Financial, Securities & Banking

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

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Dec
17
2020
 Colorado Special Legislative Session Passes 10 Bills Aimed at Providing COVID-19 Relief Greenberg Traurig, LLP
Dec
17
2020
 New UK Rules for Reviewing Foreign Direct Investment Katten
Dec
17
2020
 EEOC Issues Guidance on COVID-19 Vaccine and the Workplace Polsinelli PC
Dec
17
2020
 Tocci v. IRIV Partners, LLC, et. al. (Nov. 19, 2020, Sup. Ct. 19-405) Robinson & Cole LLP
Dec
17
2020
 Considerations for Long-Term Care Facilities – Residents and the FDA EUA of the COVID-19 Vaccine Womble Bond Dickinson (US) LLP
Dec
17
2020
 State Law Round-Up: Year End Edition – PART TWO (Illinois – Washington, D.C.) (US) Squire Patton Boggs (US) LLP
Dec
17
2020
 UAW Reaches Settlement Deal, Bringing Corruption Probe Closer To Completion Barnes & Thornburg LLP
Dec
17
2020
 UPDATE: Luxembourg Extends COVID-19-Related Amicable Agreements with Neighboring Countries Epstein Becker & Green, P.C.
Dec
17
2020
 Does The SEC Grant Only Industry Requests? Allen Matkins Leck Gamble Mallory & Natsis LLP
Dec
17
2020
 EEOC Issues Revised Guidance Addressing COVID-19 Vaccines Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Dec
16
2020
 As Raw Material Prices Are Set To Soar, the Effects of 2020 Will Be Felt Into the New Year Foley & Lardner LLP
Dec
16
2020
 EPA Releases Long-Awaited IRIS Handbook, But has Anything Changed? Hunton Andrews Kurth
Dec
16
2020
 USPTO to Consider Secondary Trademark Infringement in E-Commerce Womble Bond Dickinson (US) LLP
Dec
16
2020
 Mandatory COVID-19 Vaccination Programs Wilson Elser Moskowitz Edelman & Dicker LLP
Dec
16
2020
 Minority Shareholders: Understand Your Fiduciary Duties and How to Eliminate Them ArentFox Schiff LLP
Dec
16
2020
 Cotton a Jam: CBP Withholds Cotton Product Shipments Under Forced Labor Rules Sheppard, Mullin, Richter & Hampton LLP
Dec
16
2020
 Transparency as Your Law Firm's Growth Strategy PracticePanther
Dec
16
2020
 “Fishy” Allegations: Judge Finds Plaintiffs’ Testimony in False Ad Suit Against SeaWorld Lacked Credibility Proskauer Rose LLP
Dec
16
2020
 Biden Proposes Nationwide Non-Compete Ban Faegre Drinker
Dec
16
2020
 When Can Hospitals Be Subjected to Strict Product Liability? The Connecticut Supreme Court Is Mulling It Over. Wiggin and Dana LLP
Dec
16
2020
 Proposed Class Sues Cheese Producer Over Smokey Flavor Labeling Keller and Heckman LLP
Dec
16
2020
 Hemp Suits: Proactive Risk Management is Key Ward and Smith, P.A.
Dec
16
2020
 Nine Things Employers Should Know About the COVID-19 Vaccine Varnum LLP
Dec
16
2020
 TSCA/ FIFRA/ TRI, RCRA/ CERCLA/ CWA/ CAA/ PHMSA/ SDWA, COVID-19, FDA, NANOTECHNOLOGY and more: Recent Regulatory Developments Bergeson & Campbell, P.C.
Dec
16
2020
 Merger Transactions Reported to FTC, DOJ Remain High in FY 2019 Cornerstone Research
Dec
16
2020
 Buyer Beware: The Internet of Things Comes Under New Cyber Attack from Multiple Fronts Faegre Drinker
Dec
16
2020
 Employer’s Use of BIPA “Consent” Form Fails to Defeat Data Privacy Class Action Litigation Squire Patton Boggs (US) LLP
Dec
15
2020
 Four Ways to Talk to Your Employees Now About COVID-19 Vaccines Foley & Lardner LLP
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