Aug 8 2025 |
United States: US$12.2 Trillion Opportunity–Executive Order Paves the Way for Easier 401(k) Plan Access to Alternative Investments |
K&L Gates LLP |
Aug 8 2025 |
Trump Signs Executive Order Directing the DOL and SEC to Facilitate 401(k) Plan Access to Alternative Assets |
Proskauer Rose LLP |
Aug 7 2025 |
Hitting the Snooze Button: CFTC Staff Issues Relief Intended to Reduce Burdens of Swap Data Notification Requirements |
Katten |
Aug 7 2025 |
Tokenization of Real-World Assets: Opportunities, Challenges and the Path Ahead |
Katten |
Aug 6 2025 |
Liquid Staking Clears the Howey Hurdle |
Katten |
Aug 6 2025 |
A CAT-astrophic Funding Model? Court Sends SEC Back to the Drawing Board |
Katten |
Aug 6 2025 |
A Cautionary Tale - State AGs Prevail with a Lump of Coal for Major Investment Firms |
Holtzman Vogel Baran Torchinsky & Josefiak PLLC |
Aug 6 2025 |
Derivatives and Securities Dealers’ Pre-Hedging of Client Trades Faces Potential New Rules |
Bracewell LLP |
Aug 4 2025 |
CFTC Issues No-Action Relief for SEFs on Order Book Obligations |
Katten |
Aug 4 2025 |
SEC Announces George Botic to Serve as Acting Chair of the PCAOB |
Inside Public Accounting |
Aug 1 2025 |
Deadline Approaches for Comments on NASAA Proposed Model Franchise Broker Law |
Polsinelli PC |
Aug 1 2025 |
United States: Going for Two! SEC Approves Multi-Crypto Asset ETP |
K&L Gates LLP |
Aug 1 2025 |
White House Charts New Course for Digital Asset Policy |
Katten |
Aug 1 2025 |
Sustainable Energy & Infrastructure Litigation Updates — August 2025 |
Mintz |
Aug 1 2025 |
United States: In Cash or In-Kind—EC Approves Options for Creations and Redemptions of Crypto ETP Shares |
K&L Gates LLP |
Aug 1 2025 |
HMRC Publishes Draft Legislation for New UK Carried Interest Tax Regime |
Katten |
Aug 1 2025 |
Treasury Postpones Effective Date of Investment Adviser AML Rule |
ArentFox Schiff LLP |
Jul 31 2025 |
Payment Stablecoins Get "Smart" (or GENIUS-like) |
Katten |
Jul 31 2025 |
Sustainability Under the Microscope: ESMA’s Reality Check |
Proskauer Rose LLP |
Jul 30 2025 |
SEC Approves In-Kind Creations and Redemptions for Crypto ETPs |
Greenberg Traurig, LLP |
Jul 30 2025 |
UK Ancillary Activities Exemption Proposals Published for Commodity Derivatives and Emission Allowances |
Katten |
Jul 29 2025 |
District of Massachusetts Sees Rise in Securities Fraud Class Actions Despite Dismissal Risks |
Pierce Atwood LLP |
Jul 29 2025 |
Regulatory Update and Recent SEC Actions July 2025 |
Blank Rome LLP |
Jul 27 2025 |
AI Compliance Is a Growing Risk for Family Offices |
Simple |
Jul 24 2025 |
SEC Refuses to Answer Whether It Will Enforce Climate Disclosure Law If Upheld by Courts |
Mintz |
Jul 24 2025 |
FINRA Aligns CAT Timestamp Requirements with SEC Relief and Extension to 2030 |
Katten |
Jul 23 2025 |
SEC Roundtable on Executive Compensation Disclosure |
Mintz |
Jul 23 2025 |
Key Impacts the One Big Beautiful Bill Act Will Have on Business and Real Estate Transactions |
Hill Ward Henderson |
Jul 23 2025 |
FCA Launches Consultation Paper on the UK SI Framework for Bonds and Derivatives and Discussion Paper on Equity Markets |
Katten |
Jul 23 2025 |
Proposals For Relaxation of EU Securitization Framework |
McDermott Will & Schulte LLP |
Jul 23 2025 |
June 2025 ESG Policy Update—Australia |
K&L Gates LLP |
Jul 22 2025 |
The Texas Stock Exchange: A New Era for Public Markets in the Lone Star State |
Greenberg Traurig, LLP |
Jul 22 2025 |
Over 70% of U.S. Investment Professionals See Economic Outlook as an Opportunity, Barnes & Thornburg Report Shows |
Barnes & Thornburg LLP |
Jul 22 2025 |
President Trump Signs One Big Beautiful Bill Act into Law |
Proskauer Rose LLP |
Jul 21 2025 |
United States: AML Reprieve for Investment Advisers |
K&L Gates LLP |