund Directors Forum Issues Update to Fund Governance Guidance Vedder Price 12/10/2013
FDIC Issues Final Guidance Regarding Deposit Advance Products Womble Carlyle Sandridge & Rice, PLLC 12/10/2013
Fourth Circuit Enforces Waiver of Equal Credit Opportunity Act (ECOA) Rights in Loan Restructuring Agreements Womble Carlyle Sandridge & Rice, PLLC 12/9/2013
Division of Investment Management Issues Guidance Regarding Electronic Delivery of Shareholder Notices of the Sources of Fund Distributions Vedder Price 12/9/2013
“Kid, Did You Ever Go To Court?” Re: Securities Compliance & Disclosure Interpretation Allen Matkins Leck Gamble Mallory & Natsis LLP 12/9/2013
Division of Investment Management Issues Guidance Regarding Fund Names That Suggest Protection from Loss Vedder Price 12/9/2013
Supreme Court to Consider Case on Patent Eligibility of Computer-Implemented Inventions Michael Best & Friedrich LLP 12/9/2013
Financial Services Legislative and Regulatory Law Update Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 12/9/2013
Trade Associations File Lawsuit Over CFTC’s (Commodity Futures Trading Commission's) Cross-Border Guidance Katten Muchin Rosenman LLP 12/8/2013
FINRA (Financial Industry Regulatory Authority) Issues New Rules on Securities Borrowing, Customer Protection and Callable Securities Katten Muchin Rosenman LLP 12/8/2013
Commodity Futures Trading Commission (CFTC) Delays Transaction-Level Requirements for Certain Non-US Swap Dealer Transactions Katten Muchin Rosenman LLP 12/8/2013
Commodity Futures Trading Commission (CTFC) Open Meeting on Proprietary Trading and Block Trading Katten Muchin Rosenman LLP 12/8/2013
National Futures Association (NFA) Issues Guidance on Affirmation Process for Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA) Exemptions and Exclusions Katten Muchin Rosenman LLP 12/7/2013
Delaware Supreme Court Defines Unexhausted Insurance Policies as Property of Dissolved Corporations Katten Muchin Rosenman LLP 12/7/2013
IRS Notice of Proposed Rulemaking for Section 501(c)(4) Organizations: Expanding the Scope of "Political" Activities Godfrey & Kahn S.C. 12/7/2013
NASDAQ Proposes Change to Listing Rules Regarding Compensation Committee Independence Katten Muchin Rosenman LLP 12/6/2013
Caveat Emptor: Bankruptcy Claims Buyers Beware as Third Circuit Affirms KB Toys Andrews Kurth 12/6/2013
SEC Division of Corporation Finance Issues 14 New Compliance and Disclosure Interpretations (C&DIs) Relating to “Bad Actor” Rules Katten Muchin Rosenman LLP 12/6/2013
Nasdaq Proposes Less Stringent Compensation Committee Independence Requirements Schiff Hardin LLP 12/6/2013
What No Curve? 84% Of The States (Including Delaware And Nevada) Fail To Pass This Test! Re: Financial Disclosures by Judges Allen Matkins Leck Gamble Mallory & Natsis LLP 12/6/2013
Tax Treatment of Holiday Gifts to Employees Jackson Lewis P.C. 12/6/2013
IRS to Begin Compliance Checks of Non-governmental Section 457(b) Plans McDermott Will & Emery 12/6/2013
Gruss v. Zwirn: Southern District of New York (SDNY) Strikes a Blow Against Selective Waiver Katten Muchin Rosenman LLP 12/6/2013
A New World of Avoidance Options Greenberg Traurig, LLP 12/5/2013
New Rule 506 C&DI’s Require Some Explaining Re: Compliance & Disclosure Interpretations Allen Matkins Leck Gamble Mallory & Natsis LLP 12/5/2013
New York’s Article 9 Non-Uniformity Re: Bankruptcy and Restructuring Greenberg Traurig, LLP 12/5/2013
Abandonment Does Not Lift Stay Re: Bankruptcy Greenberg Traurig, LLP 12/5/2013
Consumer Financial Protection Bureau Issues New Rule Regarding Consumer Mortgage Transaction Forms Michael Best & Friedrich LLP 12/5/2013
SEC (Securities and Exchange Commission) Proposes Regulations Related to Crowdfunding (Part 1) Allen Matkins Leck Gamble Mallory & Natsis LLP 12/5/2013
Judges Lobbying the Supreme Court on Jurisdiction? Greenberg Traurig, LLP 12/5/2013
Responding to Service of Legal Process: Subpoenas, Garnishments and Levies - Financial Institutions von Briesen & Roper, S.C. 12/3/2013
A Brief Recap of Recent Regulatory Actions Regarding Short-Term, Small-Dollar Lending Greenberg Traurig, LLP 12/3/2013
Key Information You Need To Know Regarding Loan Fraud Godfrey & Kahn S.C. 12/3/2013
The First Circuit’s Sun Capital Decision: Much Ado About Nothing? Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 12/2/2013
More On Asset Sales And The Attorney-Client Privilege Allen Matkins Leck Gamble Mallory & Natsis LLP 12/2/2013
Do Overseas Investors Need to be "Accredited"? Greenberg Traurig, LLP 12/2/2013
Supreme Court to Decide Whether Sarbanes-Oxley (SOX) Protects Employees of Private Entities Contracting with Public Companies Jackson Lewis P.C. 12/2/2013
Dodd-Frank – Affirmative Action Obligations for the Financial Services Industry Jackson Lewis P.C. 12/1/2013
The Consumer Financial Protection Bureau (CFPB), Recent Developments: November 18, 2013 - November 22, 2013 Greenberg Traurig, LLP 11/28/2013
Target Date Retirement Funds–Tips for Employee Retirement Income Security Act (ERISA) Plan Fiduciaries Drinker Biddle & Reath LLP 11/28/2013
When It Comes To Proxy Statements, The U.S. District Courts May Not Be So Exclusive After All Allen Matkins Leck Gamble Mallory & Natsis LLP 11/27/2013
SEC Releases Annual Report on its Whistleblower Program: Progress, Priorities, and Payments Drinker Biddle & Reath LLP 11/27/2013
Bitcoin: Current US Regulatory Developments Katten Muchin Rosenman LLP 11/27/2013
New York State’s Stance on Cybersecurity: Behind the News Drinker Biddle & Reath LLP 11/26/2013
Does Failure To Qualify Deprive A Foreign LLC Of Standing Under The SSFMJA (Sister State and Foreign Money—Judgments Act)? Allen Matkins Leck Gamble Mallory & Natsis LLP 11/26/2013
KB Toys: Don’t Play with Clouded Claims Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/26/2013
California Foreign Corporations: “It’s Like Déjà Vu All Over Again.” Allen Matkins Leck Gamble Mallory & Natsis LLP 11/25/2013
Financial Services Legislative and Regulatory Law Update - week of November 25, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/25/2013
Futures Industry Releases Insurance Study Katten Muchin Rosenman LLP 11/25/2013
Commodity Futures Trading Commission (CFTC) Issues Guidance for Swap Execution Facilities Katten Muchin Rosenman LLP 11/24/2013
Federal Judge Reaffirms Decision to Narrow SEC’s Adviser Act Claims Against Hedge Fund Katten Muchin Rosenman LLP 11/23/2013
Commodity Futures Trading Commission (CFTC) Issues Final Rules for Systemically Important Derivatives Clearing Organizations Katten Muchin Rosenman LLP 11/23/2013
Failure To Name Primary Violator Doesn’t Doom Class Action Against Secondary Actors Allen Matkins Leck Gamble Mallory & Natsis LLP 11/23/2013
Commodity Futures Trading Commission (CFTC) Announces Weekly Swaps Report Katten Muchin Rosenman LLP 11/23/2013
Commodity Futures Trading Commission (CFTC) Provides Relief for Intended-to-Be-Cleared Swaps Katten Muchin Rosenman LLP 11/23/2013
Chicago Mercantile Exchange Issues Advisory Notice on Wash Trades Katten Muchin Rosenman LLP 11/22/2013
UK High Court Clarifies Scope of Directors’ Duties Morgan, Lewis & Bockius LLP 11/22/2013
Does My Business Qualify for a Kentucky Economic Development Finance Authority (KEDFA) Small Business Loan? McBrayer, McGinnis, Leslie and Kirkland, PLLC 11/22/2013
SEC Chair Mary Jo White Outlines Potential Changes to “Accredited Investor” Definition Katten Muchin Rosenman LLP 11/22/2013
Delaware Chancery Court Permits Shareholder to Bring Fiduciary Claim for Board’s Violation of a Stock Incentive Plan Katten Muchin Rosenman LLP 11/22/2013
Senior U.S. Officials Discuss Foreign Corrupt Practices Act (FCPA) Enforcement Trends and Activity Morgan, Lewis & Bockius LLP 11/22/2013
Banks to Settle Lawsuit Challenging Merger Womble Carlyle Sandridge & Rice, PLLC 11/22/2013
Let the Games Begin...Voters Approve Casino Gaming in New York State Greenberg Traurig, LLP 11/22/2013
The Consumer Financial Protection Bureau (CFPB), Recent Developments: November 11 – November 15, 2013 Greenberg Traurig, LLP 11/21/2013
SEC (Securities and Exchange Commission) Announces First Deferred-Prosecution Agreement with an Individual Drinker Biddle & Reath LLP 11/21/2013
Office of the Comptroller of the Currency "OCC" Issues Bulletin On Risk Management of Third-Party Relationships Schiff Hardin LLP 11/21/2013
Texas Supreme Court Petitioned To Review Allegedly Improper Characterization Of Life Settlements As Securities Drinker Biddle & Reath LLP 11/21/2013
Is Everybody A Debt Collector? CFPB Proposes New Rules That Could Subject Creditors That Collect On Their Own Debts To New Debt Collection Rules Sheppard, Mullin, Richter & Hampton LLP 11/21/2013
UK Capital Maintenance Principle May Restrict Damages Awards Morgan, Lewis & Bockius LLP 11/21/2013
New Tax Regulations Make NOL-limiting (Net Operating Loss) Ownership Changes a Little Easier to Track and a Little Less Likely to Occur Andrews Kurth 11/21/2013
Want to Reduce or Suspend Safe Harbor 401(k) Employer Contributions Mid-Year? IRS Final Regulations Provide a New Way Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/20/2013
Alternatives to Typical Private Equity Funds: Search Funds and Fundless Sponsors McDermott Will & Emery 11/20/2013
November 2013 New Jersey Regulatory Developments Giordano, Halleran & Ciesla, P.C. 11/20/2013
Delaware Embraces General Solicitation Allen Matkins Leck Gamble Mallory & Natsis LLP 11/20/2013
What You Should Know About Wage Garnishment McBrayer, McGinnis, Leslie and Kirkland, PLLC 11/20/2013
FINRA's (Financial Industry Regulatory Authority, Inc.) New 'New' Discovery Guide: E-Discovery, Affirmations and Product Cases Greenberg Traurig, LLP 11/20/2013
Chinese Acquisition of US Technology: Export Regulation and Foreign Investment Issue Spotting Sheppard, Mullin, Richter & Hampton LLP 11/19/2013
Accounting Firms Merge to Move Into North Kentucky Market McBrayer, McGinnis, Leslie and Kirkland, PLLC 11/19/2013
“Unprecedented” Reform of Company Registration Regime in China Sheppard, Mullin, Richter & Hampton LLP 11/19/2013
The Scoop on Revenue Sharing Drinker Biddle & Reath LLP 11/19/2013
Third Circuit Finds Clouds Over Debt Trades in Bankruptcy Bracewell & Giuliani LLP 11/19/2013
The Supreme Court Agrees to Revisit “Fraud on the Market” Barnes & Thornburg LLP 11/19/2013
Investment - Why Bulgaria? Re: Gaming Dickinson Wright PLLC 11/18/2013
Is the Florida Land Trust the Right Plan for Canadians? Altro Levy LLP 11/18/2013
An Unexpected Impasse Revisited - California Corporations Allen Matkins Leck Gamble Mallory & Natsis LLP 11/18/2013
The Consumer Financial Protection Bureau (CFPB), Recent Developments: November 4, 2013 – November 8, 2013 Greenberg Traurig, LLP 11/18/2013
Important Tax Incremental Financing (TIF) Legislation Signed into Law in Wisconsin: Additional Tools Available for Towns to Finance Development Michael Best & Friedrich LLP 11/18/2013
Letters of Credit Overview and Fundamentals von Briesen & Roper, S.C. 11/18/2013
Dodd-Frank Whistleblower Protection: For America Only Sheppard, Mullin, Richter & Hampton LLP 11/17/2013
Is Your (Financial) Relationship on the Rocks? U.S. Department of Labor 11/17/2013
Office of the Comptroller of the Currency (OCC) Publishes Standards on the Use of an Independent Consultant Katten Muchin Rosenman LLP 11/17/2013
A Giant Leap: EU-China Bilateral Investment Treaty Negotiations to Be Launched Formally McDermott Will & Emery 11/17/2013
Agencies Release Final Revisions to Interagency Q&As Regarding Community Reinvestment Katten Muchin Rosenman LLP 11/16/2013
Why Can’t Government Play By The Same Rules As Hoi Polloi? Re: California Securities Fraud Allen Matkins Leck Gamble Mallory & Natsis LLP 11/16/2013
Class Action Trends [VIDEO] Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/16/2013
Second Circuit Says Injured Investors Lack Standing to Challenge Release of Fair Funds to US Treasury Katten Muchin Rosenman LLP 11/15/2013
SEC Division of Corporation Finance Issues 11 New C&DIs (Compliance and Disclosure Interpretations) Katten Muchin Rosenman LLP 11/15/2013
Tryin’ to Make a Dollar out of Fifteen Cents: The Diebold Foreign Corrupt Practices Act (FCPA) Settlement Explains What Officials Did on Their Vacation Sheppard, Mullin, Richter & Hampton LLP 11/15/2013
Executive Compensation Packages [VIDEO] Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/15/2013
Investment Services Regulatory Update - November 2013 Vedder Price 11/15/2013
2013 Year-End Individual Tax Planning [AUDIO] Odin, Feldman & Pittleman, P.C. 11/15/2013
For Secured Creditors, Too Late May Be Too Little Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/15/2013
Changes of Note to Lenders From the 2013 Legislative Long Session Poyner Spruill LLP 11/15/2013
Fifth Circuit Holds That Stern Eliminates Bankruptcy Court's Power to Decide Non-Core Actions by Consent Greenberg Traurig, LLP 11/15/2013
Puerto Rico Supreme Court’s Deference to Legislature’s Determinations: A Double-Edged Sword for Puerto Rico Bondholders? Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/15/2013
Congressional Budget Office (CBO) Releases Compilation of Offsets Drinker Biddle & Reath LLP 11/14/2013
Consumer Financial Protection Bureau (CFPB) Issues Advanced Notice of Proposed Rulemaking for the Debt Collection Industry Greenberg Traurig, LLP 11/14/2013
Office of the Comptroller of the Currency (OCC) Issues New Risk Management Guidance For Third Party Relationships Sheppard, Mullin, Richter & Hampton LLP 11/14/2013
North Carolina Court of Appeals: Parties Seeking Enforcement of a Note Need to Make the Chain of Title Clear in the Pleadings, and Should Plainly Request to the Trial Court That Any Dismissal of Their Complaint be Without Prejudice Womble Carlyle Sandridge & Rice, PLLC 11/14/2013
Municipal Bankruptcies [VIDEO] Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/13/2013
Proofs of Claim: Attorney Signatures and the Risk of Loss of Privileges Greenberg Traurig, LLP 11/12/2013
Commodity Futures Trading Commission (CFTC) Proposes Revised Position Limit Rules Katten Muchin Rosenman LLP 11/12/2013
Who Should Hold the Bag for Employment Liabilities When the Portfolio Company Goes “Belly-Up”? The private equity firm, maybe. Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/12/2013
OGX Petróleo e Gas Participações SA (OGX) Insolvency – What Distressed Investors Need to Know About Brazilian Bankruptcy Process Katten Muchin Rosenman LLP 11/12/2013
Helping Business Owners Understand the Personal Financial Impact of Major Strategic Decisions of Their Businesses [AUDIO] Odin, Feldman & Pittleman, P.C. 11/12/2013
Just Who Is A Promoter And Why You May Want To Know Allen Matkins Leck Gamble Mallory & Natsis LLP 11/12/2013
Financial Services Legislative and Regulatory Law Update - November 11, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/11/2013
International Investment in the US [VIDEO] Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/9/2013
Foreign Listed Stock Index - Futures and Options Approvals Katten Muchin Rosenman LLP 11/9/2013
Setting The Record Straight On The New General Solicitation Rules Sheppard, Mullin, Richter & Hampton LLP 11/9/2013
Where Exactly Is It Written That Shareholders Aren’t Liable For Corporate Debts? Allen Matkins Leck Gamble Mallory & Natsis LLP 11/8/2013
Dual Track Auctions for Distressed Companies [VIDEO] Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/8/2013
Plans With Only Brokerage Accounts Drinker Biddle & Reath LLP 11/8/2013
Commodity Futures Trading Commission (CFTC) Proposes Revised Aggregation Rules Katten Muchin Rosenman LLP 11/7/2013
UK High Court Revisits Issue of Where a Contract Is Formed Morgan, Lewis & Bockius LLP 11/7/2013
IRS Announces Annual Retirement Plan Limits for 2014 von Briesen & Roper, S.C. 11/7/2013
The Benefits of Mandatory Distributions: A White Paper Drinker Biddle & Reath LLP 11/7/2013
California Court of Appeal Holds That Challenges to Corporate Elections Under Corporations Code Section 709 May Be Predicated Upon Breach of Fiduciary Duty and Conflict of Interest Allegations Sheppard, Mullin, Richter & Hampton LLP 11/7/2013
Fiduciary Advice and 12b-1 Fees Re: Employee Retirement Income Security Act (ERISA) Plans Drinker Biddle & Reath LLP 11/7/2013
Hedge Funds Plead Guilty to Insider Trading with Historic Penalty and Five-Year Probation McDermott Will & Emery 11/7/2013
Michigan Appeals Court Opinion Could Affect Banks Response to Creditor Garnishments Varnum LLP 11/6/2013
Indiana Supreme Court Revisits and Reaffirms Constitutionality of Tax Sale Mortgagee Notice Requirements Barnes & Thornburg LLP 11/6/2013
