February 25, 2018

Securities, SEC, & Financial Institution Law News

The National Law Review features the latest news and legal developments affecting all participants in the financial services industry. We cover news on debt finance, U.S. futures exchanges, broker-dealers, insolvency and restructuring, financial services technology (“FinTech”), and investment management, as well as regulatory rules issued by the Commodities and Futures Exchange Commission (“CFTC”), the Federal Reserve, and Financial Industry Regulatory Authority, Inc. (“FINRA”). Analysis includes compliance under finance laws including the Dodd Frank Wall Street Reform and Consumer Protection Act, the Federal Reserve Act, Gramm-Leach-Bliley Act, Fair Credit Reporting Act, Equal Credit Opportunity Act and more.

Along with Financial Services, National Law Review also has comprehensive coverage involving securities regulation and enforcement actions by the Securities and Exchange Commission (“SEC”).  We feature regular articles on the SEC, and how to best respond to enforcement actions and reporting requirements and how to comply with new regulations and changes in securities law and litigation.  Additionally, the National Law Review has comprehensive coverage of whistleblower regulations and news about whistleblower awards.

Date Title Organization
24
Feb
New IRS Tax Audit Rules For Partnerships And Multiple-Member LLCs Sherin and Lodgen LLP
24
Feb
FCA and CFTC Enter Into Cooperation Agreement on FinTech Katten Muchin Rosenman LLP
23
Feb
SEC Cybersecurity Guidance: Key Takeaways for Your Business Polsinelli PC
23
Feb
EU Proposes New Rules to Manage Leverage and Derivative Exposure for Funds – Are Asset Managers Ready? Greenberg Traurig, LLP
23
Feb
FCA Publishes “Dear CEO” Letter on Quality of Prudential Regulatory Returns Katten Muchin Rosenman LLP
23
Feb
CFTC Extends Time-Limited No-Action Relief for Entities Submitting Swaps for Clearing With Certain DCOs Katten Muchin Rosenman LLP
23
Feb
CFTC and UK Financial Conduct Authority Sign Cooperation Arrangement on Financial Technology Innovation Katten Muchin Rosenman LLP
23
Feb
Wisconsin Tax Appeals Commission Decision Has Important Implications for Manufacturing Companies with Out-of-State Property von Briesen & Roper, S.C.
23
Feb
Supreme Court Limits Scope of Dodd-Frank Whistleblower Protections Katten Muchin Rosenman LLP
23
Feb
Fourth Circuit Upholds Disclosure of Government Subpoena as Evidence of Loss Causation Proskauer Rose LLP
23
Feb
Notice to Financial Advisers: State Regulators Are Enforcing the DOL Fiduciary Rule Epstein Becker & Green, P.C.
23
Feb
Congress Attempts to Offer Relief to Businesses Faced with ADA Access Lawsuits Drinker Biddle & Reath LLP
23
Feb
U.S. Supreme Court Holds That Anti-Retaliation Provisions of Dodd-Frank Apply Only to Whistleblowers Who Report to the SEC Proskauer Rose LLP
23
Feb
U.S. Supreme Court Settles Circuit Split: Dodd-Frank’s Anti-Whistleblower Retaliation Protections Do Not Extend To Employees Who Do Not Report To The SEC Epstein Becker & Green, P.C.
23
Feb
Information Injury Workshop Covers Non-Financial Harms Faced By Consumers Foley & Lardner LLP
23
Feb
In Digital Realty, the Supreme Court Hands the SEC a Big Loss, But Companies Should Remain Vigilant Against Whistleblower Retaliation Covington & Burling LLP
23
Feb
SEC Issues Updated Disclosure Guidance on Cybersecurity Jones Walker LLP
23
Feb
Did The SEC Violate The APA In Publishing Its Statement And Guidance on Cybersecurity Disclosures? Allen Matkins Leck Gamble Mallory & Natsis LLP
23
Feb
Wyoming Moving to Exempt Virtual Currency from its Money Transmitter Law K&L Gates
22
Feb
SCOTUS Limits Protections for Whistleblowers Andrews Kurth Kenyon

Pages

LATEST LEGAL NEWS & ANALYSIS

TRENDING LEGAL ANALYSIS

Upcoming Legal Education Events

Tuesday, February 27, 2018
Wednesday, February 28, 2018
Wednesday, February 28, 2018
Sunday, March 4, 2018
Wednesday, March 14, 2018
Wednesday, April 11, 2018
Thursday, April 19, 2018
Wednesday, May 9, 2018