Financial, Securities & Banking

HB Ad Slot
HB Mobile Ad Slot

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

Title
Custom text Organization Sort descending
Oct
14
2021
Texas Executive Order to Prohibit COVID-19 Vaccine Mandate
Mar
28
2013
Time to Come Clean: Attorney Warns About the Price of Unreported Foreign Bank Accounts
May
25
2016
Update on EU STS and Risk Retention: Simple, Transparent and Standardised Securitisations
Nov
27
2023
2023 Going Digital Health’s Behavioral Health Tech Conference: Key Investment Takeaways
Apr
1
2021
$519 billion - the future size of the Data Center Market by 2025?
Sep
12
2020
When To Pull the Plug: Factors to Consider in Deciding Whether to End The Relationship with A Business Partner (Part 1)
Apr
2
2015
UDAAP Council Weekly Standards Report - 4/1/2015 - Unfair, Deceptive, or Abusive Acts or Practices
Apr
13
2021
Foley Weekly Automotive Report April 13, 2021
Sep
25
2020
Achieving Diversity and Inclusion within the Securities and Financial Management Industry and its Legal Partners
Apr
27
2021
April 28, 2021: Foley Weekly Automotive Report
Apr
28
2021
Using Joint Assets to Fund Your New Company? Make Sure Spouse Renounces Funds if You Wish to Obtain Disadvantaged Business Enterprise (DBE) Certification
Oct
21
2020
Georgia Finalizes New Telemedicine Practice Rules
Jun
22
2015
Preparing a Company to Deal With Activist Investors [VIDEO]
Jun
1
2009
Retailers Beware: FACTA Spurs a Wave of Class Action Filings
Feb
21
2020
Risky Business: How Departing Brokers Can Unintentionally Trip Reg. BI
Nov
16
2020
Dissolving the Stigma around Behavioral Health: Key Takeaways | HLTH Matters GoLIVE Webinar Series [VIDEO]
Jun
25
2021
Big Surprise - Colonial Pipeline now defending class action lawsuits!
Sep
14
2015
Iran Deal and Terrorism Financing in Forefront for Financial Services Lawmakers
Jul
28
2023
SBA Size Standards: Affiliation Based on Common Management
Feb
2
2021
Hart-Scott-Rodino Reporting Thresholds Adjust Downward for Just Second Time Ever
May
31
2022
Class Victory Vacated as Seventh Circuit Adds to Current Split Over Standing and Intangible Injuries
Nov
9
2017
SEC Issues New Guidance on Shareholder Proposals
Mar
14
2016
Congress to Receive CFPB Semi-Annual Report; SEC, Other Nominees See Movement As Financial Services Regulators Make Final Push
Aug
11
2022
Speeding Up the Process – New Deadlines and Ability to Fix Errors – Proposed Changes to Federal DBE Program
May
15
2019
Check this out - Microsoft’s now offering a Bitcoin-based ID verification system!
Jul
17
2020
Keeping Things in Bounds: Private Company Owners Need to Abide by Clear Fiduciary Duties in Managing Their Companies
Nov
15
2023
Navigating the Entrepreneurial Landscape: Exploring Acqui-Hire Strategies
Jan
30
2018
Hart-Scott-Rodino and Interlocking Directorates Thresholds Rise for 2018
 

NLR Logo

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up to receive our free e-Newsbulletins

 

Sign Up for e-NewsBulletins