May 18, 2022

Volume XII, Number 138

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
17
May
Two Strikes Against Board Diversity: What’s Next for Statutory Governance Initiatives? Mintz
17
May
Foley Automotive Report: May 17, 2022 Foley & Lardner LLP
17
May
ESG Taking Center Stage At The SEC – What Can Publicly Traded Employers Expect? Jackson Lewis P.C.
17
May
Revocable Trusts – Separating Fact from Fiction von Briesen & Roper, s.c.
17
May
SEC Issues New Guidance Regarding Russia Sanctions and Public Company Disclosures Proskauer Rose LLP
17
May
Down to the Wire! Squire Patton Boggs (US) LLP
17
May
Goodbye to McDonnell Douglas Under the Minnesota Whistleblower Act? Jackson Lewis P.C.
17
May
Crypto, SDBAs, and Your 401(k) Plan: What Now? Jackson Lewis P.C.
17
May
Regulators Focus on Terra and Its UST Stablecoin Nelson Mullins
17
May
The Verdict Is In On California's Female Director Quota Law Allen Matkins Leck Gamble Mallory & Natsis LLP
16
May
Colorado Overhauls Noncompete Law to Limit Enforcement to High Wage Earners, Impose Penalties for Employer Violations Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
16
May
Sanctions and Cyber and Crypto, Oh My: The Convergence of Emerging Regulatory and Enforcement Risks Requires Nimble Responses Across Sectors Bracewell LLP
16
May
Supplier Alert: Key Changes in Stellantis/FCA New Terms and Conditions Foley & Lardner LLP
16
May
DOJ Issues Charges in First Criminal Cryptocurrency Sanctions Case Mintz
16
May
CFPB Affirms that ECOA Protects Consumers After Receiving Credit Sheppard, Mullin, Richter & Hampton LLP
16
May
Treasury Department Proposes Non-Loan Status for Earned Wage Access Sheppard, Mullin, Richter & Hampton LLP
16
May
Founders Personally Liable For Failure to Register Cryptocurrency Trading Platform, Court Says Barnes & Thornburg LLP
16
May
Organizations Taking Into Account Increased Wildfire Risk Due to Climate Change Mintz
16
May
E-signatures: When They’re Legal and Best Practices for Implementation ArentFox Schiff LLP
16
May
Beware the Empty Chair in Marital Divorce Negotiations: Company Ownership Issues Should Be Considered in Divorce Settlements Bradley Arant Boult Cummings LLP

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