The Consumer Financial Protection Bureau (CFPB), October 28, 2013 - November 1, 2013 Greenberg Traurig, LLP 11/6/2013
SEC (Securities and Exchange Commission) Proposes New Crowdfunding Rules Womble Carlyle Sandridge & Rice, PLLC 11/6/2013
Government Accountability Office (GAO) Report on IRA (Individual Retirement Account) Rollovers Drinker Biddle & Reath LLP 11/6/2013
CalPERS Files Amicus Brief In Titanomachy With San Bernardino Allen Matkins Leck Gamble Mallory & Natsis LLP 11/5/2013
Fiduciary Obligation to Select Appropriate Share Classes Drinker Biddle & Reath LLP 11/5/2013
Department of Labor (DOL) Proposed Regulation Sent to Office of Management and Budget (OMB) Drinker Biddle & Reath LLP 11/5/2013
"Maintaining Familiarity" – A Summary of Amendments Through October 1, 2013 to the Consumer Financial Protection Bureau's (CFPB) Ability to Repay (ATR) Rules von Briesen & Roper, S.C. 11/5/2013
Solar Bankruptcy Trustee Sues for $950 Million Varnum LLP 11/4/2013
Tender Of Inflated Price Under Right Of First Refusal Does, And Doesn’t, Confer Standing in California Allen Matkins Leck Gamble Mallory & Natsis LLP 11/4/2013
Health Flexible Spending Accounts (FSA) Permitted to Allow $500 Annual Carry Over: 2014 Benefit Plan Limits Issued Vedder Price 11/4/2013
Financial Services Legislative and Regulatory Update - November 4, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 11/4/2013
Managing Plan Costs Re: Employee Benefits Drinker Biddle & Reath LLP 11/4/2013
U.S. Department of Agriculture (USDA) Announces $181 Million of Loan Guarantees Available for Biorefinery Projects Godfrey & Kahn S.C. 11/4/2013
Commodity Futures Trading Commission (CFTC) Adopts Final Rules for Ownership and Control Reports Katten Muchin Rosenman LLP 11/4/2013
Selecting an Annuity Provider: Part III Drinker Biddle & Reath LLP 11/3/2013
Variable Annuity Contracts May Require Continuing Attention – What Broker-Dealers Need to Know Drinker Biddle & Reath LLP 11/3/2013
Commodity Futures Trading Commission (CFTC) Seeks Comments on TW SEF Available-to-Trade Certification Katten Muchin Rosenman LLP 11/3/2013
Amendment to Michigan Condominium Act Clarifies Audit Requirements for Condominium Associations Dickinson Wright PLLC 11/3/2013
Commodity Futures Trading Commission (CFTC) Adopts Enhanced Customer Protection Rules Katten Muchin Rosenman LLP 11/2/2013
Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) Propose Rule to Strengthen Liquidity Risk Management Katten Muchin Rosenman LLP 11/2/2013
Lawsuit Regarding Alleged Fraudulent Life Settlement Scheme Drinker Biddle & Reath LLP 11/2/2013
What Landlords Need to Know about Fair Housing Laws and “Source of Income” Varnum LLP 11/2/2013
Commodity Futures Trading Commission (CFTC) CFTC Adopts Rules Regarding the Protection of Collateral and Treatment of Securities in a Portfolio Margining Account in a Bankruptcy Katten Muchin Rosenman LLP 11/2/2013
Internal Revenue Service (IRS) Announces Employee Benefit Plan Limits for 2014 McDermott Will & Emery 11/2/2013
How To Get A Request For An Interpretive Opinion Rejected Allen Matkins Leck Gamble Mallory & Natsis LLP 11/2/2013
New Jersey District Court Dismisses a Shareholder Suit for Failing to Plead Scienter Katten Muchin Rosenman LLP 11/2/2013
The Role of Managed Payout Funds in Retirement Drinker Biddle & Reath LLP 11/2/2013
Financial Industry Regulatory Authority (FINRA) Issues New Investor Alert on Closed-End Funds Katten Muchin Rosenman LLP 11/1/2013
Yellen Appointment at the Federal Reserve Seen as a Positive for Startups Greenberg Traurig, LLP 11/1/2013
Office of the Comptroller of the Currency (OCC) Issues Risk Management Guidance Katten Muchin Rosenman LLP 11/1/2013
The Consumer Financial Protection Bureau (CFPB), Recent Developments: October 21, 2013 - October 25, 2013 Greenberg Traurig, LLP 11/1/2013
The Scarlet Letter: Asbestos Litigation for the New or Low-Profile Defendant Barnes & Thornburg LLP 11/1/2013
More Confusion About Who Owns the Tax Refund Attributable to a Distressed Bank Bracewell & Giuliani LLP 10/31/2013
Court of Justice of the European Union (CJEU) Confirms Prior State Aid Cannot be Taken into Account by Public Authority To Justify Further Subsidies as Market Behaviour McDermott Will & Emery 10/31/2013
Managing Interest Rate Risk: A Community Bank Solution for a Rising Interest Rate Environment Vedder Price 10/31/2013
The Shift to Angel Investors [VIDEO] Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 10/31/2013
Crowdfunding Moves Forward: The Securities and Exchange Commission (SEC) Issues Proposed Rules on Crowdfunding Sheppard, Mullin, Richter & Hampton LLP 10/31/2013
Reminder: Telephone Consumer Protection Act (TCPA) Claims Are Arbitrable Drinker Biddle & Reath LLP 10/31/2013
SEC Finally Issues Proposed Rules on Crowdfunding Michael Best & Friedrich LLP 10/30/2013
Federal Reserve Board Proposes Stricter Bank Liquidity Rules Morgan, Lewis & Bockius LLP 10/30/2013
First Department Refuses to Expand Jurisdiction over Foreign Entities Sheppard, Mullin, Richter & Hampton LLP 10/30/2013
Responsible Plan Fiduciaries and Disclosure Issues Drinker Biddle & Reath LLP 10/30/2013
North American Securities Administrators Association (NASAA) Supports Regulatory Relief For M&A Brokers Allen Matkins Leck Gamble Mallory & Natsis LLP 10/30/2013
The Consumer Financial Protection Bureau (CFPB), Recent Developments: October 14, 2013 - October 18, 2013 Greenberg Traurig, LLP 10/29/2013
Federal Court Affirms Broad, Largely Unreviewable Presidential Powers to Force Divestment of Foreign Investments in U.S. Businesses Andrews Kurth 10/29/2013
PricewaterhouseCoopers LLP and the National Venture Capital Association Declare: There’s Credible Reason to be Optimistic About the Future of Innovation and the Vibrancy of the Software Startup Ecosystem Schwegman, Lundberg & Woessner, P.A. 10/29/2013
Bankruptcy: An Opportunity to Settle Financial ‎Industry Regulatory Authority (FINRA) Member-Employee Disputes Lewis Roca Rothgerber LLP 10/29/2013
Selection and Monitoring of Target Date Funds Drinker Biddle & Reath LLP 10/29/2013
The California Corporations Code – Where The Dead Live On Allen Matkins Leck Gamble Mallory & Natsis LLP 10/29/2013
Securities and Exchange Commission (SEC) Awards $14 Million to Whistleblower Sheppard, Mullin, Richter & Hampton LLP 10/28/2013
Major Medical Device Manufacturer Agrees to Pay $13.2 Million to Settle Foreign Corrupt Practices Act’s (FCPA) Charges Barnes & Thornburg LLP 10/28/2013
Financial Services Legislative and Regulatory Update - October 28, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 10/28/2013
Pros and Cons of Using Employee Stock Ownership Plans (ESOPs) [AUDIO] Odin, Feldman & Pittleman, P.C. 10/28/2013
Agencies Issue Guidance on Troubled Debt Restructurings Katten Muchin Rosenman LLP 10/28/2013
All UK Stores Want For Christmas is to Manage Retail Risk [INFOGRAPHIC] Risk and Insurance Management Society, Inc. (RIMS) 10/27/2013
Commodity Futures Trading Commission (CFTC) Provides Clarification for Swap Dealer (SD) and Major Swap Participant (MSP) Employees Acting in Clerical or Ministerial Capacities Katten Muchin Rosenman LLP 10/27/2013
Commodity Futures Trading Commission (CFTC) Extends Relief from De Minimis Exception to Certain Non-US Affiliates Katten Muchin Rosenman LLP 10/26/2013
Swiss National and Former Energy Executive Criminally Charged Under Foreign Corrupt Practices Act (FCPA) Katten Muchin Rosenman LLP 10/26/2013
Banks: How to Garnish a Married Couple Womble Carlyle Sandridge & Rice, PLLC 10/25/2013
Commodity Futures Trading Commission (CFTC) Requests Public Comment on Made Available to Trade (MAT) Filings by Javelin and trueEX Katten Muchin Rosenman LLP 10/25/2013
State Court Decides Demurrer To Derivative Suit – What About California Law? Allen Matkins Leck Gamble Mallory & Natsis LLP 10/25/2013
SEC Proposes New Rules for Crowdfunding Exemption Katten Muchin Rosenman LLP 10/25/2013
Implications of the Elimination of the Restriction on General Solicitation for Cross-Border Equity Offerings Under Rule 144A by Foreign Private Issuers Greenberg Traurig, LLP 10/25/2013
Second Circuit Applies Morrison to Criminal Prosecution Under Section 10(b) and Rule 10b-5 Sheppard, Mullin, Richter & Hampton LLP 10/25/2013
Federal Reserve Issues Proposed Liquidity Requirements; Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) Expected to Follow Katten Muchin Rosenman LLP 10/25/2013
Low Cost Strategies for Meeting the End of the Year "Begin Construction" Requirement for the 30% Investment Tax Credit Godfrey & Kahn S.C. 10/25/2013
Investment Management Legal and Regulatory Update - October 2013 Godfrey & Kahn S.C. 10/25/2013
Beginning Construction Without Needing to Break Ground: Low Cost Strategies for Investment Tax Credit for Renewable Energy Godfrey & Kahn S.C. 10/24/2013
Keep Calm and Don't Carry On Proven Tactics to Defeat and Settle Claims Asserted by Bankruptcy Trustees and Debtors Poyner Spruill LLP 10/24/2013
There May Be Fifty Ways To Leave Your Lover, But In Nevada There Are Four Ways To Change A Corporation Allen Matkins Leck Gamble Mallory & Natsis LLP 10/24/2013
May Certain Employee Classes be Excluded from Qualified Retirement Plans? Drinker Biddle & Reath LLP 10/24/2013
Top 5 Issues for EB-5 Investors Currently Residing in the United Arab Emirates Greenberg Traurig, LLP 10/24/2013
Does SEC Independence Mean A Lack Of Accountability? Allen Matkins Leck Gamble Mallory & Natsis LLP 10/23/2013
Third Circuit Joins With the Seventh, Ninth and Eleventh Circuits in Holding That Plaintiffs Asserting 1933 Act Claims Need Not Plead Compliance With the Statute of Limitations, Splitting With the First, Eighth and Tenth Circuits Sheppard, Mullin, Richter & Hampton LLP 10/23/2013
Tenth Circuit Finds that Jury Must Determine Whether “Notes Are Securities” in a Securities Fraud Action Sheppard, Mullin, Richter & Hampton LLP 10/23/2013
States and Consumers Battle Tribal Payday Lenders Dickinson Wright PLLC 10/23/2013
Second Circuit Clarifies Scope of Securities Litigation Uniform Standards Act of 1998 (SLUSA) Preclusion Sheppard, Mullin, Richter & Hampton LLP 10/22/2013
Government Shutdown Now Over – But What About Sequestration? Drinker Biddle & Reath LLP 10/21/2013
Financial Services Legislative and Regulatory Law Update - October 21, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 10/21/2013
Federal Reserve and Office of the Comptroller of the Currency (OCC) Issue Final Rules Replacing Existing Risk-Based and Leverage Capital Rules Katten Muchin Rosenman LLP 10/21/2013
The Crime That Knows No Definition Re: Insider Trading Allen Matkins Leck Gamble Mallory & Natsis LLP 10/19/2013
SEC Scores in Accounting Fraud Suit Against BankAtlantic Corp. and Former CEO Katten Muchin Rosenman LLP 10/19/2013
Temporary Exemption from Certain SEC Financial Responsibility Rules Amendments Morgan, Lewis & Bockius LLP 10/19/2013
Identity of Heinz Traders Uncovered in $4.8 Million Insider Trading Settlement with the SEC Katten Muchin Rosenman LLP 10/19/2013
SEC Chair Speaks on Public Company Disclosure Katten Muchin Rosenman LLP 10/18/2013
Public Investors Arbitration Bar Association (PIABA) Calls Press Conference to Pressure for Further Restrictions on Broker Expungement Greenberg Traurig, LLP 10/17/2013
Are Misstatements In A Form 10-K Actionable By The California Attorney General? Allen Matkins Leck Gamble Mallory & Natsis LLP 10/17/2013
M&A Corporate Governance: Oversight of the Board’s Financial Advisors McDermott Will & Emery 10/17/2013
The Consumer Financial Protection Bureau (CFPB), Recent Developments: October 7, 2013 – October 10, 2013 Greenberg Traurig, LLP 10/17/2013
"Bad Boy" Associates Can Now Disqualify Your Securities Act 506 Exemption Lowndes, Drosdick, Doster, Kantor & Reed, P.A. 10/16/2013
Questions About Third-Party Confirmations Of Accredited Investor Status Allen Matkins Leck Gamble Mallory & Natsis LLP 10/16/2013
Cross-Border M&A: Managing the Committee on Foreign Investment in the United States (CFIUS) Review Process McDermott Will & Emery 10/16/2013
Paving the Way for More Tender Offers: DGCL 251(h) Streamlines Two-Step Merger Process McDermott Will & Emery 10/16/2013
Financial Industry Regulatory Authority (FINRA) Tells Arbitrators it Considers Expungement Relief ‘Extraordinary’ Greenberg Traurig, LLP 10/16/2013
Shutdown Day 15 Recap Drinker Biddle & Reath LLP 10/16/2013
Perils of Using Unregistered Finders in Securities Transactions Neal, Gerber & Eisenberg LLP 10/16/2013
Must Suits/Actions To Enforce Section 25401 Be Brought In The Federal Courts? Re: Securities Allen Matkins Leck Gamble Mallory & Natsis LLP 10/15/2013
Dewonkify – Boehner Rule Drinker Biddle & Reath LLP 10/15/2013
Shutdown Day 14 Recap Drinker Biddle & Reath LLP 10/15/2013
Should There Be “Bad Actor” Risk Factor? Re: Securities Allen Matkins Leck Gamble Mallory & Natsis LLP 10/15/2013
A Quick Primer on Foreign Bank And Financial Accounts (FBAR) Odin, Feldman & Pittleman, P.C. 10/15/2013
Chapter 9: An Rx for Health Care Districts and Public Hospital Authorities? Drinker Biddle & Reath LLP 10/14/2013
Financial Services Legislative and Regulatory Update - October 14, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 10/14/2013
Pension Withdrawal Liability Is Dischargeable In Bankruptcy Michael Best & Friedrich LLP 10/14/2013
Admissions of Wrongdoing in SEC Settlement Lead to Ban From Managing Any New York Licensed Insurer Katten Muchin Rosenman LLP 10/14/2013
SEC Launches Public Website for Analyzing Exchange Data Katten Muchin Rosenman LLP 10/13/2013
Office of the Comptroller of the Currency (OCC) Updates Bank Accounting Advisory Series Katten Muchin Rosenman LLP 10/13/2013
Financial Industry Regulatory Authority (FINRA) Discusses Suitability Rule Examination Findings Katten Muchin Rosenman LLP 10/13/2013
Federal Financial Institutions Examination Council (FFIEC) Warns on Windows XP Katten Muchin Rosenman LLP 10/12/2013
Government Publishes Study of Systemic Risks in Asset Management Katten Muchin Rosenman LLP 10/12/2013
New York Stock Exchange Proposes New Rules to Harmonize Quantitative Continued Listing Standards and Modify Reverse Merger Listing Requirements Katten Muchin Rosenman LLP 10/11/2013
Arizona’s Broad Anti-Deficiency Protection Confirmed Dickinson Wright PLLC 10/11/2013
Merger Paying Common Shareholders $0 Found To Be Entirely Fair Drinker Biddle & Reath LLP 10/11/2013
Trust vs. Best Practices: The Dangers Posed By Lien Waivers Much Shelist, P.C. 10/11/2013
New SEC Rule Helps Entrepreneurs Raise Capital Greenberg Traurig, LLP 10/11/2013
Public Company Accounting Oversight Board (PCAOB) Proposes Changes to Audit Reports Drinker Biddle & Reath LLP 10/11/2013
Seventh Circuit Seeks Clarification Regarding Insider Trading Prohibitions and Mutual Fund Redemptions Vedder Price 10/11/2013
Reconciling Foreign Bankruptcy Law With US Policy Greenberg Traurig, LLP 10/11/2013
Shanghai Pilot Free Trade Zone (PFTZ) Sheppard, Mullin, Richter & Hampton LLP 10/11/2013
Securities and Exchange Commission (SEC) Proposes Pay Ratio Disclosure Rule Andrews Kurth 10/11/2013
Second Circuit Affirms Dismissal of Class Action Against ProShares Exchange-Traded Funds (ETFs) Vedder Price 10/10/2013
Penalty for Head of Investor Relations – $50,000, Penalty for Company – $0, Regulation Fair Disclosure Compliance Program – Priceless Drinker Biddle & Reath LLP 10/10/2013
Securities and Exchange Commission (SEC) Charges Investment Adviser for Misleading Fund Board During 15(c) Process Vedder Price 10/10/2013
Securities and Exchange Commission (SEC) Finally Proposes Pay Ratio Disclosure Rule Drinker Biddle & Reath LLP 10/10/2013
Securities and Exchange Commission (SEC) Sanctions Portfolio Manager for Forging Documents and Misleading Chief Compliance Officer Vedder Price 10/10/2013
District Court Dismisses Complaint Against BlackRock and iShares for Excessive Securities Lending Fees Vedder Price 10/10/2013
Public Company Accounting Oversight Board (PCAOB) Proposes Changes to the Auditor’s Reporting Model Vedder Price 10/10/2013
New Michigan Law Allows Landlords to Remove Property of Deceased Tenants Without Judicial Action Varnum LLP 10/10/2013
Securities and Exchange Commission (SEC) Proposes Additional Amendments to Form D, Regulation D and Rule 156 Under the Securities Act Vedder Price 10/10/2013
Complaint Filed Against ING Investments Alleging Excessive Management Fees Vedder Price 10/10/2013
The European Court of Justice Overturns, Unfreezes EU Iran Sanctions Sheppard, Mullin, Richter & Hampton LLP 10/10/2013
Securities and Exchange Commission (SEC)'s Office of Compliance Inspections and Examinations Issues Risk Alert on Advisers' Business Continuity and Disaster Recovery Planning Vedder Price 10/10/2013
