January 16, 2022

Volume XII, Number 16

Advertisement
Advertisement

January 15, 2022

Subscribe to Latest Legal News and Analysis

January 14, 2022

Subscribe to Latest Legal News and Analysis

Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
16
Jan
Appellate Court Grants Mandamus Relief To Require A Jury Trial On The Issue Of Whether The Inspection Of Books And Records Of A Company Was Sought For A Proper Purpose Winstead
15
Jan
Duluth Follows Minneapolis and St. Paul in Telling Minnesotans ‘Mask Up!’ Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
15
Jan
Leaving Your Job? Don’t Forget Your Stock Options… Foley & Lardner LLP
15
Jan
Minneapolis and St. Paul to Require Proof of Vaccination or Negative Test for Certain Businesses Jackson Lewis P.C.
15
Jan
Greenberg Traurig January 2022 Competition Currents: China and Japan Greenberg Traurig, LLP
15
Jan
Reminder to Perform Annual ISO/ESPP Reporting in January 2022 Sheppard, Mullin, Richter & Hampton LLP
15
Jan
Important Changes to New York Labor Law: Contractors Liable for Wage Violations of Subcontractors Wilson Elser Moskowitz Edelman & Dicker LLP
15
Jan
Greenberg Traurig January 2022 Competition Currents: the UK and EU Greenberg Traurig, LLP
15
Jan
Colorado Cracks Down on Restrictive Covenant Agreements, Authorizing Potential Criminal Penalties Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
15
Jan
McDermottPlus Check-Up: January 14, 2022 McDermott Will & Emery
15
Jan
Cadwalader Cabinet: Time to Address Blockchain Cadwalader, Wickersham & Taft LLP
14
Jan
California Court of Appeal Holds that SEC Filings May Be Protected Activities Under Anti-SLAPP Statute Sheppard, Mullin, Richter & Hampton LLP
14
Jan
Supreme Court Upholds One Vaccine Mandate, Knocks Down Another Much Shelist, P.C.
14
Jan
Extending the Statute of Limitations for Assessing Federal Tax McDermott Will & Emery
14
Jan
Supreme Court Halts Implementation of OSHA ETS Robinson & Cole LLP
14
Jan
Early Stage Tech Companies: Navigating Potential Pitfalls [PODCAST] Jackson Lewis P.C.
14
Jan
5 Things That Belong on Your Google My Business Profile Denver Legal Marketing
14
Jan
$7.5 Million Jury Verdict for Employer in Unfair Competition and Restrictive Covenant Case Jackson Lewis P.C.
14
Jan
A Gust of Activity in Offshore Wind Leasing Jones Walker LLP
14
Jan
ESG Regulatory Developments in The UK, Japan, and Hong Kong K&L Gates

Pages