February 22, 2018

Securities, SEC, & Financial Institution Law News

The National Law Review features the latest news and legal developments affecting all participants in the financial services industry. We cover news on debt finance, U.S. futures exchanges, broker-dealers, insolvency and restructuring, financial services technology (“FinTech”), and investment management, as well as regulatory rules issued by the Commodities and Futures Exchange Commission (“CFTC”), the Federal Reserve, and Financial Industry Regulatory Authority, Inc. (“FINRA”). Analysis includes compliance under finance laws including the Dodd Frank Wall Street Reform and Consumer Protection Act, the Federal Reserve Act, Gramm-Leach-Bliley Act, Fair Credit Reporting Act, Equal Credit Opportunity Act and more.

Along with Financial Services, National Law Review also has comprehensive coverage involving securities regulation and enforcement actions by the Securities and Exchange Commission (“SEC”).  We feature regular articles on the SEC, and how to best respond to enforcement actions and reporting requirements and how to comply with new regulations and changes in securities law and litigation.  Additionally, the National Law Review has comprehensive coverage of whistleblower regulations and news about whistleblower awards.

Date Title Organization
21
Feb
Only Persons Who Report Security Violations to the SEC are Whistleblowers Under Dodd-Frank: Supreme Court Decides Digital Realty Trust Case Foley & Lardner LLP
21
Feb
Democratic lawmakers seek information about reorganization of CFPB Office of Fair Lending Ballard Spahr LLP
21
Feb
Account Overdue: What Now? (Part 1) Squire Patton Boggs (US) LLP
21
Feb
Education Dept. seeks comment on factors used to evaluate student loan discharge claims in bankruptcy cases Ballard Spahr LLP
21
Feb
“It Says What It Says”: Dodd-Frank Whistleblower Protection Requires SEC Reporting, SCOTUS Rules Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
21
Feb
The Expanded Military Lending Act Regulations Heyl, Royster, Voelker & Allen, P.C.
21
Feb
New HMDA Guide Issued by the FFIEC Ballard Spahr LLP
21
Feb
Proposed CFIUS Law Will Impose New Export Controls on US Businesses Squire Patton Boggs (US) LLP
21
Feb
There’s a Form for That? Breach Notices and State Reporting Portals Sheppard, Mullin, Richter & Hampton LLP
21
Feb
Let's All Wait Until After 2023 to Die in Connecticut Murtha Cullina
21
Feb
Increased Scrutiny of Foreign Investment in the United States Creates Deal Risk McDermott Will & Emery
21
Feb
U.S. Budget Act and Retirement Plans Squire Patton Boggs (US) LLP
21
Feb
The Choices for Investing in Litigation Finance Fairfield University Dolan School of Business
21
Feb
Supreme Court Holds Whistleblower Must First Blow The Whistle To The SEC Allen Matkins Leck Gamble Mallory & Natsis LLP
21
Feb
SEC Launches Self-Reporting Initiative for Mutual Fund Share Classes Morgan, Lewis & Bockius LLP
21
Feb
New York State Department of Financial Services Issues Guidance to Virtual Currency Entities Proskauer Rose LLP
21
Feb
SEC Announces Share Class Selection Disclosure Initiative Dinsmore & Shohl LLP
20
Feb
How to Leverage Privacy as a Key Competitive Advantage Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
20
Feb
SEC Share Class Selection Disclosure Initiative to Encourage Self-Reporting Drinker Biddle & Reath LLP
20
Feb
Between Bridges – February 19, 2018: CFTC Says Futures Brokerage Firm’s Failure to Supervise Led to Unauthorized Cyber Attack; Trader Criminally Charged for Allegedly Misappropriating Employer’s Cryptocurrencies Katten Muchin Rosenman LLP

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