December 15, 2017

Securities, SEC, & Financial Institution Law News

The National Law Review features the latest news and legal developments affecting all participants in the financial services industry. We cover news on debt finance, U.S. futures exchanges, broker-dealers, insolvency and restructuring, financial services technology (“FinTech”), and investment management, as well as regulatory rules issued by the Commodities and Futures Exchange Commission (“CFTC”), the Federal Reserve, and Financial Industry Regulatory Authority, Inc. (“FINRA”). Analysis includes compliance under finance laws including the Dodd Frank Wall Street Reform and Consumer Protection Act, the Federal Reserve Act, Gramm-Leach-Bliley Act, Fair Credit Reporting Act, Equal Credit Opportunity Act and more.

Along with Financial Services, National Law Review also has comprehensive coverage involving securities regulation and enforcement actions by the Securities and Exchange Commission (“SEC”).  We feature regular articles on the SEC, and how to best respond to enforcement actions and reporting requirements and how to comply with new regulations and changes in securities law and litigation.  Additionally, the National Law Review has comprehensive coverage of whistleblower regulations and news about whistleblower awards.

Date Title Organization
14
Dec
NLRB Overrules Browning-Ferris Joint Employer Standard, Reinstates Former Test Jackson Lewis P.C.
14
Dec
Maintaining Confidentiality While Navigating Cross-Border Transactions McDermott Will & Emery
14
Dec
City of Chicago Department of Finance Changes the Terms of its Voluntary Disclosure Program Horwood Marcus & Berk Chartered
14
Dec
NDI Checkpoint Webinar Recording: 2018 Proxy Season Preview [VIDEO] Foley & Lardner LLP
14
Dec
CFPB’s Ombudsman’s Office issues sixth annual report Ballard Spahr LLP
14
Dec
Trump Board Overrules Workplace Rules Analysis Jackson Lewis P.C.
14
Dec
Blockchain Energizer – Volume 19: December 14, 2017 K&L Gates
14
Dec
Court Rules that Law Firm’s Oral Summaries to SEC of Interview Notes and Memoranda Constitutes Waiver of Work Product Protection Drinker Biddle & Reath LLP
14
Dec
New York Governor Bolsters Freedom of Information Law Ballard Spahr LLP
14
Dec
U.S. FCC Repeals 2015 Net Neutrality Rules; Impact on Digital Health Solutions Debated Covington & Burling LLP
14
Dec
Federal Banking Agencies Propose to Simplify Capital Regulations … or Did They? Jones Walker LLP
14
Dec
Contract Corner: Software License Checklist for Licensees: 20 Issues to Consider When Working from the Vendor’s Form (Part 2) Morgan, Lewis & Bockius LLP
14
Dec
Developer-Buyer Beware: Calling Assumed Improvement Bonds In North Carolina Can Be Complex Womble Bond Dickinson (US) LLP
14
Dec
Contract Corner: Software License Checklist for Licensees: 20 Issues to Consider When Working from the Vendor’s Form (Part 1) Morgan, Lewis & Bockius LLP
14
Dec
December 14, 2017 - Securities Group News: Bitcoin: Where Speculation (Likely) Meets Securities Regulation Murtha Cullina
14
Dec
Marijuana Businesses Barred from the Bankruptcy Courts: But How Far Will the Bar Extend? Squire Patton Boggs (US) LLP
14
Dec
San Francisco Publishes “Best Practices” Checklist as New Lactation Ordinance Becomes Effective January 1, 2018 Polsinelli PC
14
Dec
UK Finance Publishes MIFD 2 Guidelines Womble Bond Dickinson (US) LLP
14
Dec
Federal Circuit Partially Lifts Ban on Education Department’s Default Collection Efforts; Court of Federal Claims Orders Corrective Action by January 2018 Ballard Spahr LLP
14
Dec
New North Carolina Law Provides Mechanism for Prosecuting Worker Misclassification Womble Bond Dickinson (US) LLP

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