January 23, 2022

Volume XII, Number 23

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
23
Jan
Key Takeaways | Finding and Structuring Development Capital for Renewable Platforms and Projects [VIDEO] McDermott Will & Emery
22
Jan
New Notifiable Events may Trump Criminal Sanctions as the Biggest Potential Disruptor of Corporate Activity Squire Patton Boggs (US) LLP
21
Jan
CFPB Bans Payment Processor for Engaging in Fraudulent Practices Sheppard, Mullin, Richter & Hampton LLP
21
Jan
OCC: Bank Regulation Would Mitigate Crypto Risk Sheppard, Mullin, Richter & Hampton LLP
21
Jan
In the Wake of the Surfside Tragedy Fannie Mae and Freddie Mac Issue “Temporary” Requirements for Condominiums and Cooperatives Stark & Stark
21
Jan
Notification Threshold Under the Hart-Scott-Rodino Act Increased to $101 Million McDermott Will & Emery
21
Jan
Federal Reserve Examines Pros and Cons of a Central Bank Digital Currency Sheppard, Mullin, Richter & Hampton LLP
21
Jan
SEC Awards More than $40 Million to Four Whistleblowers Kohn, Kohn & Colapinto
21
Jan
Diversity, Inclusion & Equity Training for Boards – Not Just a Compliance Exercise Jackson Lewis P.C.
21
Jan
Form SHC for the 2021 Calendar Year is Due on March 4, 2022 Vedder Price
21
Jan
Companies (Strategic Report) (Climate-related Financial Disclosure) Regulations 2022 Squire Patton Boggs (US) LLP
21
Jan
Seventh Circuit Reverses Dismissal of Derivative Action Based on Forum Clause as Applied to Federal Claim Proskauer Rose LLP
21
Jan
The Expanding Green Horizon: EU and UK ESG Regulatory Considerations and Developments for 2022 Proskauer Rose LLP
21
Jan
Outsourcing for Law Firms: How to Seek Assistance PracticePanther
21
Jan
Why No Change Is Not An Option Allen Matkins Leck Gamble Mallory & Natsis LLP
21
Jan
2022 Environmental, Health, and Safety Outlook for Manufacturers Robinson & Cole LLP
21
Jan
Bylaw Notice Requirements - "Return to Sender, Address Unknown. No Such Number, No Such Zone." Allen Matkins Leck Gamble Mallory & Natsis LLP
21
Jan
Ransomware: An Enterprise Risk for the Unprepared Bracewell LLP
21
Jan
Better Markets’ Report Documents the Success of the SEC Whistleblower Program Zuckerman Law
20
Jan
New Attribution Requirement Denies Foreign Tax Credits for Certain Withholding Taxes (and Other Taxes) McDermott Will & Emery

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