Politics and Consequences: An Update on U.S. Sanctions Against Iran Sheppard, Mullin, Richter & Hampton LLP 10/9/2013
Securities and Exchange Commission (SEC) Bad Actor Rules Roil Opinion Practice Allen Matkins Leck Gamble Mallory & Natsis LLP 10/9/2013
Government Shutdown Day 8 Recap Drinker Biddle & Reath LLP 10/9/2013
Securities and Exchange Commission (SEC) Commissioner Gallagher Discusses the Need for Proxy Advisory Service Reform Vedder Price 10/9/2013
Financial Institutions Reform, Recovery, and Enforcement Act of 1989 (FIRREA) and Financial Institutions Anti-Fraud Enforcement Act (FIAFEA) Tycko & Zavareei LLP 10/9/2013
Massachusetts Supreme Court Clarifies Annual Shareholder Meeting Requirement Vedder Price 10/9/2013
Securities and Exchange Commission (SEC) Issues Frequently Asked Questions on Supervisory Liability of Broker-Dealer Compliance and Legal Personnel Under Section 15(b)(4) and 15(b)(6) of the Exchange Act Katten Muchin Rosenman LLP 10/9/2013
Supreme Court Will Hear Quality Stores Case McBrayer, McGinnis, Leslie and Kirkland, PLLC 10/9/2013
Supreme Court Leaves Standing Seventh Circuit’s Opinion in Favor of Lender Client Barnes & Thornburg LLP 10/9/2013
Securities and Exchange Commission (SEC) Adopts Rule Amendments to Disqualify Felons and Other “Bad Actors” from Rule 506 Private Offerings Vedder Price 10/9/2013
Securities and Exchange Commission (SEC) Adopts Rule Amendments to Implement JOBS Act Provisions for the Elimination of Prohibitions Against General Solicitation in Private Offerings Vedder Price 10/9/2013
Division of Investment Management Issues Guidance Regarding Certain Disclosure and Compliance Matters for Funds That Invest in Derivatives Vedder Price 10/8/2013
The Moench Presumption: An Examination of the Third Circuit’s Standard of Prudence in Employer Stock Cases and Its Subsequent Treatment by Circuit Courts McDermott Will & Emery 10/8/2013
Subcommitee Recommends Securities and Exchange Commission (SEC) Rules Imposing Fiduciary And Disclosure Duties On Brokers Allen Matkins Leck Gamble Mallory & Natsis LLP 10/8/2013
BlackBerry Buyout Negotiations Continue, Drive Up Stock Price McBrayer, McGinnis, Leslie and Kirkland, PLLC 10/8/2013
Commodity Futures Trading Commission (CFTC) Adopts Harmonization Rules For Commodity Pool Operators (CPOs) to Registered Investment Companies (RICs) and Modifies Regulatory Requirements for All CPOs and CTAs Vedder Price 10/8/2013
D.C. Circuit Halts Department of Labor's Reclassification of Loan Officers Bracewell & Giuliani LLP 10/8/2013
Westburg Decision Provides Strong Lever for Lenders von Briesen & Roper, S.C. 10/7/2013
Department of Energy Advanced Research Projects Agency-Energy (ARPA-E) Will Exercise Its Authority to Issue Small Business Innovation Research (SBIR) Grants to Venture Capital Majority-Owned Small Businesses Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 10/7/2013
Vice Chancellor’s Shareholders Litigation Order Sparks A Wortwechsel In The Blogosphere Allen Matkins Leck Gamble Mallory & Natsis LLP 10/7/2013
Financial Services Legislative and Regulatory Update - Week of October 7, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 10/7/2013
Does Your Directors and Officers (D&O) Policy Adequately Protect You In Insolvency? Neal, Gerber & Eisenberg LLP 10/7/2013
Commodity Futures Trading Commission (CFTC) Staff Responds to FAQs Regarding Commodity Options Katten Muchin Rosenman LLP 10/7/2013
Commodity Futures Trading Commission (CFTC) Staff Issues No-Action Letters Relating to Swap Execution Facilities Katten Muchin Rosenman LLP 10/6/2013
Public Hearing to Examine Need for New Environmental Bond Act In New York Greenberg Traurig, LLP 10/6/2013
When Directors Are Or Become Bad Actors . . . Re: Securities Law Allen Matkins Leck Gamble Mallory & Natsis LLP 10/6/2013
SEC Issues Frequently Asked Questions Regarding Liability of Broker-Dealer Compliance and Legal Personnel Katten Muchin Rosenman LLP 10/5/2013
SEC Awards More Than $14 Million to Whistleblower Drinker Biddle & Reath LLP 10/5/2013
Financial Industry Regulatory Authority (FINRA) Proposes Rule to Require Alternative Trading Systems to Report Volume Information and Use Unique Market Participant Identifiers Katten Muchin Rosenman LLP 10/4/2013
Securities and Exchange Commission (SEC) Proposes Pay Ratio Rule Womble Carlyle Sandridge & Rice, PLLC 10/4/2013
Federal and State Authorities Continue Scrutiny of Payroll Cards Morgan, Lewis & Bockius LLP 10/4/2013
Commodity Futures Trading Commission (CFTC) Issues Order Relating to the Continuation, Shutdown and Resumption of Operations Following a Lapse in Appropriations Katten Muchin Rosenman LLP 10/4/2013
Consumer Financial Protection Bureau (CFPB) Issues Report on CARD Act; Identifies Six 'Risky' Card Issuer Practices that May Warrant Scrutiny Greenberg Traurig, LLP 10/4/2013
Maryland Legislature Fixes Problems Left Over From 2012 Indemnity Deed of Trust (IDOT) Legislation Sheppard, Mullin, Richter & Hampton LLP 10/4/2013
Securities and Exchange Commission (SEC) Adopts Final Rules for Municipal Advisors Andrews Kurth 10/4/2013
Condo Hotels: What's the Reality? Sale of Real Estate or Security -- Ninth Circuit Sheds Some Light Greenberg Traurig, LLP 10/3/2013
Will Issuers Add SEC Rule 506(d) Bad Acts To The Definition Of “Cause”? Allen Matkins Leck Gamble Mallory & Natsis LLP 10/3/2013
Securities and Exchange Commission (SEC) Proposes Pay Ratio Disclosure Rules Michael Best & Friedrich LLP 10/2/2013
If One Bad Actor Spoils The Whole Barrel, What’s An Issuer To Do? Re: Securities Allen Matkins Leck Gamble Mallory & Natsis LLP 10/2/2013
The North Carolina Supreme Court: Metrics for 2013 Womble Carlyle Sandridge & Rice, PLLC 10/2/2013
Comcast Gunning to Force Sale of Houston Regional Sports Network McBrayer, McGinnis, Leslie and Kirkland, PLLC 10/2/2013
Ohio Court of Appeals Affirms Class Certification in Lawsuit Against FirstMerit Bank Related to Bank’s Unfair and Deceptive Overdraft Fee Practices Tycko & Zavareei LLP 10/2/2013
Determining Whether a Potential Investor is a Resident or Non-Resident for Securities Law Purposes Greenberg Traurig, LLP 10/2/2013
Senator Levin Aims Again To Require Private Companies To Report Beneficial Ownership Allen Matkins Leck Gamble Mallory & Natsis LLP 10/1/2013
Financial Stability Board (FSB) Suggests More Federal Oversight of U.S. Insurance System Risk and Insurance Management Society, Inc. (RIMS) 9/30/2013
Die Verwandlung: How The California Legislature Likely Raised The Bar On Securities Fraud Actions Allen Matkins Leck Gamble Mallory & Natsis LLP 9/30/2013
Financial Services Legislative and Regulatory Law Update - September 30, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 9/30/2013
Ninth Circuit Holds that a Properly Structured Voluntary Rental Program Offering Does Not Convert Hotel Condominium Units into Securities Greenberg Traurig, LLP 9/30/2013
Ninth Circuit Rejects Securities Fraud Suit for Failure to Demonstrate Loss Causation Katten Muchin Rosenman LLP 9/28/2013
The EB-5 Basics For Investors: A Roadmap to the American Dream Sheppard, Mullin, Richter & Hampton LLP 9/28/2013
Commodity Futures Trading Commission (CFTC) Grants CPOs No-Action Relief from Certain Reporting Obligations Drinker Biddle & Reath LLP 9/27/2013
Securities and Exchange Commission (SEC) Adopts Municipal Advisor Registration Requirements Katten Muchin Rosenman LLP 9/27/2013
European Commission Proposes Measures to Restore Confidence in Benchmarks McDermott Will & Emery 9/27/2013
Banks Encouraged to Share Information Related to Elder Abuse Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 9/26/2013
Involuntary Stock Exchange Listings, Affiliated Issuers And Produce Allen Matkins Leck Gamble Mallory & Natsis LLP 9/26/2013
SEC Adopts Rule Disqualifying Bad Actors from Participation in Rule 506 Offerings Poyner Spruill LLP 9/26/2013
Differing Perspectives On The SEC’s Proposed CEO Pay Ratio Rule And Who Speaks For CalPERS? Allen Matkins Leck Gamble Mallory & Natsis LLP 9/26/2013
Redeveloping Failed Golf Course Greenberg Traurig, LLP 9/25/2013
Securities and Exchange Commission (SEC) Proposes Rule on Required CEO Pay Ratio Disclosure Morgan, Lewis & Bockius LLP 9/25/2013
US taxpayers with Canadian Registered Retirement Savings Accounts (RRSPs)? File now to avoid penalties! Altro Levy LLP 9/25/2013
California Creates Complete Chaos By Rewriting Anti-Fraud Statute, But “We Are Against Fraud Aren’t We?” Allen Matkins Leck Gamble Mallory & Natsis LLP 9/24/2013
Fundraising by Private Companies: SEC Lifts Ban on General Solicitation Varnum LLP 9/24/2013
Disqualification of “Bad Actors” from Rule 506 Offerings Neal, Gerber & Eisenberg LLP 9/24/2013
At Long Last: Securities and Exchange Commission (SEC) Proposes New Rules to Compel Disclosure of CEO Pay as Ratio to Median Employee Pay Sheppard, Mullin, Richter & Hampton LLP 9/24/2013
Financial Services Legislative and Regulatory Update - September 23, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 9/23/2013
Life Insurance is an Option for Dynasty Trusts Neal, Gerber & Eisenberg LLP 9/23/2013
EU Court Strikes Down Iran Asset Freeze Sanctions: Council of the European Union Urged to Act with more Rigour McDermott Will & Emery 9/23/2013
Can The California Department of Business Oversight (DBO) Incorporate By Reference A Federal Form? Allen Matkins Leck Gamble Mallory & Natsis LLP 9/23/2013
First Department Sustains Connecticut Unfair Trade Practices Act and Other Claims Against Subsidiaries and Officers of Lehman Brothers Based Upon An Allegedly Improper Asset Substitution on the Eve of the Lehman Brothers Collapse Sheppard, Mullin, Richter & Hampton LLP 9/23/2013
Securities and Exchange Commission (SEC) Issues Risk Alert on Short Selling in Connection with a Public Offering Katten Muchin Rosenman LLP 9/23/2013
Securities and Exchange Commission (SEC) Proposes Disclosure of Difference Between CEO and Worker Pay Barnes & Thornburg LLP 9/22/2013
Second Circuit Affirms Judgment that Securities Litigation Uniform Standards Act (SLUSA) Precludes Madoff-Related Claims Katten Muchin Rosenman LLP 9/22/2013
National Futures Association (NFA) Commences New Filing Requirement for Commodity Trading Advisors Katten Muchin Rosenman LLP 9/21/2013
Commodity Futures Trading Commission (CTFC) Seeks Comments on Amended Exchange for Related Position (EFRP) Rule Katten Muchin Rosenman LLP 9/20/2013
This Picture Is Worth 471 Words (More or Less) Re: SEC Solicitation Rules Allen Matkins Leck Gamble Mallory & Natsis LLP 9/20/2013
Sixth Circuit Rejects Claim Preclusion Where Fraudulent Conduct Concealed in a Prior Action Katten Muchin Rosenman LLP 9/20/2013
Securities and Exchange Commission's (SEC) New Regulation D Rules Become Effective September 23, 2013 von Briesen & Roper, S.C. 9/20/2013
Securities and Exchange Commission (SEC) Proposes Rule Regarding Disclosure of CEO-to-Worker Pay Ratio Katten Muchin Rosenman LLP 9/20/2013
Securities Exchange Commission (SEC) Proposes Rules for Pay Ratio Disclosures Schiff Hardin LLP 9/20/2013
Financial Industry Regulatory Authority (FINRA) Raises the Bar on Due Diligence by Broker Dealers Involved in EB-5 Sheppard, Mullin, Richter & Hampton LLP 9/20/2013
“Patent Assertion and Startup Innovation": Some Sensible Ideas Schwegman, Lundberg & Woessner, P.A. 9/20/2013
Important Information for Managers with Reg D Offerings Drinker Biddle & Reath LLP 9/20/2013
Just What Does CalPERS Believe Anyway? Re: “Investment Beliefs” Allen Matkins Leck Gamble Mallory & Natsis LLP 9/19/2013
Minimizing the Legal and Financial Risks of Cottage Ownership Varnum LLP 9/19/2013
Second Circuit Reaffirms Taxpayer’s Use of Protective Refund Claims McDermott Will & Emery 9/19/2013
Marketing and Sales Assistance for Small Businesses [AUDIO] Odin, Feldman & Pittleman, P.C. 9/18/2013
Putting the Canadian-U.S. LLC (Limited Liability Company) Debate to Rest Altro Levy LLP 9/18/2013
Clean Energy: Don't Believe the Shakeout Hype Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 9/18/2013
Appreciation of Pre-marital Assets upon Divorce Odin, Feldman & Pittleman, P.C. 9/18/2013
Financial Industry Regulatory Authority (FINRA) Provides Guidance on Immigration Due Diligence to Broker-Dealers in EB-5 Offerings Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 9/18/2013
Consumer Financial Protection Bureau (CFPB) Warns Against Mandating Use of Payroll Cards Barnes & Thornburg LLP 9/18/2013
Lessons Learned about Real Estate Lending in this Last Recession Michael Best & Friedrich LLP 9/18/2013
Equity Contribution Requirements Dropping in Large-Market Buyouts McBrayer, McGinnis, Leslie and Kirkland, PLLC 9/18/2013
Financial Industry Regulatory Authority (FINRA) Provides Guidance on the Applicability of the Suitability Rule to Broker-Dealers Marketing Private Placements in the EB-5 Context Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 9/17/2013
Some Pearls From Commissioners of Corporations Past Allen Matkins Leck Gamble Mallory & Natsis LLP 9/17/2013
Consumer Financial Protection Bureau (CFPB) Issues Guidance on Payroll Card Use Barnes & Thornburg LLP 9/17/2013
Reminder: EEO-1 Employer Information Report Filing Deadline Is Fast Approaching Much Shelist, P.C. 9/17/2013
The Financial Crisis in Detroit and Spain and a New Round of Deaccessioning Debates Sheppard, Mullin, Richter & Hampton LLP 9/17/2013
What Must a Secured Creditor Do to Get Its Due? Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 9/17/2013
A Continued Examination of Charitable Patient Assistance Programs Part Eight in a Series: What Products Say About Charitable PAPs Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 9/16/2013
Congress Wants To Ban Felons While California Doesn’t Want To Ask Allen Matkins Leck Gamble Mallory & Natsis LLP 9/16/2013
Bankruptcy “Preference” Checklist Michael Best & Friedrich LLP 9/16/2013
Financial Services Legislative and Regulatory Update - September 16, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 9/16/2013
Lawsuits Against Creditors of NewPage Michael Best & Friedrich LLP 9/16/2013
SEC Grants Request for No-Action Relief with Respect to Multi-Day Pre-Fail and Post-Fail Credit Under Rule 204 of Regulation SHO Katten Muchin Rosenman LLP 9/16/2013
Commodity Futures Trading Commission (CFTC) Issues Concept Release on Automated Trading Katten Muchin Rosenman LLP 9/15/2013
Second Circuit Rules Against Make-Whole Premium for Refinancing of Accelerated Debt Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 9/15/2013
Federal Agencies Seek Comment on Joint Proposed Rule Regarding Credit Risk Retention Katten Muchin Rosenman LLP 9/15/2013
Commodity Futures Trading Commission (CFTC) Grants Relief to CPOs Trading Through Subsidiaries Katten Muchin Rosenman LLP 9/14/2013
Former Head of Investor Relations Penalized by SEC for Selectively Disclosing Material Nonpublic Information, While Self-Disclosing Company Escapes Charges Katten Muchin Rosenman LLP 9/14/2013
Lawsuit Seeks to Block Merger Between StellarOne and Union First Bankshares Womble Carlyle Sandridge & Rice, PLLC 9/14/2013
Federal Deposit Insurance Corporation (FDIC) Issues Final Rule Clarifying That Deposits in Foreign Branches of US Banks Are Not Insured Katten Muchin Rosenman LLP 9/14/2013
Global Regulators Adopt Final Margin Requirements for Uncleared Derivatives Katten Muchin Rosenman LLP 9/13/2013
Emergency Powers And Emergency Bylaws Bill Enacted for Corporations in California Allen Matkins Leck Gamble Mallory & Natsis LLP 9/13/2013
Consumer Financial Protection Bureau (CFPB) Bulletin Warns Employers Against Exclusive Use of Payroll Cards Katten Muchin Rosenman LLP 9/13/2013
Johnson v. Federal Home Loan Mortgage Corporation Womble Carlyle Sandridge & Rice, PLLC 9/13/2013
Sixth Circuit Affirms Dismissal of Shareholder Class Action Due to Plaintiff’s Failure to Plead Recklessness Katten Muchin Rosenman LLP 9/13/2013
Mortgage Foreclosure Opinions From Judge Wilson and Judge Moon Womble Carlyle Sandridge & Rice, PLLC 9/13/2013
Sun Capital Partners: Some Alternative Perspectives Drinker Biddle & Reath LLP 9/13/2013
The Facts on FATCA - Foreign Account Tax Compliance Act McBrayer, McGinnis, Leslie and Kirkland, PLLC 9/13/2013
Petition Questions Lack Of Money Transmission Act (MTA) Regulations Allen Matkins Leck Gamble Mallory & Natsis LLP 9/13/2013
Showdown in the Richmond: The City of Richmond Threatens Eminent Domain on Underwater Loans Sheppard, Mullin, Richter & Hampton LLP 9/13/2013
'Skin in the Game' Credit Risk Retention Rules Re-Proposed Greenberg Traurig, LLP 9/12/2013
