May 24, 2022

Volume XII, Number 144
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May 23, 2022

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Securities, SEC, & Financial Institution Law News

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The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
24
May
 A Renewed Focus on Stablecoins [PODCAST] Bracewell LLP
24
May
 Deputizing State AGs: CFPB Issues Broad New Interpretive Rule on States’ Ability to Enforce Federal Consumer Protection Laws Greenberg Traurig, LLP
23
May
 California Court of Appeal Clarifies that a Derivative Plaintiff Must Demonstrate Both “Contemporaneous” and “Continuous” Ownership to Maintain a Derivative Suit on Behalf of a Limited Liability Company Sheppard, Mullin, Richter & Hampton LLP
23
May
 Fifth Circuit Holds That SEC Administrative Law Courts Are Unconstitutional Barnes & Thornburg LLP
23
May
 Preparation of Corporate and M&A Documents for Proposed 2022 Delaware Corporate Law Amendments Greenberg Traurig, LLP
23
May
 Beware OFAC in a Time of Sanctions Norris McLaughlin P.A.
23
May
 Banks Set to Abandon SPAC Market as SEC Proposes New Rules Dinsmore & Shohl LLP
23
May
 Los Angeles Superior Court Invalidates California Law Requiring Gender Diversity on Company Boards Sheppard, Mullin, Richter & Hampton LLP
23
May
 US Executive Branch Update – May 23, 2022 Squire Patton Boggs (US) LLP
23
May
 Fifth Circuit Holds SEC’s In-House Courts and Judges Unconstitutional Proskauer Rose LLP
23
May
 The Feds Double Down (Again): SEC Adds 20 Positions to Cryptocurrency Unit Nelson Mullins
23
May
 Biden Revisions to the NEPA Regulations Now in Effect Sheppard, Mullin, Richter & Hampton LLP
23
May
 FTC Blog: “The FTC Act Creates a De Facto Breach Disclosure Requirement” Jackson Lewis P.C.
23
May
 Bill Would Require Passively-Managed Funds To Vote Proxies As Instructed By Investors Allen Matkins Leck Gamble Mallory & Natsis LLP
22
May
 Preparing to Testify in Response to an SEC Subpoena Oberheiden P.C.
20
May
 CFPB to Issue Consumer Financial Protection Circulars to Increase Transparency and Align Enforcement Greenberg Traurig, LLP
20
May
 Stablecoin Regulation Update Sheppard, Mullin, Richter & Hampton LLP
20
May
 Cal/OSHA Proposes Revisions to Workplace Violence Prevention Requirements Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
20
May
 CFPB Report on Mortgage Servicers Examines Industry Responses After Pandemic Protections End Sheppard, Mullin, Richter & Hampton LLP
20
May
 Beltway Buzz, May 20, 2022 Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

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For hourly updates on the latest in legal, legislation, government regulation, and corporate law news, be sure to follow the National Law Review Twitter feed, and sign up for complimentary e-news bulletins.