Financial, Securities & Banking

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

Custom text		Organization Sort descending
Oct 9 2020	US, Mexico \| Competition Currents \| October 2020	Greenberg Traurig, LLP
Dec 20 2019	Non-Appropriations Provisions of the FY2020 Spending Deal	Greenberg Traurig, LLP
Dec 30 2019	New York State Department of Financial Services Proposes Guidance on Adoption or Listing of Virtual Currencies by Exchanges	Greenberg Traurig, LLP
Mar 4 2024	English High Court Decision in Relation to Sanction of Fürst Part 26A Restructuring Plan	Greenberg Traurig, LLP
Mar 16 2023	The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected Parties	Greenberg Traurig, LLP
Dec 15 2013	EB-5 Program Hires New Director with Financial Investigation Background	Greenberg Traurig, LLP
Mar 29 2023	Updating and Improving the UK Asset Management Regime: An FCA Discussion Paper	Greenberg Traurig, LLP
Mar 22 2024	New Florida Bill Creates Customer Complaint and Florida Office of Financial Regulation Investigation Process for House Bill 3, and Potentially Broadens the Scope of Financial Institutions Subject to House Bill 3	Greenberg Traurig, LLP
Feb 17 2017	NY Governor’s Proposed Budget Forecasts Increased Regulation of Fintech	Greenberg Traurig, LLP
Mar 14 2022	SEC Continues Rolling Out Cybersecurity Rules, this Time Targeting Public Companies	Greenberg Traurig, LLP
Feb 24 2017	Year-End Survey of Investment Transactions in Israel	Greenberg Traurig, LLP
Jan 21 2014	How Can EB-5 Funds Be Used?	Greenberg Traurig, LLP
Mar 17 2022	Business Disputes in the UK 2022	Greenberg Traurig, LLP
Apr 14 2023	Small Business Lenders: CFPB Issues Final Rule on Small Business Lending	Greenberg Traurig, LLP
Jun 11 2021	June 2021 Competition Currents \| Greater China and Japan	Greenberg Traurig, LLP
Apr 11 2024	FinCEN Proposes Rule to Subject Certain Investment Advisers to Anti-Money Laundering Program, Recordkeeping, and Reporting Requirements under the Bank Secrecy Act	Greenberg Traurig, LLP
Feb 26 2014	Hot Issues in I-829 Adjudication Re: EB-5 Immigrant Investor Visa	Greenberg Traurig, LLP
Jun 22 2021	IRS Says No Tax-Free Exchange Treatment for Swaps of Bitcoin, Ether, and Litecoin	Greenberg Traurig, LLP
May 20 2023	UK Imposes New Russia Sanctions on 86 People and Companies, Including Metal and Diamond Industries	Greenberg Traurig, LLP
Jun 1 2023	IRS Provides Additional Guidance for Advanced Energy Projects Under Section 48C of the Code	Greenberg Traurig, LLP
Mar 19 2014	The Consumer Financial Protection Bureau (CFPB), Recent Developments: February 24, 2014 - February 28, 2014	Greenberg Traurig, LLP
Jul 24 2015	Pitch Season in South Boston	Greenberg Traurig, LLP
Apr 27 2017	Financial Services: No “Sandbox” in Germany	Greenberg Traurig, LLP
Mar 25 2020	Coronavirus Disease (COVID-19) – Financing and M&A Agreements in Poland	Greenberg Traurig, LLP
Aug 19 2015	Public Corruption Isn’t the Only Problem Robbing Africa of its Wealth	Greenberg Traurig, LLP
Mar 28 2020	Rethinking Notice Provisions Due to Coronavirus Disease 2019: Permitting Email-Only Notice	Greenberg Traurig, LLP
Aug 21 2011	The Basics of Hotel Security - The Same, But Different	Greenberg Traurig, LLP
Apr 13 2014	European Parliament Votes on Mass Surveillance with Implications for EU-U.S. Safe Harbor	Greenberg Traurig, LLP

Subscribe to The 10 Latest Financial, Banking, & SEC Articles

Trending News