Financial, Securities & Commodity Law | The National Law Review

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date	Title	Organization
28 Jun	Passage of Bankruptcy Threshold Adjustment and Technical Corrections Act	Miller Canfield
28 Jun	Does An Apple a Day Keep the Union At Bay? Nope.	Barnes & Thornburg LLP
28 Jun	What the C-Suite and Board Should Know About the New CCO Certification Requirement from DOJ	K&L Gates
28 Jun	FinCEN Requests Public Comments on Potential No-Action Letter Process	Squire Patton Boggs (US) LLP
28 Jun	What To Know About the New Colorado False Claims Act	Foley & Lardner LLP
28 Jun	Illinois Bankruptcy Court: Preliminary Distributions Lock Subchapter V Plan	ArentFox Schiff LLP
28 Jun	Litigation Minute: Has The Supreme Cour Left ESG Class Actions A Leg To Stand On?	K&L Gates
28 Jun	COVID-19 Pandemic is Not a ‘Natural Disaster’ Under WARN Act, Federal Appeals Court Holds	Jackson Lewis P.C.
28 Jun	Must A Nonprofit Abnegate Private Gain?	Allen Matkins Leck Gamble Mallory & Natsis LLP
28 Jun	UK Regulator Ready to Take on Visa/Mastercard Payment Networks	K&L Gates
28 Jun	Was There a Rainbow Connection? Arkansas Court Allows Religious Discrimination Case to Go Forward over Apron Symbol	Bradley Arant Boult Cummings LLP
28 Jun	What Should We Do About the Draft CPRA Regulations?: Collection and Notice	Sheppard, Mullin, Richter & Hampton LLP
28 Jun	Court Affirmed Summary Judgment For Bank On Non-Customer’s Aiding And Abetting Breach Of Fiduciary Duty Claim	Winstead
27 Jun	Subscription Service Businesses Take Notice: Amendments to California’s Automatic Renewal Law Are Here	Polsinelli PC
27 Jun	New Amendments to ICSID Rules Come into Effect July 1	McDermott Will & Emery
27 Jun	Partner Had Capacity To Sue Other Partner For Breach Of Fiduciary Duty	Winstead
27 Jun	DOJ’s New Settlement Policy Demonstrates Increased Focus on Robust Compliance Programs	Polsinelli PC
27 Jun	Inflation’s Impact – IRS Makes Mid-Year Mileage Reimbursement Adjustment as Employers Implement New Wage Strategies to Retain Workers	Foley & Lardner LLP
27 Jun	CFTC: Agency Prepared to Regulate Crypto	Sheppard, Mullin, Richter & Hampton LLP
27 Jun	Subchapter V—Fourth Circuit Rules Not a Panacea for the Dishonest Debtor	Nelson Mullins