European Commission Issues Communication Addressing New Sources of Risk in the Financial Sector McDermott Will & Emery 9/12/2013
Update on UK Employee Shareholder Provisions Morgan, Lewis & Bockius LLP 9/11/2013
Rule 144 Opinion Letters – Do They Protect Anyone? Re: Securities Law Allen Matkins Leck Gamble Mallory & Natsis LLP 9/11/2013
Recent Decisions Support More Employee-Friendly Interpretation of Sarbanes-Oxley Act Vedder Price 9/11/2013
Spending Martial Funds Is Not Marital Waste If It Is Used For A Proper Purpose Odin, Feldman & Pittleman, P.C. 9/11/2013
September 2013 New Jersey Health Care Regulatory Developments Giordano, Halleran & Ciesla, P.C. 9/11/2013
Canada Pension Plan to Acquire Neiman Marcus Despite Initial Public Offering (IPO) Registry McBrayer, McGinnis, Leslie and Kirkland, PLLC 9/11/2013
Texas Court Departs From Previous Decisions: Investments In Life Settlements Are Securities Drinker Biddle & Reath LLP 9/11/2013
Dewonkify – Anomaly Drinker Biddle & Reath LLP 9/10/2013
New Disclosure Guidance for Non-Traded Real Estate Investment Trusts (REITs) Lowndes, Drosdick, Doster, Kantor & Reed, P.A. 9/10/2013
Consumer Financial Protection Bureau (CFPB) Targets Companies’ Duty to Investigate Consumer Disputes Dickinson Wright PLLC 9/10/2013
The Debt Ceiling & What Government Contractors Can Do Odin, Feldman & Pittleman, P.C. 9/10/2013
Failure to Adequately Allege Lack of Supply Cross-Elasticity Dooms Attempted Monopolization Action to "Quick Look" Dismissal Sheppard, Mullin, Richter & Hampton LLP 9/9/2013
International Group Structures Are Subject to An Ongoing Review for Optimizing Their Tax Position Greenberg Traurig, LLP 9/8/2013
The Foreign Corrupt Practices Act (FCPA) in the News: Big Scoops, Real Fallout Sheppard, Mullin, Richter & Hampton LLP 9/7/2013
August 2013 New Jersey Health Care Regulatory Developments Giordano, Halleran & Ciesla, P.C. 9/6/2013
Bilateral Investment Treaties - The Dutch Gold Standard Greenberg Traurig, LLP 9/6/2013
Delaware Chancery Court Finds Merger "Entirely Fair" to Common Stockholders Despite the Merger Leaving Common Stockholders With No Consideration for Their Shares Sheppard, Mullin, Richter & Hampton LLP 9/6/2013
Department of Labor (DOL) Policy Allows Employers A Limited Opportunity To Re-Set Timing Of Annual Participant Fee Disclosures Poyner Spruill LLP 9/6/2013
Seventh Circuit Sides with Sixth Circuit in Stern Bankruptcy Split Greenberg Traurig, LLP 9/6/2013
Executive Life Insurance Company of New York (ELNY) Restructuring Agreement Closes, Shortfall Finalizations Near Drinker Biddle & Reath LLP 9/6/2013
Proxy Advisory Firms – What About State Registration? Allen Matkins Leck Gamble Mallory & Natsis LLP 9/4/2013
China State Council Launched New Financial Coordination Mechanism Sheppard, Mullin, Richter & Hampton LLP 9/4/2013
Federal Court Dismisses BlackRock Securities Lending Case Drinker Biddle & Reath LLP 9/4/2013
Proxy Advisory Firms And Investment Adviser Registration Allen Matkins Leck Gamble Mallory & Natsis LLP 9/3/2013
Legal Issues in Keeping Patient’s Credit Card Information on File Dickinson Wright PLLC 9/2/2013
Subnational Insolvencies and Beyond: If Detroit Can Be Restructured In A Bankruptcy Proceeding, Why Not Argentina? Barnes & Thornburg LLP 9/2/2013
Commodity Futures Trading Commission (CFTC) Issues Interpretation of “Actual Delivery” Katten Muchin Rosenman LLP 9/1/2013
Financial Institutions Reform, Recovery, and Enforcement Act of 1989 (FIRREA) and Financial Institutions Anti-Fraud Enforcement Act (FIAFEA): A Novel Approach To Protecting Financial Institutions From Themselves Tycko & Zavareei LLP 9/1/2013
SEC Accuses Investment Adviser of Misrepresenting Its Algorithmic Trading Capacity Katten Muchin Rosenman LLP 8/31/2013
CalPERS’ Warning Of Chill Goes Unheeded Allen Matkins Leck Gamble Mallory & Natsis LLP 8/30/2013
SEC Requires Admission of Wrongdoing as Part of Settlement Katten Muchin Rosenman LLP 8/30/2013
CDA Wealth Consulting v. Global One Re: Insurance Litigation Drinker Biddle & Reath LLP 8/30/2013
Commodities And The Corporate Securities Law of 1968 (CSL) Allen Matkins Leck Gamble Mallory & Natsis LLP 8/30/2013
Argentina's Financial Fate Now Depends on the U.S. Supreme Court Sheppard, Mullin, Richter & Hampton LLP 8/29/2013
Rewards and Protections May Soon Be Available to Australian Qui Tam Whistleblowers Tycko & Zavareei LLP 8/29/2013
Make-Whole Confirmed to be a Stable Compound Bracewell & Giuliani LLP 8/29/2013
Delaware General Corporation Law Amended to Speed Up the Consummation of Two-Step Merger Transactions Sheppard, Mullin, Richter & Hampton LLP 8/28/2013
Use of The Term “Natural” In Genetically Modified Organism (GMO) California Legislation Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 8/28/2013
Securities and Exchange Commission (SEC) Amends Financial Responsibility Rules for Broker-Dealers Morgan, Lewis & Bockius LLP 8/28/2013
Eighth Circuit Applies Negligence Standard to Securities and Exchange Commission (SEC) Enforcement Claims for Violations of Section 14(a) and Rules 14a-9, 13b2-1 and 13b2-2 Sheppard, Mullin, Richter & Hampton LLP 8/28/2013
Private Equity Fund May Be “Trade or Business” Under Employee Retirement Income Security Act (ERISA) Morgan, Lewis & Bockius LLP 8/27/2013
Is a Limited Liability Company (LLC) good for Canadians buying in the U.S.? Altro Levy LLP 8/27/2013
Privacy Monday – August 26, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 8/27/2013
Securities Exchange Commission (SEC) Approves Amendments to Financial Industry Regulatory Authority (FINRA) Rule Regarding Release of Disciplinary Complaints, Decisions and Other Information Katten Muchin Rosenman LLP 8/26/2013
Important Victory for Wisconsin's Trustees and Professional Fiduciaries Godfrey & Kahn S.C. 8/26/2013
Securities and Exchange Commission's (SEC) Alleged Failure to Notify Securities Investor Protection Corporation (SIPC) of Ponzi Scheme Does Not Create Liability Katten Muchin Rosenman LLP 8/26/2013
Federal Reserve Issues Paper on Capital Planning and Rule for Assessments for Large Banks Katten Muchin Rosenman LLP 8/25/2013
Federal Agencies Seek to Bolster Leverage Ratio Standards for Largest Banks Katten Muchin Rosenman LLP 8/25/2013
CalPERS Releases California “Investment” Report Allen Matkins Leck Gamble Mallory & Natsis LLP 8/24/2013
Securities Exchange Commission (SEC), Commodity Futures Trading Comission (CFTC) and Financial Industry Regulatory Authority (FINRA) Issue Joint Advisory on Business Continuity and Disaster Recovery Planning Katten Muchin Rosenman LLP 8/24/2013
Financial Industry Regulatory Authority (FINRA) Updates Private Placement Form and Issues FAQ Katten Muchin Rosenman LLP 8/23/2013
Office of the Comptroller of the Currency (OCC) Revises Guidance on Commercial Real Estate Lending Katten Muchin Rosenman LLP 8/23/2013
New Guidance on Continuing Disclosure Obligations for Bond Issuers Drinker Biddle & Reath LLP 8/23/2013
The Consumer Financial Protection Bureau (CFPB), Recent Developments: July 22, 2013 - August 9, 2013 Greenberg Traurig, LLP 8/23/2013
Commodity Futures Trading Commission (CFTC) Adopts Final Harmonization Rules for Registered Investment Company Advisors Required to Register as CPOs Under 4.5; Also Adopts Changes Applicable to All CPOs Katten Muchin Rosenman LLP 8/23/2013
Potential Challenges Associated With California's Revised Uniform Limited Liability Company Act Scheduled to Take Effect on January 1, 2014 Sheppard, Mullin, Richter & Hampton LLP 8/22/2013
Is A Popularity Contest The Best Way To Pick A Proxy Advisor? Allen Matkins Leck Gamble Mallory & Natsis LLP 8/22/2013
Colombia Enacts Personal Data Protection Regulations Morgan, Lewis & Bockius LLP 8/22/2013
Is The 9th Circuit’s Decision on Trial Payment Plan Promises the Prelude to a Cautionary Tale? Womble Carlyle Sandridge & Rice, PLLC 8/22/2013
Key Considerations For Family Enterprises Exiting Direct Investments McDermott Will & Emery 8/22/2013
Mexican Government to Consider Overhaul of Energy Sector Morgan, Lewis & Bockius LLP 8/22/2013
Project Blue: A UK Stamp Duty Land Tax Case That Made Headlines Katten Muchin Rosenman LLP 8/22/2013
Life Settlement Investors Sue Auditor Drinker Biddle & Reath LLP 8/21/2013
Loss Causation And Stichomythia: A Dramatization of Ninth Circuit's Leave to Amend Complaint Allen Matkins Leck Gamble Mallory & Natsis LLP 8/21/2013
World Wide Web of Underground Virtual Currencies: Implications for Gaming Dickinson Wright PLLC 8/21/2013
The Internal Revenue Service Opens the Online Foreign Account Tax Compliance Act (FATCA) Registration System Greenberg Traurig, LLP 8/21/2013
Commodity Futures Trading Commission (CFTC) Harmonizes Compliance Obligations for Commodity Pool Operators of Registered Investment Companies Drinker Biddle & Reath LLP 8/21/2013
Department of Labor (DOL) Issues Guidance on Plan Asset Status of Revenue Sharing Payments McDermott Will & Emery 8/21/2013
Bargain or Bonanza: Is Discounted Cash Flow (DCF) Still a Reliable Tool for Determining Equity Cost? Schiff Hardin LLP 8/19/2013
India Reduces Limit on Annual Outbound Remittances, EB-5 Impact Likely to Follow Greenberg Traurig, LLP 8/19/2013
Equityholder's Strategy for Shifting Tax Burdens to Creditors Upheld by Third Circuit Sheppard, Mullin, Richter & Hampton LLP 8/19/2013
Commodity Futures Trading Commission (CFTC) Proposes Rules for Systemically Important Derivatives Clearing Organizations (SIDCO) to Conform to International Standards Katten Muchin Rosenman LLP 8/19/2013
Commodity Futures Trading Commission (CFTC) Issues Final Rules for Systemically Important Derivatives Clearing Organizations (SIDCO) Katten Muchin Rosenman LLP 8/18/2013
Consumer Financial Protection Bureau (CFPB) Releases Exam Procedure Updates For Truth in Lending Act (TILA) and Real Estate Settlement Procedures Act (RESPA) Sheppard, Mullin, Richter & Hampton LLP 8/18/2013
SEC Issues Risk Alert on Options Trading Used to Evade Short-Sale Requirements Katten Muchin Rosenman LLP 8/18/2013
SEC Order Temporarily Exempting Certain Broker Dealers and Certain Transactions from the Recordkeeping and Reporting Requirements of Rule 13H-1 Katten Muchin Rosenman LLP 8/17/2013
National Futures Association (NFA) Reminds Swap Dealers (SD) and Major Swap Participants (MSP) of Portfolio Reconciliation Requirements Katten Muchin Rosenman LLP 8/17/2013
All The World’s A Stage, But The SEC Isn’t Allowing All Actors To Play Upon It Allen Matkins Leck Gamble Mallory & Natsis LLP 8/16/2013
Commodity Futures Trading Commission (CFTC) Adopts Final Harmonization Rules for Registered Investment Company Advisers Required to Register as CPOs Under Regulation 4.5; Also Adopts Changes Applicable to All CPOs Katten Muchin Rosenman LLP 8/16/2013
Matria Healthcare Insider Traders Will Go to Trial Katten Muchin Rosenman LLP 8/16/2013
Department of Labor (DOL) Permits Plan Administrators to Reset Annual Fee Disclosure Deadline McDermott Will & Emery 8/16/2013
Securities Fraud Claims Against CommScope Dismissed Katten Muchin Rosenman LLP 8/16/2013
Why the IPS Should Address Asset Allocation Models (AAM) Drinker Biddle & Reath LLP 8/16/2013
Ever Wonder Who’s In Charge At The Department Of Business Oversight? Allen Matkins Leck Gamble Mallory & Natsis LLP 8/16/2013
What To Know About Florida's New Fast-Track Foreclosure Law Greenberg Traurig, LLP 8/16/2013
Service Provider 408(b)(2) Change Disclosures Drinker Biddle & Reath LLP 8/15/2013
SEC Staff Examination Priorities – Are There Changes Ahead for Unregistered Retirement Plan Recordkeepers Drinker Biddle & Reath LLP 8/15/2013
No Broker-Customer Relationship Absent a Direct Connection to Investment-Related Services Provided by the Brokerage Firm Greenberg Traurig, LLP 8/15/2013
Private Equity Funds May Be Liable For Portfolio Company Pension Liabilities Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 8/15/2013
Your California Condo May Be Secure, But Not A Security Allen Matkins Leck Gamble Mallory & Natsis LLP 8/14/2013
Ballot Initiative Petitions Filed Seeking Operating Margin Limits on Massachusetts Hospitals Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 8/14/2013
Health Care Reform by Petition in Massachusetts Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 8/14/2013
Securities and Exchange Commission's (SECs) Investor Advisory Committee Pushes For Oddly Named “Universal Proxy Ballots” Allen Matkins Leck Gamble Mallory & Natsis LLP 8/14/2013
Technology: The Legal Issues of Advertising Online and Through Social Media Neal, Gerber & Eisenberg LLP 8/13/2013
Valuing Advance Refundings Re: Public Finance Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 8/13/2013
Now That Hedge Funds Can Advertise, What Are Commodity Pools – Chopped Liver? Drinker Biddle & Reath LLP 8/13/2013
How to Recognize Financial Abuse Varnum LLP 8/13/2013
Commodity Futures Trading Commission’s (CFTC) Releases Rule Enforcement Review of the Chicago Mercantile Exchange and Chicago Board of Trade Katten Muchin Rosenman LLP 8/12/2013
European Securities and Markets Authority (ESMA) Publishes Updated Q&A Katten Muchin Rosenman LLP 8/11/2013
Financial Industry Regulatory Authority (FINRA) Issues FAQs Regarding Trade Reporting and Compliance Engine (TRACE) Reporting Katten Muchin Rosenman LLP 8/11/2013
Still Standing: U.S. Court Upholds SEC Conflicts Minerals Rule Sheppard, Mullin, Richter & Hampton LLP 8/10/2013
Amendments to SEC Rules Regarding Broker Dealer Financial Responsibility and Reporting Requirements Katten Muchin Rosenman LLP 8/10/2013
Delaware Legislature Adopts Amendments to Delaware General Corporation Law Katten Muchin Rosenman LLP 8/9/2013
Read the Fine Print! Restrictions in a Power of Attorney May Invalidate Loan Documents Poyner Spruill LLP 8/9/2013
Ninth Circuit Remands “Say-on-Pay” Cases Back to State Court for Lack of Jurisdiction Katten Muchin Rosenman LLP 8/9/2013
In-House Loan Modifications In South Carolina Are Not The Unauthorized Practice of Law Poyner Spruill LLP 8/9/2013
Investment Services Regulatory Update - August 2013 Vedder Price 8/9/2013
Southern District of New York Dismisses Complaint Against Madoff-Invested Fund Katten Muchin Rosenman LLP 8/9/2013
Still Standing: U.S. Court Upholds Securities and Exchange Commission (SEC) Conflicts Minerals Rule Sheppard, Mullin, Richter & Hampton LLP 8/9/2013
Private Equity Funds: Beware of Pension Withdrawal Liability Incurred by a Portfolio Company Vedder Price 8/8/2013
High Growth Segment Businesses in the UK McDermott Will & Emery 8/8/2013
Wisconsin Governor Walker Signs Wisconsin State Budget Bill Into Law Michael Best & Friedrich LLP 8/8/2013
EPA Issues Final 2013 Renewable Fuels Standard Bracewell & Giuliani LLP 8/8/2013
Huge Fair Credit Reporting Act (FCRA) Verdict Against Equifax Shows Potential Costs of Failing to Protect and Correct Consumer’s Credit History Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 8/8/2013
Acquiring Italian Distressed Renewable Energy Assets McDermott Will & Emery 8/8/2013
The New Rule 506: a Useful Crowdsourcing Tool Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 8/7/2013
Cherry Picking Contract Provisions in Bankruptcy: Not so Taboo After All? Sheppard, Mullin, Richter & Hampton LLP 8/7/2013
Insights from the 2013 Securities Industry and Financial Markets Association (SIFMA) San Francisco Regional Conference Greenberg Traurig, LLP 8/6/2013
D.C. District Court Upholds Dodd-Frank Conflict Minerals Rule Andrews Kurth 8/6/2013
Marketing Investment Management Services to Public Retirement Systems: Complying with Applicable Laws and Regulations Katten Muchin Rosenman LLP 8/6/2013
EB-5 Issuers May Commence General Solicitation for Rule 506 Offerings on September 23, 2013 Sheppard, Mullin, Richter & Hampton LLP 8/6/2013
Inherited Individual Retirement Accounts (IRA) in Wisconsin Not Protected by Federal Bankruptcy Laws from Creditors Michael Best & Friedrich LLP 8/5/2013
Fifth Circuit Limits Securities and Exchange Commission (SEC) Whistleblower Program Morgan, Lewis & Bockius LLP 8/5/2013
Privacy Monday – August 5, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 8/5/2013
Financial Services Legislative and Regulatory Update - August 5, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 8/5/2013
Private Placement of Alternative Investment Funds in the European Union (EU): Changing Regulatory Landscape Greenberg Traurig, LLP 8/4/2013
Ninth Circuit Says Say-On-Pay Suit Should Stay In California Court Allen Matkins Leck Gamble Mallory & Natsis LLP 8/2/2013
Agencies Seek Comment on Dodd-Frank Act Stress Test Guidance for “Medium-sized” Banking Firms Katten Muchin Rosenman LLP 8/2/2013
