Securities SEC

Published between:
Published Title Organization
Aug
8
2025
United States: US$12.2 Trillion Opportunity–Executive Order Paves the Way for Easier 401(k) Plan Access to Alternative Investments K&L Gates LLP
Aug
8
2025
Trump Signs Executive Order Directing the DOL and SEC to Facilitate 401(k) Plan Access to Alternative Assets Proskauer Rose LLP
Aug
7
2025
Hitting the Snooze Button: CFTC Staff Issues Relief Intended to Reduce Burdens of Swap Data Notification Requirements Katten
Aug
7
2025
Tokenization of Real-World Assets: Opportunities, Challenges and the Path Ahead Katten
Aug
6
2025
Liquid Staking Clears the Howey Hurdle Katten
Aug
6
2025
A CAT-astrophic Funding Model? Court Sends SEC Back to the Drawing Board Katten
Aug
6
2025
A Cautionary Tale - State AGs Prevail with a Lump of Coal for Major Investment Firms Holtzman Vogel Baran Torchinsky & Josefiak PLLC
Aug
6
2025
Derivatives and Securities Dealers’ Pre-Hedging of Client Trades Faces Potential New Rules Bracewell LLP
Aug
4
2025
CFTC Issues No-Action Relief for SEFs on Order Book Obligations Katten
Aug
4
2025
SEC Announces George Botic to Serve as Acting Chair of the PCAOB Inside Public Accounting
Aug
1
2025
Deadline Approaches for Comments on NASAA Proposed Model Franchise Broker Law Polsinelli PC
Aug
1
2025
United States: Going for Two! SEC Approves Multi-Crypto Asset ETP K&L Gates LLP
Aug
1
2025
White House Charts New Course for Digital Asset Policy Katten
Aug
1
2025
Sustainable Energy & Infrastructure Litigation Updates — August 2025 Mintz
Aug
1
2025
United States: In Cash or In-Kind—EC Approves Options for Creations and Redemptions of Crypto ETP Shares K&L Gates LLP
Aug
1
2025
HMRC Publishes Draft Legislation for New UK Carried Interest Tax Regime Katten
Aug
1
2025
Treasury Postpones Effective Date of Investment Adviser AML Rule ArentFox Schiff LLP
Jul
31
2025
Payment Stablecoins Get "Smart" (or GENIUS-like) Katten
Jul
31
2025
Sustainability Under the Microscope: ESMA’s Reality Check Proskauer Rose LLP
Jul
30
2025
SEC Approves In-Kind Creations and Redemptions for Crypto ETPs Greenberg Traurig, LLP
Jul
30
2025
UK Ancillary Activities Exemption Proposals Published for Commodity Derivatives and Emission Allowances Katten
Jul
29
2025
District of Massachusetts Sees Rise in Securities Fraud Class Actions Despite Dismissal Risks Pierce Atwood LLP
Jul
29
2025
Regulatory Update and Recent SEC Actions July 2025 Blank Rome LLP
Jul
27
2025
AI Compliance Is a Growing Risk for Family Offices Simple
Jul
24
2025
SEC Refuses to Answer Whether It Will Enforce Climate Disclosure Law If Upheld by Courts Mintz
Jul
24
2025
FINRA Aligns CAT Timestamp Requirements with SEC Relief and Extension to 2030 Katten
Jul
23
2025
SEC Roundtable on Executive Compensation Disclosure Mintz
Jul
23
2025
Key Impacts the One Big Beautiful Bill Act Will Have on Business and Real Estate Transactions Hill Ward Henderson
Jul
23
2025
FCA Launches Consultation Paper on the UK SI Framework for Bonds and Derivatives and Discussion Paper on Equity Markets Katten
Jul
23
2025
Proposals For Relaxation of EU Securitization Framework McDermott Will & Schulte LLP
Jul
23
2025
June 2025 ESG Policy Update—Australia K&L Gates LLP
Jul
22
2025
The Texas Stock Exchange: A New Era for Public Markets in the Lone Star State Greenberg Traurig, LLP
Jul
22
2025
Over 70% of U.S. Investment Professionals See Economic Outlook as an Opportunity, Barnes & Thornburg Report Shows Barnes & Thornburg LLP
Jul
22
2025
President Trump Signs One Big Beautiful Bill Act into Law Proskauer Rose LLP
Jul
21
2025
United States: AML Reprieve for Investment Advisers K&L Gates LLP
 
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