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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
4
Jun
Power Play: California May Require Attorney General Approval for Transactions Involving Health Systems, Private Equity Groups, or Hedge Funds Foley & Lardner LLP
4
Jun
Oakland County, Michigan Rescinds Emergency Order 2020-10 Requiring Screening and Social Interaction Measures at Open Businesses and Operations – State Requirements Now Govern Foley & Lardner LLP
4
Jun
Tax-Exempt Bond Tools for Governments Facing Cash Flow and Revenue Challenges – Part II Greenberg Traurig, LLP
4
Jun
Senate Passes House Version of PPP Flexibility Act of 2020 Wiggin and Dana LLP
4
Jun
Split Supreme Court Awards U.S. Bank a Win in ERISA Pension Lawsuit Faegre Drinker
4
Jun
The Proposed New Restructuring Plan: What is it and How Will it Work? (UK) Squire Patton Boggs (US) LLP
4
Jun
CRA Opportunity, Customer Service Opportunity, or Both? Jones Walker LLP
4
Jun
The Second Circuit Hears the Reg BI Challenge Oral Argument Faegre Drinker
4
Jun
Government to Provide £10 Billion Trade Credit Reinsurance Scheme Squire Patton Boggs (US) LLP
4
Jun
When Shares May Be Convertible At Corporation's Option Allen Matkins Leck Gamble Mallory & Natsis LLP
4
Jun
Pre-merger Control Filing in China Concerning Variable Interest Entity Structures K&L Gates
3
Jun
How Crazy Can This World Be?: Ninth Circuit Defendant Cannot Escape TCPA Liability Despite Its Belief that It Was Making Consented Calls to A Phone Number Provided by Its Customer Squire Patton Boggs (US) LLP
3
Jun
One Problem Solved: Notice 2020-42 Provides Temporary Relief for Witnessing Spousal Consents Proskauer Rose LLP
3
Jun
Virtual Currency Losses Disallowed On Infrequent Activities McDermott Will & Emery
3
Jun
U.S. Department of Justice Revises its Guidance on Evaluating Corporate Compliance Programs Greenberg Traurig, LLP
3
Jun
The Legal Effect Of IRS Pronouncements On Virtual Currency McDermott Will & Emery
3
Jun
Specific Identification Of Virtual Currency Positions McDermott Will & Emery
3
Jun
SBA Releases Loan Forgiveness and Other Guidance Sills Cummis & Gross P.C.
3
Jun
COVID-19: Multiple Investigations of Coronavirus Fund Recipients Underway K&L Gates
3
Jun
Retirement Plan Participants and Standing: Supreme Court’s New ‘No Harm, No Foul’ Ruling Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

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