Rules Eliminating the Prohibition on General Solicitation for Rule 506 and Rule 144A Offerings Become Effective September 23, 2013 Sheppard, Mullin, Richter & Hampton LLP 8/2/2013
Third Circuit Holds that District Court Improperly Excluded Expert Testimony in Securities Fraud Case Katten Muchin Rosenman LLP 8/2/2013
Advertising Securities As Safe – A “No, No” In California Allen Matkins Leck Gamble Mallory & Natsis LLP 8/2/2013
The Diminishing Privacy Of Private Corporations Allen Matkins Leck Gamble Mallory & Natsis LLP 8/1/2013
Private Equity Activity in Contract Research Organizations: Recent Deals and Key Issues for Consideration McDermott Will & Emery 8/1/2013
Beware Of Fraudulent On-Line Escrows Allen Matkins Leck Gamble Mallory & Natsis LLP 8/1/2013
Advertising Securities With Celebrity Endorsers Allen Matkins Leck Gamble Mallory & Natsis LLP 8/1/2013
Securities and Exchange Commission (SEC) Fraud Charges Against School District Demonstrate Increased Focus on Disclosure Compliance by Municipal Issuers Bracewell & Giuliani LLP 8/1/2013
With General Solicitations Soon To Be Permitted, It’s Time To Recall The Commissioner’s Advertising Rules Allen Matkins Leck Gamble Mallory & Natsis LLP 7/31/2013
Are the Odds in Your Favor? Re: EB5 Investor Visas Greenberg Traurig, LLP 7/31/2013
Securities and Exchange Commission (SEC) Eliminates General Solicitation Ban and Implements Bad Actor Disqualification Rules for Certain Private Offerings Vedder Price 7/31/2013
California Public Employees' Retirement System (CalPERS) Officials Travel The World Despite Executive Order Allen Matkins Leck Gamble Mallory & Natsis LLP 7/31/2013
Subjective vs. Objective: Beliefs Matter for Fiduciaries of Delaware Limited Liability Partnerships and Limited Liability Companies Barnes & Thornburg LLP 7/31/2013
SEC Issues Final Rules Eliminating Prohibition on General Solicitation of Regulation D Offerings and Implementing Bar on Regulation D Exemption for Offerings with Bad Actor Issuers or other Relevant Persons Neal, Gerber & Eisenberg LLP 7/31/2013
The Graton Godzilla Casino Invades San Francisco Bay Dickinson Wright PLLC 7/31/2013
Financial Services Legislative and Regulatory Update - July 29, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/31/2013
New Jersey Safe Act Provides Unpaid Leave For Victims Of Domestic Violence Drinker Biddle & Reath LLP 7/31/2013
The Consumer Financial Protection Bureau (CFPB), Recent Developments: July 8 - July 19, 2013 Greenberg Traurig, LLP 7/31/2013
Changes to Missouri Statutes Affect Foreclosure, Uniform Commercial Code, Credit Agreements Armstrong Teasdale 7/31/2013
Nevada Supreme Court Holds Absolute Privilege Recognized For Auditors That Act As Required By Law Drinker Biddle & Reath LLP 7/31/2013
Securities and Exchange Commission (SEC) Lifts Ban on General Solicitations for Certain Private Placements Lowndes, Drosdick, Doster, Kantor & Reed, P.A. 7/30/2013
The Securities and Exchange Commission (SEC) Proposes New Rules Addressing General Solicitation In Private Offerings Lowndes, Drosdick, Doster, Kantor & Reed, P.A. 7/30/2013
In Largest Known Data Breach Conspiracy, Five Suspects Indicted in New Jersey Drinker Biddle & Reath LLP 7/30/2013
Privacy Monday – July 29, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/30/2013
China Securities Regulatory Commission (CSRC) Became Sole Regulator of Private Equity (PE) Industry Sheppard, Mullin, Richter & Hampton LLP 7/29/2013
The Ninth Circuit Recharacterizes Recharacterization Jurisprudence Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/27/2013
Order for Insider Trader to Pay $10.2 Million in Restitution to Morgan Stanley Affirmed Katten Muchin Rosenman LLP 7/26/2013
Mandatory Clearing of iTraxx Credit Default Swap (CDS) Indices for Category 2 Entities Began July 25 Katten Muchin Rosenman LLP 7/26/2013
District Court Rejects Challenge to SEC Conflict Minerals Rule Katten Muchin Rosenman LLP 7/26/2013
Department of Labor (DOL) Extends Participant Disclosure Deadline for 2013 Morgan, Lewis & Bockius LLP 7/26/2013
What’s in a Name? In the Secured Lending World, Just About Everything McDermott Will & Emery 7/26/2013
Pennsylvania Enacts Tax Law Changes Drinker Biddle & Reath LLP 7/26/2013
D.C. Court of Appeals Invalidates Department of Labor's Interpretation of the Exempt Status of Mortgage Loan Officers Under the Fair Labor Standards Act (FLSA) Godfrey & Kahn S.C. 7/26/2013
Securities Exchange Commission's (SEC) New General Solicitation Rules Are Here Michael Best & Friedrich LLP 7/26/2013
2013 Six-Month Credit Markets Trends McDermott Will & Emery 7/26/2013
A View of the Bridge: Mergers and Acquisitions (M&A) Bridge Loans Explained McDermott Will & Emery 7/26/2013
A Closer Look at Leveraged Dividend Recapitalizations McDermott Will & Emery 7/26/2013
Wisconsin Legislature Creates Venture Capital Funding Pool Godfrey & Kahn S.C. 7/25/2013
Federal Judge Rejects Challenges to SEC Conflict Minerals Rule Beveridge & Diamond PC 7/25/2013
Department of Labor (DOL) Extends Deadline for Providing Annual Comparative Chart of Investment Alternatives in Participant-Directed Individual Account Plans Dickinson Wright PLLC 7/25/2013
D.C. District Court Upholds SEC's Conflict Minerals Rules, Government Accountability Office (GAO) Report Questions Effectiveness on Humanitarian Efforts Greenberg Traurig, LLP 7/25/2013
Basel III Lite: Regulators Adjust Capital Rules for Community Banks Dickinson Wright PLLC 7/25/2013
Caveat Emptor: Successor Liability for Fair Labor Standard Act (FLSA) Claims McDermott Will & Emery 7/25/2013
Commodity Futures Trading Commission (CFTC) Exercises Disruptive Trading Authority for the First Time Bracewell & Giuliani LLP 7/25/2013
How to Exclude Gain on the Sale of Qualified Small Business Stock! [AUDIO] Odin, Feldman & Pittleman, P.C. 7/25/2013
Alternative Investment Fund Managers Directive's (AIFMD) Impact on Non-EU Managers of Non-EU Alternative Investment Funds Morgan, Lewis & Bockius LLP 7/25/2013
UK Supreme Court Throws out the Nortel and Lehman Pension Baby Claims with the Bathwater Bracewell & Giuliani LLP 7/25/2013
The Securities Exchange Commission (SEC) New General Solicitation Rules Are Here Michael Best & Friedrich LLP 7/24/2013
EB-5 Funding: A Possible Financing Option for Commercial Ventures Undertaken by Colleges and Universities Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/24/2013
SEC Adopts Final Rule Lifting Ban On General Solicitation Giordano, Halleran & Ciesla, P.C. 7/24/2013
The “Yale Professor Letters”: What 401(k) Sponsors Need to Know (and Do) Now Drinker Biddle & Reath LLP 7/24/2013
New Securities and Exchange Commission (SEC) Rules Open Up Crowdfunding Opportunities Amongst Accredited Investors Odin, Feldman & Pittleman, P.C. 7/24/2013
Municipal Bankruptcies: An Overview and Recent History of Chapter 9 of the Bankruptcy Code Katten Muchin Rosenman LLP 7/24/2013
Securities and Exchange Commission (SEC) Adopts Rules Eliminating the Prohibition on General Solicitation and General Advertising in Certain Offerings Schiff Hardin LLP 7/24/2013
Financial Services Legislative and Regulatory Update - July 22, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/23/2013
Securities and Exchange Commission (SEC) Approves Changes to Private Offering Rules and Adopts New “Bad Actor” Prohibitions; Proposes Additional Changes to Better Monitor Private Offering Market McDermott Will & Emery 7/23/2013
Former ArthroCare CEO and CFO Charged with Securities Fraud, Wire Fraud Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/23/2013
Securities and Exchange Commission (SEC) Adopts Rules Permitting General Solicitation in Private Offerings Limited to Purchases by Accredited Investors Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/23/2013
General Solicitation Permitted in Certain Rule 506 and Rule 144A Offerings; “Bad Actors” Disqualified from Rule 506 Offerings; Other Significant Amendments Proposed to Regulation D Andrews Kurth 7/23/2013
Legal Briefs: A Periodic Summary of Judicial Decisions Affecting Accounting and Financial Services Professionals Drinker Biddle & Reath LLP 7/22/2013
Financial Industry Regulatory Authority (FINRA) Announces Targeted Examination Letter Regarding High-Frequency Trading Katten Muchin Rosenman LLP 7/21/2013
Ninth Circuit Affirms Radical Bunny LLC Managers’ Securities Violations Katten Muchin Rosenman LLP 7/20/2013
Further Postponements of Fair and Accurate Credit Transactions Act (FATCA) Effective Dates Announced Drinker Biddle & Reath LLP 7/20/2013
Transatlantic Derivatives Consensus: Landmark Step for European Commission/U.S. Cooperation McDermott Will & Emery 7/19/2013
A Preliminary Road Map to the Chapter 9 Bankruptcy of the City of Detroit Barnes & Thornburg LLP 7/19/2013
American Immigration Lawyers Association (AILA) Publishes Updated Summary of April 3, 2013, Joint Securities and Exchange Commission (SEC)- U.S. Citizenship and Immigration Services (USCIS) Stakeholder Conference Greenberg Traurig, LLP 7/19/2013
SEC Adopts Long-Awaited Final Rule Removing Ban on General Solicitation in Rule 506 Private Offerings Dickinson Wright PLLC 7/19/2013
Commodity Futures Trading Commission (CFTC) Seeks Public Comment on Wash Trade Advisory Katten Muchin Rosenman LLP 7/19/2013
Center of Main Interests (COMI) Maybe Re: Bankruptcy Code Greenberg Traurig, LLP 7/19/2013
Department of Labor (DOL) Clarifies Revenue Sharing Fiduciary Responsibility Issues Morgan, Lewis & Bockius LLP 7/19/2013
Federal Energy Regulatory Commission (FERC) Orders $435 Million Civil Penalty to Barclays Bank and $1-15 Million to Four Traders Schiff Hardin LLP 7/19/2013
A Quick Overview of EB-5 Trends and Events: What Recent History Tells Us and Predictions for the Years to Come Greenberg Traurig, LLP 7/18/2013
Avoid an International Conflict of Laws: Court-Ordered Customer Consent Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/18/2013
When The Parent Is A Blue Hen And The Subsidiary Is A 49er, What Law Governs? Re: Conflict of Law Allen Matkins Leck Gamble Mallory & Natsis LLP 7/18/2013
Florida's New Fast Track Foreclosure Law Creates Additional Requirements for Lenders and Mortgage Servicers Greenberg Traurig, LLP 7/18/2013
SEC Lifts Ban on General Solicitation Bracewell & Giuliani LLP 7/18/2013
SEC Provides Relief for Familiarization Activities of Foreign Options Markets Morgan, Lewis & Bockius LLP 7/18/2013
Asset-Based Loans: An Asset to Your Business McBrayer, McGinnis, Leslie and Kirkland, PLLC 7/17/2013
Securities and Exchange Commission (SEC) Issues New Relief for Self-Indexing Exchange Traded Funds (ETFs) Morgan, Lewis & Bockius LLP 7/17/2013
Comments to Office of the Comptroller of the Currency (OCC) and Federal Deposit Insurance Corporation (FDIC) Deposit Advance Proposed Guidance -- Opponents Outnumber Proponents Greenberg Traurig, LLP 7/17/2013
Securities and Exchange Commission (SEC) Lifts Ban on Advertising for Private Investment Funds Vedder Price 7/17/2013
Financial Services Legislative and Regulatory Update - July 15, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/17/2013
The Consumer Financial Protection Bureau (CFPB), Recent Developments: June 24 – July 5, 2013 Greenberg Traurig, LLP 7/16/2013
Federal Reserve, Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) Propose Higher Capital Requirements for Largest Banks Katten Muchin Rosenman LLP 7/16/2013
SEC Issues Guidance Regarding Compliance with Exemptive Orders Godfrey & Kahn S.C. 7/16/2013
Second Circuit Rejects the Application of American Pipe's Tolling Rule and Rule 15(c)'s "Relation Back" Doctrine to the Three-Year Statute of Repose for Section 11 and 12(a) Claims Sheppard, Mullin, Richter & Hampton LLP 7/16/2013
Securities and Exchange Commission (SEC) Releases Money Market Fund Reform Proposals Godfrey & Kahn S.C. 7/16/2013
Banking Agencies Issue Final Basel III Capital Regulations Katten Muchin Rosenman LLP 7/16/2013
SEC Settles Enforcement Action with Morgan Keegan Directors Regarding Fair Valuation Godfrey & Kahn S.C. 7/16/2013
Securities and Exchange Commission (SEC) Adopts and Proposes New Rules, Including Easing the Prohibition on General Solicitation Katten Muchin Rosenman LLP 7/16/2013
SEC Settles Enforcement Action with Trustees Regarding Investment Advisory Contract Approvals and Renewals Godfrey & Kahn S.C. 7/16/2013
Commodity Futures Trading Commission (CFTC) Grants No-Action Relief to Swap Dealers and Major Swap Participants Regarding Relationship Documentation and Business Conduct Katten Muchin Rosenman LLP 7/16/2013
Using the Bankruptcy Code "Safe Harbors" McDermott Will & Emery 7/16/2013
D.C. District Court Vacates SEC’s Resource Extraction Issuer Rule Katten Muchin Rosenman LLP 7/16/2013
Securities and Exchange Commission (SEC) Removes Prohibition on General Solicitation for Certain Private Offerings to Accredited Investors Godfrey & Kahn S.C. 7/16/2013
Financial Industry Regulatory Authority (FINRA) Orders Wells Fargo and Banc of America to Reimburse Customers More Than $3 Million and Pay $2.15 Million in Fines for Unsuitable Sales of Bank Loan Mutual Funds Godfrey & Kahn S.C. 7/16/2013
SEC Adopts JOBS Act Rules and Issues Additional Final and Proposed Rules Related to Regulation D Offerings Drinker Biddle & Reath LLP 7/16/2013
Pay-to-Play: Securities and Exchange Commission (SEC) Settles Enforcement Action Godfrey & Kahn S.C. 7/16/2013
Financial Industry Regulatory Authority (FINRA) Imposes $9 Million Penalty for Email Failures Godfrey & Kahn S.C. 7/16/2013
Commodity Futures Trading Commission (CFTC) Expands No-Action Relief Granted to Foreign Boards of Trade (FBOT)s Katten Muchin Rosenman LLP 7/16/2013
Commodity Futures Trading Commission (CFTC) Rule 4.5 Withstands Litigation Challenges Godfrey & Kahn S.C. 7/15/2013
Identity Theft Red Flags Rules Godfrey & Kahn S.C. 7/15/2013
SEC Announces Three New Anti-Fraud Enforcement Initiatives Katten Muchin Rosenman LLP 7/15/2013
New Securities and Exchange Commission (SEC) Commissioners Nominated Godfrey & Kahn S.C. 7/15/2013
Commodity Futures Trading Commission (CFTC) Grants No Action Relief to EU Swap Dealers from Swap Documentation Rules Katten Muchin Rosenman LLP 7/15/2013
The Most Important Thing You Need To Know Now About The Lifting Of The General Solicitation Ban Allen Matkins Leck Gamble Mallory & Natsis LLP 7/15/2013
What the SEC’s Elimination of the Prohibition on General Solicitation for Rule 506 Offerings Means to the EB-5 Community Sheppard, Mullin, Richter & Hampton LLP 7/14/2013
Investment Services Regulatory Update - July 2013 Vedder Price 7/13/2013
SEC Adopts Rules to Remove Ban on General Solicitation for Rule 506 Offerings – Will Significantly Affect Permissible EB-5 Marketing Practices Sheppard, Mullin, Richter & Hampton LLP 7/13/2013
Treasury and IRS Postpone the Effective Dates of Several Key Foreign Account Tax Compliance Act (FATCA) Provisions Greenberg Traurig, LLP 7/13/2013
SEC Eliminates the Prohibition on General Solicitation for Rule 506 and Rule 144A Offerings Sheppard, Mullin, Richter & Hampton LLP 7/13/2013
SEC Lifts Ban on General Solicitation Barnes & Thornburg LLP 7/12/2013
Securities and Exchange Commission (SEC) Lifts Advertising Ban on Private Offerings: What It Means for Private Equity, Hedge and Venture Capital Funds Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/12/2013
Securities and Exchange Commission (SEC) Liberalizes Restrictions on Advertisements of Most EB-5 Projects Greenberg Traurig, LLP 7/12/2013
Securities and Exchange Commission (SEC) Lifts Ban on General Solicitation in Certain Private Securities Transactions; Disqualifies 'Bad Actors' from Rule 506 Offerings Greenberg Traurig, LLP 7/11/2013
Are Fannie Mae and Freddie Mac Going Away? Dickinson Wright PLLC 7/11/2013
Exclusive Forum Bylaws Upheld By Delaware Court Drinker Biddle & Reath LLP 7/11/2013
Examining Charitable Patient Assistance Programs Part - Two in a Series: Independent Audits of Charitable Entities Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/11/2013
Securities and Exchange Commission (SEC) Staff Issues Guidance on the Conflict Minerals Rule Drinker Biddle & Reath LLP 7/11/2013
Securities and Exchange Commission (SEC) Adopts Rules to Remove Ban on General Solicitation for Rule 506 Offerings Sheppard, Mullin, Richter & Hampton LLP 7/11/2013
Securities and Exchange Commission (SEC) Sanctions Revlon Financial Makeover; Tips for Setting a Strong Foundation for Going Private Transaction Success Drinker Biddle & Reath LLP 7/11/2013
Morgan Keegan Directors Settle Securities and Exchange Commission (SEC) Charges Drinker Biddle & Reath LLP 7/10/2013
The Politics Of Securities Enforcement Allen Matkins Leck Gamble Mallory & Natsis LLP 7/10/2013
