Financial, Securities & Banking | The National Law Review

The National Law Review features the latest news and legal developments affecting all participants in the financial services industry. We cover news on debt finance, U.S. futures exchanges, broker-dealers, insolvency and restructuring, financial services technology (“FinTech”), and investment management, as well as regulatory rules issued by the Commodities and Futures Exchange Commission (“CFTC”), the Federal Reserve, and Financial Industry Regulatory Authority, Inc. (“FINRA”). Analysis includes compliance under finance laws including the Dodd Frank Wall Street Reform and Consumer Protection Act, the Federal Reserve Act, Gramm-Leach-Bliley Act, Fair Credit Reporting Act, Equal Credit Opportunity Act and more.

Along with Financial Services, National Law Review also has comprehensive coverage involving securities regulation and enforcement actions by the Securities and Exchange Commission (“SEC”). We feature regular articles on the SEC, and how to best respond to enforcement actions and reporting requirements and how to comply with new regulations and changes in securities law and litigation. Additionally, the National Law Review has comprehensive coverage of whistleblower regulations and news about whistleblower awards.

Date	Title	Organization
20 Oct	The Right Investors for your Start-up - Best Investors Guide Your Success [VIDEO]	Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
20 Oct	Third-Party Bad Faith Is Dead Again!	Steptoe & Johnson PLLC
20 Oct	Investor Returns - Investors Look For More Than Just Great Technology [VIDEO]	Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
20 Oct	EU Commission’s First Annual Review Confirms Adequacy of the EU-U.S. Privacy Shield	Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
20 Oct	Startup Valuation - Why VCs Ask For Your Company's Valuation [VIDEO]	Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
20 Oct	Professor Bainbridge Precises Corporate Philanthropy	Allen Matkins Leck Gamble Mallory & Natsis LLP
20 Oct	Managing Your Board of Directors - Why Honest, Open Communication Matters [VIDEO]	Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
20 Oct	Industry Report calls for National Internet of Things Strategy	Jackson Lewis P.C.
20 Oct	Suspicious Activity Reports Rarely Provide “Operational Value” to Law Enforcement Investigations	Ballard Spahr LLP
19 Oct	Conference Of State Bank Supervisors Names Fintech Advisory Panel Members	Ballard Spahr LLP
19 Oct	CFPB Student Loan Ombudsman Issues Sixth Annual Report	Ballard Spahr LLP
19 Oct	IRS Announces Employee Benefit Plan Limits for 2018	McDermott Will & Emery
19 Oct	Avoid Rookie Entrepreneur Mistakes - Asking the Right, Experienced People [VIDEO]	Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
19 Oct	Court Finds ELANY Has No Power to Sue to Collect Stamping Fees	Squire Patton Boggs (US) LLP
19 Oct	CFPB Releases Consumer Protection Principles For Consumer-Authorized Sharing Of Financial Information	Ballard Spahr LLP
19 Oct	Blockchain Energizer – Volume 15	K&L Gates
19 Oct	NIST Small Business Cybersecurity Act Passes in the House	Morgan, Lewis & Bockius LLP
19 Oct	Chancery Court Dismisses Claims Against Defendants and Holds that the Transactional Structure in M&F Worldwide Applies to Conflicted One Sided Controller Transactions	K&L Gates
19 Oct	European Fund Finance Market Update	Cadwalader, Wickersham & Taft LLP
19 Oct	How Small Businesses Can Prepare for the Next Natural Disaster	Risk and Insurance Management Society, Inc. (RIMS)

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