Financial, Securities & Banking

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

Custom text		Organization Sort descending
Jul 18 2013	A Quick Overview of EB-5 Trends and Events: What Recent History Tells Us and Predictions for the Years to Come	Greenberg Traurig, LLP
Sep 3 2016	The CFPB Outlines Its Proposals for the First-Ever Rules that would Implement the Fair Debt Collection Practices Act	Greenberg Traurig, LLP
Jul 25 2013	D.C. District Court Upholds SEC's Conflict Minerals Rules, Government Accountability Office (GAO) Report Questions Effectiveness on Humanitarian Efforts	Greenberg Traurig, LLP
Feb 20 2015	Georgia Investment Advisor Launches Article II Constitutional Challenge to the SEC’s Use of ALJs – And Seeks Discovery	Greenberg Traurig, LLP
Oct 10 2019	IRS Issues New Cryptocurrency Guidance	Greenberg Traurig, LLP
Feb 23 2015	Revised Clayton Act/Hart-Scott-Rodino Premerger Notification Thresholds for 2015	Greenberg Traurig, LLP
Apr 1 2021	Orange is the New Red: Navigating California’s Reopening Restrictions	Greenberg Traurig, LLP
Jul 30 2013	California Business Tax Incentive Legislation	Greenberg Traurig, LLP
Dec 9 2022	GT Newsletter \| Competition Currents \| December 2022	Greenberg Traurig, LLP
Oct 23 2019	CFTC, FinCEN and SEC Issue Joint Statement Reminding Persons in Digital Assets Space of Obligations Under Bank Secrecy Act	Greenberg Traurig, LLP
Mar 12 2015	Foreign Venture Capital Investments in Sub-Saharan African Technology Startups	Greenberg Traurig, LLP
Oct 30 2019	Considerations for Managing Section 301 Tariffs: Triage Your Supply Chain	Greenberg Traurig, LLP
Dec 20 2022	SBA Adjusts Size Standards Due to Inflation	Greenberg Traurig, LLP
Nov 5 2019	OFSI Finds Its Teeth While OFAC Continues to Enforce Against Non-U.S. Corporates	Greenberg Traurig, LLP
Jan 13 2022	Environmental Sustainability Is Fashionable, But New Bill Presents Hurdles to Industry	Greenberg Traurig, LLP
Oct 6 2020	What Federal Contractors and Federal Grant Recipients Should Know About Executive Order 13950: Prohibiting Training that Includes ‘Race and Sex Stereotyping or Scapegoating’	Greenberg Traurig, LLP
Oct 2 2013	Determining Whether a Potential Investor is a Resident or Non-Resident for Securities Law Purposes	Greenberg Traurig, LLP
Oct 4 2013	Consumer Financial Protection Bureau (CFPB) Issues Report on CARD Act; Identifies Six 'Risky' Card Issuer Practices that May Warrant Scrutiny	Greenberg Traurig, LLP
Jan 24 2023	U.S. State Department Unveils a New Refugee Program, ‘Welcome Corps’	Greenberg Traurig, LLP
Oct 17 2013	Public Investors Arbitration Bar Association (PIABA) Calls Press Conference to Pressure for Further Restrictions on Broker Expungement	Greenberg Traurig, LLP
Oct 16 2020	Notice Requirements Under Florida’s Equine Liability Statute: Take This as a Sign	Greenberg Traurig, LLP
Oct 30 2013	Large Off-Shore Staffing Company Faces Record Immigration Fine For Illegal Use of U.S. Visas	Greenberg Traurig, LLP
May 3 2021	Non-Recourse Financing Can Imperil Tax Deductions: The Application of the Internal Revenue Code ‘At-Risk’ Rules to Aircraft Purchases	Greenberg Traurig, LLP
May 7 2021	May 2021 Competition Currents: China and Japan	Greenberg Traurig, LLP
Feb 22 2023	Public Benefit Corporations: Intersection of Delaware Corporate Law, ESG, and Related Considerations	Greenberg Traurig, LLP
Oct 29 2020	FRB and FinCEN Propose Significant Amendments to Recordkeeping and Travel Rule Regulations	Greenberg Traurig, LLP
Feb 9 2022	CBP Issues New I-94 E AND L Class Of Admission Codes	Greenberg Traurig, LLP
Feb 10 2022	OSHA Again Increases Its Maximum Civil Monetary Penalties	Greenberg Traurig, LLP

Subscribe to The 10 Latest Financial, Banking, & SEC Articles

Trending News