Securities and Exchange Commission (SEC) Proposed Money Market Reform: An Analysis of Fund Director Responsibilities Drinker Biddle & Reath LLP 7/10/2013
SEC to Take Up Long Delayed JOBS Act (Jumpstart Our Business Startups Act) Greenberg Traurig, LLP 7/10/2013
China Releases Administrative Measures on Foreign Debt Registration Sheppard, Mullin, Richter & Hampton LLP 7/10/2013
Federal Reserve Approves Final Basel III Rules Re: Regulatory Capital Reforms Schiff Hardin LLP 7/10/2013
Consequences of the Rejection of Limited Liability Company (LLC) Operating Agreements and Sale of LLC Membership Interests Greenberg Traurig, LLP 7/9/2013
D.C. District Court Vacates Dodd-Frank Disclosure Rule for Payments by Resource Extraction Issuers Andrews Kurth 7/9/2013
When a Non-Binding Term Sheet Becomes Binding Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/9/2013
North American Electric Reliability Corporation (NERC) Fines Generator for Violations Related to Lead Line Operations Morgan, Lewis & Bockius LLP 7/8/2013
The Consumer Financial Protection Bureau (CFPB), Week in Review: June 17 - June 21, 2013 Greenberg Traurig, LLP 7/8/2013
Court Rejects Securities and Exchange Commission (SEC)’s Interpretation That All Exchange Act Reports Are Public Allen Matkins Leck Gamble Mallory & Natsis LLP 7/8/2013
U.S. District Court Vacates SEC Rule on Extractive Industries Disclosure Requirements; Issuers Await Decision on Conflict Minerals Rule Greenberg Traurig, LLP 7/8/2013
Federal Trade Commission (FTC) Penalizes Individual Investor for Hart-Scott-Rodino Act Violation Morgan, Lewis & Bockius LLP 7/8/2013
Department of Energy (DOE) Proposes Highly Burdensome Reporting Obligations With Respect To Export Compliance Sheppard, Mullin, Richter & Hampton LLP 7/8/2013
Hart-Scott-Rodino (HSR) Rules on Automatic Withdrawal of Filings Re: Trade McDermott Will & Emery 7/7/2013
Barry Diller to Pay $480,000 Fine for Failure to File Hart-Scott-Rodino Notification Re: Trade and Securities McDermott Will & Emery 7/7/2013
English High Court Confirms Enforceability of One-Sided Jurisdiction Clauses in Wake of Rothschild Vedder Price 7/7/2013
Priority of Ownership and Security Interests in a Repossession Scenario Vedder Price 7/6/2013
Recent Consumer Financial Protection Bureau (CFPB) Developments Poyner Spruill LLP 7/6/2013
American Airlines Relieved from Paying Make-Whole Premiums Under Plain Reading of Indentures Vedder Price 7/5/2013
California Securities Law Takes Pity on Inter Vivos Trusts Allen Matkins Leck Gamble Mallory & Natsis LLP 7/5/2013
Second Circuit Affirms Dismissal of Suits Brought by Madoff Trustee Against Banks Accused of Aiding Madoff Fraud Sheppard, Mullin, Richter & Hampton LLP 7/5/2013
Don’t Show Them The Money Re: Lending Employees Money Michael Best & Friedrich LLP 7/4/2013
Compliance with the SEC's Conflict Minerals Rule Greenberg Traurig, LLP 7/3/2013
Report on United Kingdom Banking Urges “Radical Reform” to Raise Standards Morgan, Lewis & Bockius LLP 7/3/2013
United Kingdom Action Plan for Greater Transparency Relating to Company Ownership McDermott Will & Emery 7/2/2013
California Department Of Corporations Reorganizes, Changes Name Armstrong Teasdale 7/2/2013
Department of Corporations and the Department of Financial Institution Merge - DOC And DFI – RIP Allen Matkins Leck Gamble Mallory & Natsis LLP 7/1/2013
Financial Services Legislative and Regulatory Update - Week of July 1, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 7/1/2013
Second Circuit Affirms Dismissal of Madoff Trustee’s Common Law Claims Katten Muchin Rosenman LLP 7/1/2013
Still Banned: General Solicitation in Rule 506 Offerings Re: Securities Sheppard, Mullin, Richter & Hampton LLP 6/30/2013
Federal Reserve to Vote on Final Capital Rules Katten Muchin Rosenman LLP 6/30/2013
District Court Dismisses Class Action Suit Under Federal Tort Claims Act (FTCA) Against Securities Exchange Commission (SEC) Katten Muchin Rosenman LLP 6/30/2013
Commodity Futures Trading Commission (CTFC) Issues No-Action Letters Katten Muchin Rosenman LLP 6/30/2013
America Invents Act – Practical Considerations for Portfolio Companies McDermott Will & Emery 6/30/2013
Florida Passes Campaign Finance Reform Law Greenberg Traurig, LLP 6/29/2013
Portfolio Reconciliation and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants Katten Muchin Rosenman LLP 6/29/2013
Second Circuit Reaffirms Continued Use of the "Knowing Possession" Causation Standard in Rajaratnam Insider Trading Case Sheppard, Mullin, Richter & Hampton LLP 6/29/2013
Federal Reserve Proposes to Collect Additional Data Every Day on Fed Funds, Eurodollars and CDs from Larger Banks Katten Muchin Rosenman LLP 6/29/2013
Financial Innovation for Clean Energy Deployment: Congress Considers Expanding Master Limited Partnerships for Clean Energy Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 6/29/2013
Unsecured Creditors Committee's Attack Upon Lender's Make-Whole Premium Denied Sheppard, Mullin, Richter & Hampton LLP 6/29/2013
Financial Conduct Authority (FCA) Publishes Alternative Investment Fund Managers Directive (AIFMD) Final Rules Katten Muchin Rosenman LLP 6/29/2013
New European Guidelines on Regional Aid for 2014–2020 McDermott Will & Emery 6/29/2013
Forum Selection Bylaws – Why A California Court May Not Follow Delaware Allen Matkins Leck Gamble Mallory & Natsis LLP 6/28/2013
Defense of Marriage Act Ruling Has Multiple Effects on Benefit Plans Katten Muchin Rosenman LLP 6/28/2013
Supreme Court Will Revisit Stern and the Issue of Consent to a Final Order in Bankruptcy Litigation Bracewell & Giuliani LLP 6/28/2013
Helping Inside Counsel Demonstrate Their C-Suite Value Womble Carlyle Sandridge & Rice, PLLC 6/27/2013
Chapter 15: An Effective Aid to Foreign Administrators and Creditors for Collecting and Liquidating Assets in the U.S. Barnes & Thornburg LLP 6/27/2013
Saying Goodbye to Fannie and Freddie as a Result of the Subprime Mortgage Crisis? Sheppard, Mullin, Richter & Hampton LLP 6/26/2013
U.S. Department of Labor (DOL) Issues Initial Guidance Describing Proposed Lifetime Retirement Income Notices McDermott Will & Emery 6/26/2013
Alternative Investment Fund Managers Directive (AIFMD): More Than Just a Box Ticking Exercise McDermott Will & Emery 6/26/2013
Foreign Buyers see U.S. as Profitable Investment Altro Levy LLP 6/25/2013
Affiliating with a Broker-Dealer Sheppard, Mullin, Richter & Hampton LLP 6/25/2013
Energy and Environmental Law Update - Week of June 24, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 6/25/2013
California Supreme Court Further Enhances Borrowers’ Powers to Disavow Written Loan Agreements Barnes & Thornburg LLP 6/24/2013
Financial Services Legislative and Regulatory Update - Week of June 24, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 6/24/2013
Chicago Mercantile Exchange (CME) Group Introduces Self-Match Prevention Katten Muchin Rosenman LLP 6/23/2013
$720,000 Civil Penalty for Failure to File Hart-Scott-Rodino (HSR) McDermott Will & Emery 6/23/2013
Delaware Court of Chancery Appoints Receiver to Ensure Stockholders’ Meeting Katten Muchin Rosenman LLP 6/23/2013
The Consumer Financial Protection Bureau, Week in Review: June 10 - June 14, 2013 Greenberg Traurig, LLP 6/23/2013
Fifth Circuit Holds That Securities Fraud Defendants May Not Rebut the Fraud-on-the-Market Presumption at the Class Certification Stage Through Evidence of No Price Impact Sheppard, Mullin, Richter & Hampton LLP 6/22/2013
Third-Party Litigation Funding Comes of Age Burford Capital 6/22/2013
Any Port in a Storm: Safe Harbor for Financial Institution Intermediaries in the Second Circuit Bracewell & Giuliani LLP 6/22/2013
California Court of Appeal Strictly Enforces Carveout Guaranty Katten Muchin Rosenman LLP 6/22/2013
Did The FBI Violate The California Securities Laws (CSL)? Allen Matkins Leck Gamble Mallory & Natsis LLP 6/22/2013
National Futures Association (NFA) Issues a Notice Regarding Segregated Account Balance Reporting Katten Muchin Rosenman LLP 6/21/2013
Client Secrets Must Be Kept Even When Not Privileged Allen Matkins Leck Gamble Mallory & Natsis LLP 6/20/2013
An International Centre for Settlement of Investment Disputes (ICSID) First: Claimant Allowed to Seek Enforcement of Arbitral Award While Respondent State's Annulment Application is Pending Greenberg Traurig, LLP 6/20/2013
Tax Reform Options for Tax-Exempt Organizations Morgan, Lewis & Bockius LLP 6/20/2013
Securities and Exchange Commission (SEC) Provides Guidance on Dodd-Frank Conflict Minerals Rule Andrews Kurth 6/20/2013
Pension Benefit Guaranty Corporation (PBGC) Releases Revised Proposed Regulations Addressing Reportable Event Requirements under Employee Retirement Income Security Act (ERISA) McDermott Will & Emery 6/19/2013
Private Equity Firms: Potential Broker-Dealer Issues Drinker Biddle & Reath LLP 6/19/2013
Does A Securities and Exchange Commission (SEC) Attorney Commit An Ethical Violation By Encouraging Whistleblowing Lawyers? Allen Matkins Leck Gamble Mallory & Natsis LLP 6/19/2013
WARN Act Considerations for Private Equity Firms Drinker Biddle & Reath LLP 6/19/2013
Offshore Team Sails to Cleveland Varnum LLP 6/18/2013
Investor Challenges Ahead for Junior/Mid-Cap Oil & Gas Companies Bracewell & Giuliani LLP 6/18/2013
The Consumer Financial Protection Bureau, Week in Review: June 3 - June 7, 2013 6/18/2013
Final Section 336(e) Regulations Allow Step-Up in Asset Tax Basis in Certain Stock Acquisitions Sheppard, Mullin, Richter & Hampton LLP 6/18/2013
Financial Services Legislative and Regulatory Update Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 6/17/2013
Office of the Comptroller of the Currency (OCC) Adjusts Policy Statement to Facilitate Capital Raising by Minority Institutions Katten Muchin Rosenman LLP 6/17/2013
Securities Class Representative Cannot Object to Bankruptcy Release on Behalf of Class Katten Muchin Rosenman LLP 6/16/2013
If You Pay More, Do You Actually Get More? Re: Limited Partnerships and Limited Liability Companies Allen Matkins Leck Gamble Mallory & Natsis LLP 6/16/2013
A Debtor By Any Other Name…Changes to Article 9 of Indiana’s Uniform Commercial Code, Effective July 1, 2013 Barnes & Thornburg LLP 6/16/2013
Commodity Futures Trading Commission (CFTC) Expands List of Acceptable Legal Entity Identifiers Katten Muchin Rosenman LLP 6/16/2013
Federal Deposit Insurance Corporation (FDIC) and Canada’s Deposit Insurance Corporation Sign Memorandum of Understanding Katten Muchin Rosenman LLP 6/15/2013
Securities and Exchange Commission (SEC) Issues New FAQs on Conflict Minerals Rules McDermott Will & Emery 6/15/2013
Indian Nations Law Update - June 2013 Godfrey & Kahn S.C. 6/15/2013
“Sophisticated Plaintiff” Found to Be Adequate Class Representative in Securities Litigation Case Katten Muchin Rosenman LLP 6/15/2013
Case For Efficiency In Deficiency Judgments: Timely Tips For Lenders Holding Arizona Real Estate As Collateral Lewis Roca Rothgerber LLP 6/15/2013
Commodity Futures Trading Commission (CFTC) Delays Effective Date for Clearing Exemption for Swaps Between Affiliates Katten Muchin Rosenman LLP 6/15/2013
Italian Competition Authority Mandatory Fee Due by 31 July 2014 McDermott Will & Emery 6/15/2013
Consumer Financial Protection Bureau (CFPB) Director Cordray Addresses Overdraft Fees Katten Muchin Rosenman LLP 6/15/2013
New Rules on Missouri Lawyers Trust Accounts Armstrong Teasdale 6/14/2013
Movie Production Loans Result In 27-Year Stay At The Greybar Hotel Allen Matkins Leck Gamble Mallory & Natsis LLP 6/14/2013
Examining Charitable Patient Assistance Programs: Careful Due Diligence Yields Responsible Investment Decisions Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 6/14/2013
The Florida Fair Foreclosure Act (House Bill 87): Relevant Changes To Commercial Real Estate Foreclosures Lowndes, Drosdick, Doster, Kantor & Reed, P.A. 6/14/2013
Who Holds the Keys to Your Office Building? McBrayer, McGinnis, Leslie and Kirkland, PLLC 6/13/2013
Sixth Circuit Splits with Second and Ninth Circuits Regarding Need to Allege Defendants' State of Mind for Claims Challenging Soft Information Under Section 11 of the Securities Act of 1933 Sheppard, Mullin, Richter & Hampton LLP 6/13/2013
IRS Decision on Florida Community Development Districts: Commercial Is Out; Residential May Be In Lowndes, Drosdick, Doster, Kantor & Reed, P.A. 6/13/2013
IRS Denied Peek Behind the Curtain: District Court Protects Wells Fargo’s Tax Accrual Workpapers McDermott Will & Emery 6/12/2013
The Pros and Cons of the EB-5 Regional Center Designation Greenberg Traurig, LLP 6/12/2013
Federal Court Rules That Issuers Face Strict Liability for Erroneous Statements About Legal Compliance in Registration Statements, Even if They Did Not Know the Statements Were False Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 6/11/2013
A Rising Voice on Foreign Corrupt Practices Act (FCPA) Compliance: The Court Sheppard, Mullin, Richter & Hampton LLP 6/11/2013
The Consumer Financial Protection Bureau, Week in Review: May 27 - 31, 2013 Greenberg Traurig, LLP 6/11/2013
California Businesses Beware: California Supreme Court Expands the Fraud Exception of the Parol Evidence Rule Barnes & Thornburg LLP 6/11/2013
The California Corporate Securities Law (CSL) of 1968 and Implied Rights Of Action Allen Matkins Leck Gamble Mallory & Natsis LLP 6/10/2013
Securities and Exchange Commission (SEC) Issues Guidance on Resource Extraction Issuer Rules Morgan, Lewis & Bockius LLP 6/10/2013
Financial Services Legislative and Regulatory Update - Week of June 10, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 6/10/2013
Rep. Jim Himes Thrives in "Disgusting" Fundraising System, Co-Introduced Amendment to Weaken Dodd-Frank MapLight 6/9/2013
Federal Reserve Equalizes Treatment of Foreign Banks Under Dodd-Frank Push Out Rules Katten Muchin Rosenman LLP 6/9/2013
SEC Money Market Reform Katten Muchin Rosenman LLP 6/9/2013
SEC Issues FAQs on Conflict Minerals and Payments by Resource Extraction Issuers Katten Muchin Rosenman LLP 6/8/2013
What Are the EB-5 Permanent Residence Requirements? Greenberg Traurig, LLP 6/8/2013
SEC Approves Financial Industry Regulatory Authority (FINRA) Rule Change That Requires Reporting Over-The-Counter Equity Transactions Within 10 Seconds Katten Muchin Rosenman LLP 6/8/2013
Delaware Court Provides Critical Guidance as to the Commercial Reasonableness of a UCC Article 9 Foreclosure Sale Sheppard, Mullin, Richter & Hampton LLP 6/7/2013
Project Finance and U.S. Department of Agriculture (USDA) Rural Utilities Service – Request for Comments Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 6/7/2013
All Residential Mortgage Backed Securities Cases To Be Assigned To Justice Friedman of the Commercial Division Sheppard, Mullin, Richter & Hampton LLP 6/6/2013
Businesses Can Collect On Their Own Debts Without Being Subject To Fair Debt Collections Practices Act (FDCPA) Womble Carlyle Sandridge & Rice, PLLC 6/6/2013
Grand Theft Auto Meets Corruption in Sarbanes-Oxley Act Allen Matkins Leck Gamble Mallory & Natsis LLP 6/6/2013
Ninth Circuit Holds Securities Exchange Act Section 10(b) Violations Sufficient For Employee Retirement Income Security Act (ERISA) Breach Of Duty Claims Allen Matkins Leck Gamble Mallory & Natsis LLP 6/6/2013
Securities and Exchange Commission (SEC) Staff Issues FAQs on Conflict Minerals Reporting Morgan, Lewis & Bockius LLP 6/6/2013
Ninth Circuit Holds That Debt Can Be Recharacterized as Equity Katten Muchin Rosenman LLP 6/5/2013
Investment Services Regulatory Update Vedder Price 6/5/2013
The Consumer Financial Protection Bureau (CFPB) Brings Landmark Enforcement Action for Abusive Acts or Practices Greenberg Traurig, LLP 6/5/2013
Securities and Exchange Commission (SEC) Issues Guidance on Conflict Minerals and Resource Extraction Rules Schiff Hardin LLP 6/4/2013
Understand Your Options For Exit Financing Greenberg Traurig, LLP 6/4/2013
Commodity Futures Trading Commission (CFTC) Issues Interpretive Guidance on Disruptive Trade Practices Katten Muchin Rosenman LLP 6/2/2013
The Power of Plus Factors: Rational Business Behavior Leads to Dismissal of Conspiracy Claim Against Broker-Dealers in Second Circuit Greenberg Traurig, LLP 6/2/2013
SEC Order Against Institutional Shareholder Services Inc. (ISS) Katten Muchin Rosenman LLP 6/2/2013
The Libor Scandal: What's Next? Re: London Interbank Offered Rate Sheppard, Mullin, Richter & Hampton LLP 6/2/2013
SEC Approves Financial Industry Regulatory Authority (FINRA) Rule Change That Requires Reporting Over-the-Counter (OTC) Equity Transactions Within 10 Seconds Katten Muchin Rosenman LLP 6/2/2013
