September 20, 2019

September 19, 2019

Subscribe to Latest Legal News and Analysis

September 18, 2019

Subscribe to Latest Legal News and Analysis

September 17, 2019

Subscribe to Latest Legal News and Analysis

Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
19
Sep
House Passes Continuing Resolution to Fund Government, Including Vital Programs Such as EB-5 Greenberg Traurig, LLP
19
Sep
FinCEN Deputy Director Stresses Technological Innovation, Virtual Currency Enforcement and the U.S. Culture of Compliance Ballard Spahr LLP
19
Sep
Considerations in Selecting an Investigator Jackson Lewis P.C.
19
Sep
Insights From the First Wave of Critical Audit Matters Jones Walker LLP
19
Sep
Why Having a Chief Data Ethics Officer is Worth Consideration Robinson & Cole LLP
19
Sep
SEC Proposes to Make Significant Revisions to Disclosure Requirements for Bank and Savings and Loan Holding Companies Jones Walker LLP
19
Sep
Marijuana Bank Legislation On Hold But May Take Effect Next Year Allen Matkins Leck Gamble Mallory & Natsis LLP
19
Sep
Once Again, IRS Extends Nondiscrimination Relief for Frozen Defined Benefit Plans McDermott Will & Emery
19
Sep
Can You Serve A Statutory Demand For Monies Payable Under An “On Demand” Guarantee? Squire Patton Boggs (US) LLP
18
Sep
Compliance Officers Beware: Your Conversations With the NFA During Examinations Could Lead to Charges Drinker Biddle & Reath LLP
18
Sep
‘Big Tuna’ Antitrust Case Among Latest to Discuss Daubert Test at Class Certification Stage. But What’s Too Rigorous? MoginRubin
18
Sep
Delaware Supreme Court Calculates Aruba’s Fair Value In An Appraisal Using Deal Price Minus Synergies, Reversing Lower Court’s 30-day Stock Price Calculation K&L Gates
18
Sep
SEC Looks to Modernize Disclosure Approach Sheppard, Mullin, Richter & Hampton LLP
18
Sep
Applicable Federal Rates and Code Section 7520 Rate for October 2019 – Downward Trend Accelerates Greenberg Traurig, LLP
18
Sep
Best Interest Standard of Care for Advisors #10 Drinker Biddle & Reath LLP
18
Sep
SEC Questions Puts Cart Before The Horse Allen Matkins Leck Gamble Mallory & Natsis LLP
17
Sep
The EU’s Efforts to Combat Money Laundering, the Financing of Terrorism and Corruption Seem to Overlook a Very American Approach: Prosecute People Ballard Spahr LLP
17
Sep
Second Circuit Sends Back Incoherent TCPA Arbitration Award Decision Squire Patton Boggs (US) LLP
17
Sep
Hart-Scott-Rodino Annual Report for Fiscal Year 2018: Decreases in Second Requests but Increased Likelihood of Challenged Deal Where Second Request Issued Cadwalader, Wickersham & Taft LLP
17
Sep
Part 24 of “The Restricting Covenant” Series: Choice of Law and Covenants Not to Compete Drinker Biddle & Reath LLP

Pages

LATEST LEGAL NEWS & ANALYSIS

TRENDING LEGAL ANALYSIS

Upcoming Legal Education Events

Tuesday, September 24, 2019
Thursday, September 26, 2019
Thursday, October 17, 2019
Wednesday, October 23, 2019
Wednesday, November 6, 2019
Wednesday, November 13, 2019
Wednesday, December 11, 2019