June 18, 2021

Volume XI, Number 169

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
18
Jun
EBSA Issues Guidance On Disclosure of Phone Call Recordings Robinson & Cole LLP
18
Jun
Consumers Denied Preliminary Injunction in Clearview Data Privacy Litigation, Court Rejects Consumers’ Reliance on Testimony of Clearview’s General Counsel Squire Patton Boggs (US) LLP
18
Jun
Gathering and Face Mask Order Lifted, But MIOSHA Workplace Rules Remain In Place Miller Canfield
18
Jun
Here We Go Again? DOL Secretary Walsh Discusses Raising Overtime Exemption Salary Threshold Bradley Arant Boult Cummings LLP
18
Jun
FTC Takes Novel Approach to Seek Civil Money Penalties in the Wake of AMG Capital Ruling Sheppard, Mullin, Richter & Hampton LLP
18
Jun
The Ninth Circuit Overturns District Court of Nevada’s Dismissal of FCRA Claim Womble Bond Dickinson (US) LLP
18
Jun
U.S. Department of Education Says Title IX Protects LGBTQ Students Womble Bond Dickinson (US) LLP
18
Jun
D.C. Circuit Clarifies Boundaries of Protected Employer Expressions Hunton Andrews Kurth
18
Jun
New Class of TCPA Damages or An Aberration!? Court Holds Defendant Liable For Failure to Produce Internal DNC Policy “Upon Demand” Squire Patton Boggs (US) LLP
18
Jun
ESG Seminar: Legislative Developments, International Approaches and Finance [VIDEO] Bracewell LLP
18
Jun
Court Of Appeal Admonishes Counsel With Coke Allen Matkins Leck Gamble Mallory & Natsis LLP
18
Jun
Cal/OSHA Amends COVID-19 Emergency Temporary Standards, Again Jackson Lewis P.C.
18
Jun
Congressional Antitrust Reform 5-Pack Targets Silicon Valley's Big Four MoginRubin
18
Jun
One Year Later: Have Employers Taken Stock Following Bostock? Ward and Smith, P.A.
18
Jun
Khan Confirmation to FTC Foreshadows More Aggressive Antitrust Agenda Bracewell LLP
18
Jun
New Cal/OSHA COVID-19 Regulations Take Effect Immediately Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
18
Jun
FTC Lowers Reporting Thresholds for Mergers & Acquisitions MoginRubin
18
Jun
Smart Consumer Devices at the Centre of the EU Internet of Things (IoT) Sector Inquiry Squire Patton Boggs (US) LLP
17
Jun
June 2021 Immigration Alert Epstein Becker & Green, P.C.
17
Jun
SCOTUS Favors Narrower Reading of CFAA “So” It Does Not Cover Misuse of Authorized Access Epstein Becker & Green, P.C.

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