Consumer Financial Protection Bureau (CFPB) Amends the Ability-to-Repay Rules Regarding Qualified Mortgages Katten Muchin Rosenman LLP 6/1/2013
California State Senate Passes Measure Providing Partial Relief From Cutler Decision (re: Qualified Small Business Stock (QSBS)) Sheppard, Mullin, Richter & Hampton LLP 6/1/2013
Securities and Exchange Commission (SEC) Division of Corporation Finance Issues 13 New and Revised Compliance and Disclosure Interpretations (C&DIs) Katten Muchin Rosenman LLP 6/1/2013
The Consumer Financial Protection Bureau (CFPB), Week in Review: May 20 - 24, 2013 Greenberg Traurig, LLP 6/1/2013
National Futures Association (NFA) Issues Notice to Members Regarding Section 16 Financial Requirements for Cleared Swaps Customer Collateral Katten Muchin Rosenman LLP 6/1/2013
Total Settles Foreign Corrupt Practices Act (FCPA) Bribery Claims for $398M Katten Muchin Rosenman LLP 6/1/2013
European Securities and Markets Authority (ESMA) Approves Cooperation Arrangements for Alternative Funds Morgan, Lewis & Bockius LLP 6/1/2013
European Securities and Markets Authority (ESMA) Approves Co-Operation Agreements With 34 non-European Economic Area (EEA) Jurisdictions Katten Muchin Rosenman LLP 6/1/2013
Accountant’s Defamatory Report To Audit Committee Held To Be Absolutely Privileged Allen Matkins Leck Gamble Mallory & Natsis LLP 5/31/2013
Sixth Circuit Lowers Bar for Securities Claims and Creates Circuit Split Katten Muchin Rosenman LLP 5/31/2013
Commodity Futures Trading Commission (CFTC) Issues Final Trade Execution Rules Katten Muchin Rosenman LLP 5/31/2013
Privacy Regulators Take to the Web in Search of Deficient Privacy Policies Poyner Spruill LLP 5/31/2013
Consumer Financial Protection Bureau (CFPB) Issues Consent Order To Taylor Homes Based On Sham Joint Venture Arrangement Sheppard, Mullin, Richter & Hampton LLP 5/31/2013
Consumer Financial Protection Bureau (CFPB) Amends Ability-To-Repay Sheppard, Mullin, Richter & Hampton LLP 5/30/2013
First Circuit Court Holds Aiding And Abetting Liability Requires Material Assistance In The Violation Allen Matkins Leck Gamble Mallory & Natsis LLP 5/30/2013
Thoughts on Why Good Venture Investors Turn Down Good Deals Michael Best & Friedrich LLP 5/30/2013
Fannie Mae, Freddie Mac, and the Federal Housing & Finance Agency (FHFA) are Exempt from Real Estate Transfer Taxes Varnum LLP 5/30/2013
Recurring Issues in African Mergers and Acquisitions (M&A) McDermott Will & Emery 5/30/2013
Update on the Proposed European Cap on Bank Bonuses McDermott Will & Emery 5/30/2013
Supremes Confirm Creditors Can Have Those “Little Talks”: U.S. Supreme Courts Decline Review of Eleventh Circuit Case Bracewell & Giuliani LLP 5/29/2013
Closely Held Tech Company Buyer Values Twitter at $10 Billion McBrayer, McGinnis, Leslie and Kirkland, PLLC 5/29/2013
Master Limited Partnership (MLP) Private Letter Rulings Issued in 2013 – A Busy Start to the Year! Bracewell & Giuliani LLP 5/29/2013
Starting a Business: Entity Selection McBrayer, McGinnis, Leslie and Kirkland, PLLC 5/29/2013
Financial Services Legislative and Regulatory Update - May 24, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 5/28/2013
Legislators Voting YES on Derivatives Deregulation Bill Receive 2.6 Times More Money From Top Banks MapLight 5/27/2013
Massachusetts to Issue AA+ $100m of Green Bonds on June 4, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 5/27/2013
Consumer Financial Protection Bureau, Week in Review: May 13-17, 2013 Greenberg Traurig, LLP 5/26/2013
Court Holds Non-Parties May Enforce Arbitration Agreement Even Though The General Rule Is That They Can’t Allen Matkins Leck Gamble Mallory & Natsis LLP 5/26/2013
Credit Card Hack Could Cost $80 Million in Illinois Risk and Insurance Management Society, Inc. (RIMS) 5/26/2013
European Banking Authority Guidance on Financial Services Bonus Cap Morgan, Lewis & Bockius LLP 5/25/2013
Second Circuit Holds that Allegations of Direct Fraudulent Representations Are Necessary for Market Manipulation Claims Under Section 10(b) and Rule 10b-5 Sheppard, Mullin, Richter & Hampton LLP 5/24/2013
Regulation of Aviation Operations Katten Muchin Rosenman LLP 5/24/2013
Conflict Minerals Update: The Courts, Congress, Canada and EU Consultations Beveridge & Diamond PC 5/24/2013
Missouri Law Expands to Include Sponsored Captive Insurance Companies Armstrong Teasdale 5/23/2013
Lenders Beware: Debt Can Now Be Recharacterized as Equity in the Ninth Circuit Allen Matkins Leck Gamble Mallory & Natsis LLP 5/23/2013
IRS Issues Final Regulations on Deemed Asset Sale Elections Under Treasury Code Section 336(e) Greenberg Traurig, LLP 5/23/2013
The Advantages of Purchasing Property from a Bankruptcy Lowndes, Drosdick, Doster, Kantor & Reed, P.A. 5/23/2013
N.Y. Administrative Law Judge (ALJ) Holds Taxpayer’s Motives for Acquiring Stock and How Stock Is Used Irrelevant in Determining Investment Capital McDermott Will & Emery 5/22/2013
The Consumer Financial Protection Bureau, Recent Updates: April 4, 2013 - May 3, 2013 Greenberg Traurig, LLP 5/22/2013
The Stockton Saga Continues: Untouchable Pensions on the Chopping Block? Sheppard, Mullin, Richter & Hampton LLP 5/22/2013
CLS Bank v. Alice Corp. Leaves Rules for Patent-Eligibility of Computer-Implemented Inventions Unclear Armstrong Teasdale 5/21/2013
Ever Wonder What Money Is? California Has Some Answers And I Have Some Questions Allen Matkins Leck Gamble Mallory & Natsis LLP 5/21/2013
Renminbi Qualified Foreign Limited Partner: an Incremental Step Toward RMB Internationalization in the Private Equity Industry Sheppard, Mullin, Richter & Hampton LLP 5/21/2013
Senator Leahy’s EB-5 Amendment Added to Comprehensive Immigration Reform Bill Sheppard, Mullin, Richter & Hampton LLP 5/21/2013
Consumer Financial Protection Bureau (CFPB) Makes First Preemption Determinations on State Unclaimed Property Laws Relating to Gift Cards Greenberg Traurig, LLP 5/21/2013
Bitcoin And The Corporations Code Allen Matkins Leck Gamble Mallory & Natsis LLP 5/20/2013
Financial Services Legislative and Regulatory Update Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 5/20/2013
Mississippi District Court Defers to New York Court in Bond Action Katten Muchin Rosenman LLP 5/19/2013
Federal Reserve Division Director Michael S. Gibson Testifies on Cross-Border Resolution Plans Katten Muchin Rosenman LLP 5/19/2013
SEC Warns About Exemptive Order Compliance Morgan, Lewis & Bockius LLP 5/19/2013
Office of the Comptroller of the Currency (OCC) Issues Clarification of the Treatment of Certain Sovereign and Securitization Positions Katten Muchin Rosenman LLP 5/19/2013
The Jobs Act: Improving Access to Capital Markets for Smaller Companies Greenberg Traurig, LLP 5/19/2013
Fair Disclosure and Social Media Drinker Biddle & Reath LLP 5/19/2013
Commodity Futures Trading Commission (CFTC) Adopts Final Rules for Execution Facilities and Other Matters Katten Muchin Rosenman LLP 5/19/2013
The Consumer Financial Protection Bureau, Week in Review: May 6-10, 2013 Greenberg Traurig, LLP 5/18/2013
Federal Deposit Insurance Corporation (FDIC) Division Director James R. Wigand Testifies on Cross-Border Resolution Plans Katten Muchin Rosenman LLP 5/18/2013
California Court Explicates Scope of Usury Exemption For Real Estate Brokers Allen Matkins Leck Gamble Mallory & Natsis LLP 5/18/2013
Selecting An Annuity Provider: Part II Drinker Biddle & Reath LLP 5/18/2013
FINRA’s (Financial Industry Regulatory Authority) 2013 Regulatory and Examination Priorities Include Variable Annuity Sales Practice Issues Drinker Biddle & Reath LLP 5/18/2013
Involuntary Bankruptcy Petitions Dismissed Where Alter Ego Status Was Disputed Katten Muchin Rosenman LLP 5/18/2013
Consumer Financial Protection Bureau (CFPB) Makes First Preemption Determinations on State Unclaimed Property Laws Relating to Gift Cards Greenberg Traurig, LLP 5/18/2013
Wisconsin Business Tax Act 255 and Convertible…Equity Michael Best & Friedrich LLP 5/18/2013
SEC Reopening Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Katten Muchin Rosenman LLP 5/18/2013
Federal Reserve Requires 18 Largest US Bank Holding Companies to Submit Stress Test Results Katten Muchin Rosenman LLP 5/18/2013
Little Change in Congressional Budget Office (CBO) Score of Sustainable Growth Rate (SGR) Fix Drinker Biddle & Reath LLP 5/17/2013
Financial Industry Regulatory Authority, Inc. (FINRA) Issues Interpretive Guidance on Use of Back Tested Index Data by ETPs Katten Muchin Rosenman LLP 5/17/2013
Distribution Payments in “Guise”: An SEC Examination Priority Drinker Biddle & Reath LLP 5/17/2013
The Ninth Circuit Holds that Bankruptcy Courts Have Authority to Recharacterize Debt as Equity Sheppard, Mullin, Richter & Hampton LLP 5/16/2013
Additional Annual Reporting Requirements, Authority for “Age-Restricted Housing” Tax Increment Financing (TIF) Districts on Horizon for Indiana Redevelopment Commissions Barnes & Thornburg LLP 5/16/2013
But Wait, California May Require Even More In Annual Reports To Shareholders Allen Matkins Leck Gamble Mallory & Natsis LLP 5/16/2013
Bonuses: Announcements at UK Town Hall Meetings Can Create Enforceable Individual Contractual Entitlements McDermott Will & Emery 5/16/2013
Supreme Court To Decide If It Will Decide Whether Securities Exchange Act Section 16 Plaintiff Has Constitutional Standing Allen Matkins Leck Gamble Mallory & Natsis LLP 5/15/2013
The HAMPer Is Getting Full Re: Home Affordable Modification Program Womble Carlyle Sandridge & Rice, PLLC 5/15/2013
Centers for Medicare & Medicaid Services (CMS) Issues Final "Sunshine" Rule, Establishing New Reporting Requirements for Drug and Device Makers and Some Group Purchasing Organizations (GPOs) Greenberg Traurig, LLP 5/15/2013
Understanding the Limits of Convertible Debt Seed Financing Structures Michael Best & Friedrich LLP 5/14/2013
Federal Circuit Fails to Set Clear Standard for Patent Eligibility Morgan, Lewis & Bockius LLP 5/14/2013
One Potato, Two Potato, Three Potato…Well Actually It’s All One Potato. Re: Amending Lease Agreements Bracewell & Giuliani LLP 5/14/2013
California Requires Many Foreign Corporations To Send Annual Financial Statements To Shareholders Allen Matkins Leck Gamble Mallory & Natsis LLP 5/14/2013
Financial Services Legislative and Regulatory Update - May 13, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 5/13/2013
Medical Office Building (MOB) Financing Pointers Womble Carlyle Sandridge & Rice, PLLC 5/13/2013
Ninth Circuit Holds that Federal Securities Laws Preempt California Labor Code's Ban on Forced Patronage at Brokerage Firms Sheppard, Mullin, Richter & Hampton LLP 5/13/2013
Securities and Exchange Commission (SEC) Reopening Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Katten Muchin Rosenman LLP 5/12/2013
Financial Industry Regulatory Authority (FINRA) Provides Guidance on Communications with the Public Concerning Unlisted Real Estate Investment Programs Katten Muchin Rosenman LLP 5/12/2013
Collateral Damages: Secured Creditors, Turn Over Repossessed Collateral, Or Else! Bracewell & Giuliani LLP 5/12/2013
SEC Settles Suit for Misleading Advisory Contract Approval Disclosure Morgan, Lewis & Bockius LLP 5/12/2013
Consumer Financial Protection Bureau Releases Final Rule on International Remittance Transfers Katten Muchin Rosenman LLP 5/12/2013
SEC to Return Escrowed EB-5 Investment Funds to Immigrant Investors of Intercontinental Regional Center Trust of Chicago Sheppard, Mullin, Richter & Hampton LLP 5/11/2013
How to Minimize Foreign Corrupt Practices Act (FCPA) Risk in Health Care Acquisitions Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 5/11/2013
U.S. Citizenship and Immigration Services (USCIS) EB-5 Engagement with Securities and Exchange Commission Sheppard, Mullin, Richter & Hampton LLP 5/11/2013
UK Extends Alternative Investment Fund Managers (AIFMD) Transitional to Non-European Economic Area (EEA) Fund Managers Katten Muchin Rosenman LLP 5/11/2013
Ninth Circuit Holds that Federal Securities Laws Preempt California Labor Code's Ban on Forced Patronage at Brokerage Firms Sheppard, Mullin, Richter & Hampton LLP 5/10/2013
Whistleblower’s Claims Against Former Employer Survive Summary Judgment Katten Muchin Rosenman LLP 5/10/2013
SEC Roundtable Discusses Current Securities Law Topics at 33rd Annual Ray Garrett Jr. Corporate and Securities Law Institute Katten Muchin Rosenman LLP 5/10/2013
The Legal Challenge to the SEC’s Conflict Minerals Reporting Regulations Dickinson Wright PLLC 5/10/2013
Quoted Companies Alliance (QCA) Revises UK Corporate Governance Code for Small and Mid-Size Quoted Companies Morgan, Lewis & Bockius LLP 5/10/2013
An Exemption For Foreign Subsidiary Formation Under California Corporate Securities Law Allen Matkins Leck Gamble Mallory & Natsis LLP 5/10/2013
Rubin: Enforcement of U.S. Judgments in England Morgan, Lewis & Bockius LLP 5/10/2013
New Restrictions on Bank “Payday Loans” Dickinson Wright PLLC 5/9/2013
When Are A Franchisor's Financial Performance Representations Actionable? Armstrong Teasdale 5/9/2013
Legislature and Court Clarify Illinois Mortgage Law Katten Muchin Rosenman LLP 5/9/2013
Noncompliance with Continuing Disclosure Undertakings Creates Vacuum Where Other Public Statements by City Officials Held to 10b-5 Standard Andrews Kurth 5/9/2013
California Businesses Beware: California Supreme Court Expands the Fraud Exception of the Parol Evidence Rule Barnes & Thornburg LLP 5/9/2013
Thoughts on Convertible Debt Valuation Caps Michael Best & Friedrich LLP 5/8/2013
US Aircraft Regulatory Registration Basics for Financings Katten Muchin Rosenman LLP 5/6/2013
An Update On North Carolina's New Lien Agent System Poyner Spruill LLP 5/6/2013
Update on The Proposed European Cap on Bank Bonuses McDermott Will & Emery 5/6/2013
Takeover Code Amendments Extend the Rights of Pension Scheme Trustees Morgan, Lewis & Bockius LLP 5/6/2013
The Venture Capital Valuation Paradox Michael Best & Friedrich LLP 5/5/2013
Securities and Exchange Commission (SEC) Issues Proposal Regarding Cross-Border Security-Based Swap Activities Katten Muchin Rosenman LLP 5/5/2013
Delaware Federal Court Dismisses Securities Fraud Action Against Power Plant Executives Katten Muchin Rosenman LLP 5/4/2013
Worker Adjustment and Retraining Notification Act (WARN) Liability And Private Equity Firms Drinker Biddle & Reath LLP 5/4/2013
Transfer $8 Million Out Of Accounts In New York? That Action Alone Is Not Sufficient To Establish Personal Jurisdiction Sheppard, Mullin, Richter & Hampton LLP 5/3/2013
Gaming Company's Regulatory Delays Insufficient to Give Rise to a Securities Fraud Claim Katten Muchin Rosenman LLP 5/3/2013
The Public Utility Holding Company Act (PUCHA), Chenery & The Run For The Roses Allen Matkins Leck Gamble Mallory & Natsis LLP 5/3/2013
Digital Millennium Copyright Act (DMCA) Safe Harbor Analysis Now the Same in Both Ninth and Second Circuits McDermott Will & Emery 5/3/2013
The Good Angel Investor (Part 2): After the Closing Michael Best & Friedrich LLP 5/3/2013
District Court Grants Motion to Compel Against Securities & Exchange Commission (SEC), Holding that "Facts" Are Not Work Product In SEC Confidential Witness Interviews Sheppard, Mullin, Richter & Hampton LLP 5/3/2013
No Happy Trails For Victorville Tax Increment Bond Financing Allen Matkins Leck Gamble Mallory & Natsis LLP 5/2/2013
Practical Discussion Of Issues And Effective Strategies For Internal Investigations Sills Cummis & Gross P.C. 5/2/2013
Treasury Changes Course on UK Implementation of Alternative Investment Fund Managers Directive (AIFMD) Morgan, Lewis & Bockius LLP 5/2/2013
Consumer Financial Protection Bureau Payday and Deposit Advance Loan White Paper Gives Glimpse into Future Regulations Greenberg Traurig, LLP 5/1/2013
Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, and Federal Reserve Board Issue Reports on Deposit Advance Products Greenberg Traurig, LLP 5/1/2013
Addressing the Fair Debt Collection Practices Act ("FDCPA"): Technical Errors Did Not Constitute FDCPA Violations Womble Carlyle Sandridge & Rice, PLLC 5/1/2013
Where Do Your Interests Lie Under Chapter 15 of the Bankruptcy Code? Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 5/1/2013
The Good Angel Investor (Part 1): Doing the Deal Michael Best & Friedrich LLP 5/1/2013
Top Five Traps for the Unwary in Spin-Offs McDermott Will & Emery 4/30/2013
Release and Indemnification of Corporate Trustee Survives Scrutiny (Barely) Schiff Hardin LLP 4/30/2013
New California Court of Appeal Decision May Affect Administration of Foreclosure-Avoidance Actions Allen Matkins Leck Gamble Mallory & Natsis LLP 4/29/2013
Implementing Measures of European Market Infrastructure Regulation Take Effect Morgan, Lewis & Bockius LLP 4/29/2013
