October 26, 2020

Volume X, Number 300

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October 23, 2020

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
26
Oct
Hacked Healthcare Provider Refuses to Pay Ransom, Attackers Target Psychotherapy Patients Jackson Lewis P.C.
26
Oct
Federal Acquisition Security Council Accepting Comments on Interim Final Rule Regarding Information Technology Supply Chain Risk Hunton Andrews Kurth
26
Oct
Aggressive SEC and DOJ Parallel Charges for Accounting Fraud Faegre Drinker
26
Oct
Platform to Business Regulation – Now in Force Squire Patton Boggs (US) LLP
26
Oct
California Governor Signs Law that Establishes New Safety Standards for Third-Party Food Delivery Applications Keller and Heckman LLP
26
Oct
Economic Analysis at the Class Certification Stage of Exchange Act Securities Class Actions Cornerstone Research
26
Oct
Nevada's Director Liability Standard Defeats Another Derivative Suit Allen Matkins Leck Gamble Mallory & Natsis LLP
26
Oct
Online Employment Tribunal hearings – remote possibility or part of our new normal? (UK) Squire Patton Boggs (US) LLP
24
Oct
An Overview of the ISDA IBOR Fallbacks Supplement and Protocol Cadwalader, Wickersham & Taft LLP
23
Oct
ESMA Publishes Consultation Paper on Draft RTS Relating to CCPs Katten
23
Oct
FSB Publishes Global Transition Roadmap on LIBOR Katten
23
Oct
CFTC and Bank of England Sign Updated MOU for Supervision of Cross-Border Clearing Organizations Katten
23
Oct
New York State Releases First Guidance on New Paid Sick Leave Law Sheppard, Mullin, Richter & Hampton LLP
23
Oct
British Airways Faces Significantly Reduced £20M Fine for GDPR Breach Faegre Drinker
23
Oct
SEC Adopts Amendments to Modernize Auditor Independence Rules Katten
23
Oct
IRS and Treasury Department Release Last Set of Final Regulations on Bonus Depreciation Bracewell LLP
23
Oct
FCA Publishes New and Updated Whistleblowing Webpages Katten
23
Oct
New York Issues Much-Anticipated Guidance on Taxation of Telecommuting Employees McDermott Will & Emery
23
Oct
Banking Agencies Issue Proposed Rule Addressing Role of Supervisory Guidance Katten
23
Oct
New Cyber Fraud Reporting Platform! Foley & Lardner LLP

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