Financial Services Legislative and Regulatory Update - April 29, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/29/2013
Ninth Circuit Holds Private Company Rules Preempt California Law Allen Matkins Leck Gamble Mallory & Natsis LLP 4/28/2013
Federal Deposit Insurance Corporation (FDIC) and the Office of the Comptroller of the Currency (OCC) Propose Limits on Deposit Advance Loans Katten Muchin Rosenman LLP 4/28/2013
The National Securities Markets Improvement Act (NSMIA) Didn't Lay A Preemptive Finger On These Transactions Allen Matkins Leck Gamble Mallory & Natsis LLP 4/28/2013
Grand Jury Indicts Swiss Lawyer and Banker in Tax Evasion Scheme Katten Muchin Rosenman LLP 4/28/2013
Delaware Supreme Court Upholds Federalism, Comity & Finality Allen Matkins Leck Gamble Mallory & Natsis LLP 4/27/2013
National Futures Association (NFA) Amends Commodity Pool Operators and Commodity Trading Advisors (CTA) Quarterly Reporting Requirements Katten Muchin Rosenman LLP 4/27/2013
SEC Announces First Non-Prosecution Agreement Involving Foreign Corrupt Practices Act (FCPA) Violations Drinker Biddle & Reath LLP 4/27/2013
Federal Court Sides With Second District Court of Appeals In Privity Split Allen Matkins Leck Gamble Mallory & Natsis LLP 4/26/2013
Centers for Medicare and Medicaid Services (CMS) Reports Meaningful Use Participants to Face Potential Audits Barnes & Thornburg LLP 4/26/2013
Southern District of New York (SDNY) Imposes Second Highest Penalty Under Foreign Corrupt Practices Act Katten Muchin Rosenman LLP 4/26/2013
Financial Industry Regulatory Authority, Inc. (FINRA) Formalizes Position on Pre-Inception Index Performance Data Morgan, Lewis & Bockius LLP 4/26/2013
Proposed New York City Bill Would Ban Credit Checks from Hiring Process Sheppard, Mullin, Richter & Hampton LLP 4/26/2013
Investment in Clean Energy Dips in First Quarter of 2013 Lewis Roca Rothgerber LLP 4/26/2013
Student Loans: Nondischargeability Questioned in Seventh Circuit and Beyond Sheppard, Mullin, Richter & Hampton LLP 4/26/2013
SEC and Commodity and Futures Trade Commission (CFTC) Issue Final Joint Rules on “Red Flags” Compliance Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/26/2013
Museum Loans - Part Two Re: International Loans Sheppard, Mullin, Richter & Hampton LLP 4/25/2013
Federal Reserve Adopts Retail Foreign Exchange (Retail Forex) Rules Morgan, Lewis & Bockius LLP 4/25/2013
Detroit Casinos’ March Revenues Slightly Decrease from Same Month Last Year Dickinson Wright PLLC 4/24/2013
Tavenner Nomination Clears Senate Finance Committee Drinker Biddle & Reath LLP 4/24/2013
Companies in 2013 Are Less Prepared for Major Risks Than They Were in 2011 Risk and Insurance Management Society, Inc. (RIMS) 4/23/2013
More Securities Fraud Cases Now Involve Foreign Regulators Katten Muchin Rosenman LLP 4/23/2013
Accelerating Back-End Mergers in Public Company Acquisitions McDermott Will & Emery 4/23/2013
Recent Court Decisions Hold That The Absolute Priority Rule Still Protects Creditors of Individual Chapter 11 Debtors Dickinson Wright PLLC 4/22/2013
Agencies Provide Additional Instructions for Submission of Resolution Plans and Extend Deadline Katten Muchin Rosenman LLP 4/22/2013
Class Action Lawsuits Target Medical Collections Varnum LLP 4/22/2013
Federal Reserve Proposes Assessments for Bank Holding Companies with $50 Billion or Greater in Assets Katten Muchin Rosenman LLP 4/22/2013
Steve Antonakes, Acting Deputy Director of the Consumer Financial Protection Bureau (CFPB), Addresses Bankers Katten Muchin Rosenman LLP 4/22/2013
Financial Industry Regulatory Authority (FINRA) and Intermarket Surveillance Group (ISG) Extend Effective Date for Certain Electronic Blue Sheet Data Elements Katten Muchin Rosenman LLP 4/22/2013
Private Equity Firms Achieve Only Partial Dismissal of “Buying Club” Antitrust Lawsuit McDermott Will & Emery 4/22/2013
Court Finds Section 15(a) of the Exchange Act Only Applicable in Domestic Transactions Katten Muchin Rosenman LLP 4/21/2013
Commodity Futures Trading Commission ("CFTC") Staff Issues No-Action Letters Katten Muchin Rosenman LLP 4/21/2013
SEC and Commodity Futures Trading Commission (CFTC) Adopt Joint Rules to Help Protect Investors from Identity Theft Katten Muchin Rosenman LLP 4/21/2013
Energy & Environmental Law Update - Week of April 16, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/21/2013
Venture Funds: Don’t Fear the LLC McDermott Will & Emery 4/21/2013
Bill Introduced to Require Study on Basel Committee on Banking Supervision (Basel III) Katten Muchin Rosenman LLP 4/20/2013
American Bankers Association (ABA) Endorses Bill to Mandate Examination Fairness Katten Muchin Rosenman LLP 4/20/2013
Investment Regulation Update - April 2013 Greenberg Traurig, LLP 4/20/2013
ICE Clear Europe Authorized to Portfolio Margin Swaps and Security-Based Swaps Katten Muchin Rosenman LLP 4/20/2013
Pay Attention: Final Rules on Loan Originator Compensation Dinsmore & Shohl LLP 4/19/2013
CME Block Trade Advisories Clarify Nonpublic Information Restrictions Katten Muchin Rosenman LLP 4/19/2013
Startup Finance: A Venture Capitalist's Thoughts on Wash-Out Rounds Michael Best & Friedrich LLP 4/19/2013
National Futures Association (NFA) Amends Futures Commission Merchants Capital Requirements for Forex Transactions with ECPs Katten Muchin Rosenman LLP 4/19/2013
Yet Another Reaffirmation That Financial Industry Regulatory Authority (FINRA) Is For Customers Only Womble Carlyle Sandridge & Rice, PLLC 4/19/2013
Taxpayer Challenges Validity of IRS Transfer Pricing Regulation McDermott Will & Emery 4/19/2013
Claims Trading From The Inside Out: Ninth Circuit BAP Holds That A Non-Insider Claimant's Vote On A Plan Is Not Discounted Merely Because The Claimant Purchased Its Claim From An Insider Sheppard, Mullin, Richter & Hampton LLP 4/19/2013
New Swap Business Conduct and Record-Keeping Regulations Kick in for Municipal Bond Issuers and Borrowers Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/18/2013
New Court Decision Clarifies California Mechanic's Lien Valuation Statute Sheppard, Mullin, Richter & Hampton LLP 4/18/2013
Recent Court Decisions Hold That the Absolute Priority Rule Still Protects Creditors of Individual Chapter 11 Debtors Dickinson Wright PLLC 4/18/2013
SEC Issues Guidance on Social Media and Regulation Fair Disclosure (FD) Morgan, Lewis & Bockius LLP 4/18/2013
Expectant Parents: Financial and Legal Tips Varnum LLP 4/17/2013
Cheek Survives Concepcion: What Broker-Dealers Need To Know About Enforcing Arbitration Agreements In Maryland Greenberg Traurig, LLP 4/17/2013
Financial Services Legislative and Regulatory Update - Week of April 15, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/17/2013
Deadline Approaches for Amending Compensation Committee Charters Morgan, Lewis & Bockius LLP 4/17/2013
Commodity Futures Trading Commission ("CFTC") Grants No-Action Relief for End Users from Swap Reporting Requirements Schiff Hardin LLP 4/16/2013
Closing the HAMPer II: North Carolina Court Allows Common Law Claims to Proceed and There's Some Mention of HAMP in the Decision too Womble Carlyle Sandridge & Rice, PLLC 4/16/2013
“Red Flag” Compliance Requirements Come to Investment Advisors, Broker-Dealers Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/15/2013
SEC Staff Meets with IRS to Discuss Tax Implications of a Floating Net Asset Value (NAV) Godfrey & Kahn S.C. 4/15/2013
Chicago Mercantile Exchange (CME) Block Trade Advisories Clarify Nonpublic Information Restrictions Katten Muchin Rosenman LLP 4/15/2013
U.S. Commodity Futures Trading Commission (CFTC) Grants No-Action Relief for End Users from Swap Reporting Requirements Schiff Hardin LLP 4/15/2013
On CISPA (a Cybersecurity Bill), Privacy Advocates Fight While Tech Companies Stay Silent MapLight 4/15/2013
Commodity Futures Trading Commission (CFTC) Issues Proposed Rule to Clarify Responsibilities of Clerical Employees of Swap Dealers and Major Swap Participants Katten Muchin Rosenman LLP 4/15/2013
Investment Company Institute Files a Brief in Appeal of Court Decision on Rule 4.5 Challenge Godfrey & Kahn S.C. 4/15/2013
Federal Court Finds Section 15(a) of the Exchange Act Only Applicable in Domestic Transactions Katten Muchin Rosenman LLP 4/14/2013
SEC Sets Examination Priorities for 2013 Godfrey & Kahn S.C. 4/14/2013
Corporate Aspects of the UK Financial Services Act 2012 Morgan, Lewis & Bockius LLP 4/14/2013
Commodity Futures Trading Commission (CFTC) Staff Issues No-Action Letters Katten Muchin Rosenman LLP 4/14/2013
Compliance Staff Concerned with Workload, Compensation Godfrey & Kahn S.C. 4/14/2013
SEC and Former Morgan Keegan Directors Reach Tentative Settlement in Fair Valuation Case Godfrey & Kahn S.C. 4/14/2013
ICE Clear Europe Authorized to Portfolio Margin Swaps and Security-Based Swaps Katten Muchin Rosenman LLP 4/14/2013
SEC Sanctions Investment Adviser for Failure to Adhere to Fund's Stated Investment Objective Godfrey & Kahn S.C. 4/13/2013
Second Circuit Bars Criminal Defendant from Accessing Assets Frozen by Regulators Katten Muchin Rosenman LLP 4/13/2013
President Obama Nominates Mary Jo White as New SEC Chair Godfrey & Kahn S.C. 4/13/2013
D.C. Developments on the Cybersecurity Front – UPDATE Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/13/2013
FINRA Appeals Schwab Class-Action Ban Ruling Godfrey & Kahn S.C. 4/13/2013
SEC and CFTC Adopt Joint Rules to Help Protect Investors from Identity Theft Katten Muchin Rosenman LLP 4/13/2013
SEC Provides Guidance on Social Media Filing Requirements Godfrey & Kahn S.C. 4/13/2013
SEC Issues Risk Alert and Investor Bulletin on Investment Adviser Custody Rule Godfrey & Kahn S.C. 4/13/2013
Update: London Stock Exchange Publishes Final Rulebook for High-Growth Segment Morgan, Lewis & Bockius LLP 4/13/2013
China Law Update Greenberg Traurig, LLP 4/13/2013
European Market Infrastructure Regulation (EMIR): An Overview of the New Framework Katten Muchin Rosenman LLP 4/13/2013
Supreme Court Rules That SEC Can't Extend Fraud Deadline Godfrey & Kahn S.C. 4/13/2013
Cyprus Bailout: Potential Recourse for Lost Investments Morgan, Lewis & Bockius LLP 4/12/2013
Attention Private Fund Advisers: Are you Registered as a Broker-Dealer? Should You Be? Neal, Gerber & Eisenberg LLP 4/12/2013
Using Social Media to Disclose Corporate Facts? Dinsmore & Shohl LLP 4/12/2013
Successor Liability Under the FLSA: Seventh Circuit Holds Purchaser of Assets from Receiver of Company Which had Violated FLSA Liable Despite “Free and Clear” Nature of Sale Dickinson Wright PLLC 4/12/2013
Creditors Can Reach Benefits Under “Top Hat” Plan, United States District Court of Maryland Rules Womble Carlyle Sandridge & Rice, PLLC 4/12/2013
Closely Held Corporations and Stock Sales Raymond Law Group LLC 4/11/2013
SEC Clarifies Position on Unregistered Broker- Dealer Sponsors of Internet Funding Networks Greenberg Traurig, LLP 4/11/2013
Legislative Alert for the Week of April 8, 2013 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/11/2013
Illinois House Considers Bill to Allow “Bonding Off” of Mechanics Liens Katten Muchin Rosenman LLP 4/11/2013
Cybersecurity Disclosure: A Panel Discussion with the SEC’s Division of Corporation Finance Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/11/2013
The Fate of Argentina's Debt Restructuring is Getting Closer Sheppard, Mullin, Richter & Hampton LLP 4/11/2013
Two Recent SEC No Action Letters Establish Standards for Crowdsourcing Online Platforms Limited to "Accredited Investors" to Avoid Registration as a Broker-Dealer Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/11/2013
Delaware and California Courts Split as to Whether a Reverse Triangular Merger Results In an Assignment By Operation of Law, Creating Potential Pitfalls for Delaware and Other Foreign Corporations Located in California Sheppard, Mullin, Richter & Hampton LLP 4/10/2013
To Collect On Blank Indorsements, Make Sure There Are No Gaps Womble Carlyle Sandridge & Rice, PLLC 4/10/2013
Judge Rules In Favor Of Stockton And Accepts Chapter 9 Petition Sheppard, Mullin, Richter & Hampton LLP 4/10/2013
Take "Notice": Change to North Carolina Lien Laws Is In Effect Womble Carlyle Sandridge & Rice, PLLC 4/9/2013
Supreme Court Upholds Ability of Successful Fair Debt Collection Practices Act (FDCPA) Defendant to Recover Costs Barnes & Thornburg LLP 4/9/2013
New UK Financial Regulation Architecture Takes Effect Morgan, Lewis & Bockius LLP 4/8/2013
Securities and Exchange Commission (SEC) Amends Filing Requirements for Dually Registered Clearing Agencies Katten Muchin Rosenman LLP 4/8/2013
Public Company M&A Development: Proposed Amendments to Section 251 of the Delaware General Corporation Law (DGCL) Should Lead to Increased Use of Negotiated Tender Offers Greenberg Traurig, LLP 4/8/2013
Federal Reserve Board Approves Final "Predominately Engaged in Financial Activities" Rule Katten Muchin Rosenman LLP 4/8/2013
Federal Deposit Insurance Corporation (FDIC) Announces Availability of Educational Videos Katten Muchin Rosenman LLP 4/7/2013
To Release Or Not to Release – If That Is the Question, What Is the Answer? Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/7/2013
Attacks on Proxy Statement Equity Compensation Disclosure Katten Muchin Rosenman LLP 4/7/2013
Commodity Futures Trading Commission Approves Clearing Exemption for Inter-Affiliate Swaps Katten Muchin Rosenman LLP 4/7/2013
U.S. Securities Laws and the EB-5 Investor Program: The Securities and Exchange Commission’s Perspective Greenberg Traurig, LLP 4/7/2013
Securities and Exchange Commission (SEC) Advisory Committee on Small and Emerging Companies Makes Recommendations Katten Muchin Rosenman LLP 4/7/2013
Commodity Futures Trading Commission (CFTC) Issues Rule Regarding Persons Associated with Multiple Swap Dealers or Major Swap Participants Katten Muchin Rosenman LLP 4/6/2013
Southern New York District Court Rejects Evidence from "Confidential Witnesses" as Basis for Securities Class Action Katten Muchin Rosenman LLP 4/6/2013
Commodity Futures Trading Commission (CFTC) Staff Issues No-Action Letters Katten Muchin Rosenman LLP 4/6/2013
Federal Court Dismisses Securities Class Action Alleging Misrepresentations About "Cannibalization" Katten Muchin Rosenman LLP 4/6/2013
What Entrepreneurs Need to Know About Milestone Financing Michael Best & Friedrich LLP 4/6/2013
SEC Extends Compliance Date for Certain Large Trader Requirements Katten Muchin Rosenman LLP 4/6/2013
EU versus Google: A Test Case for the Viability of a Global Data Protection Policy? Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/6/2013
Consumer Financial Protection Releases Public Complaint Database Katten Muchin Rosenman LLP 4/6/2013
Thomas J. Curry Named Federal Financial Institutions Examination Council (FFIEC) Chairman Katten Muchin Rosenman LLP 4/5/2013
Class Action Lawsuits Target Medical Collections Varnum LLP 4/5/2013
Social Media May Satisfy Regulation FD (Fair Disclosure) But Not Without Risk and Preparation Greenberg Traurig, LLP 4/5/2013
FTC Voids Confidentiality and Non-Compete Provisions in Non-Reportable Transaction and Requires Notification of All Future Transactions Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/5/2013
From Facebook to Regulation FD (Fair Disclosure): SEC Releases Guidance on Use of Social Media 4/5/2013
Deadline for Filing FICA Tax Refunds is April 15 Sheppard, Mullin, Richter & Hampton LLP 4/5/2013
SEC Provides Guidance Regarding Social Media and Regulation Fair Disclosure (Regulation FD) Katten Muchin Rosenman LLP 4/5/2013
Hannaford Data Breach Class Action Certification: Denied Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 4/3/2013
Kazakhstan’s Bankruptcy Law Overhaul Morgan, Lewis & Bockius LLP 4/3/2013
Argentina Seeks Access to Financial Information on Nationals Morgan, Lewis & Bockius LLP 4/2/2013
Consumer Financial Protection Bureau (CFPB) Finalizes ATM Disclosure Rule Changes Katten Muchin Rosenman LLP 4/1/2013
The Pleading Bar for Securities Fraud Cases Is Higher Than It Looks Womble Carlyle Sandridge & Rice, PLLC 4/1/2013
FINRA Proposed Rule Change to Extend Temporary Limit on Application of FINRA Rules to Security-Based Swaps Katten Muchin Rosenman LLP 4/1/2013
Tax Measures in 2013 UK Budget Morgan, Lewis & Bockius LLP 4/1/2013
The Consumer Financial Protection Bureau, Week in Review: March 11 - 15, 2013 Greenberg Traurig, LLP 4/1/2013
New International Swaps and Derivatives Association (ISDA) Protocol for Swap Documentation Katten Muchin Rosenman LLP 4/1/2013
UK Financial Services Authority Sets Precedent Under New Penalty Policy Morgan, Lewis & Bockius LLP 4/1/2013