February 27, 2020

February 27, 2020

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February 26, 2020

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February 25, 2020

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February 24, 2020

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
27
Feb
U.S. Supreme Court Denies Bid to Review Dismissal of Challenge to Pay-To-Play Rule Proskauer Rose LLP
27
Feb
Managing the Commercial Impact of the Coronavirus: An Effective Supply Chain Response Plan Foley & Lardner LLP
27
Feb
Unanimous Supreme Court Restricts Application of Federal Common Law and Invalidates Bob Richards Doctrine in Tax Refund Disputes Greenberg Traurig, LLP
27
Feb
Coronavirus: Workplace Considerations Related to Global Supply Shortages and Employee Travel Varnum LLP
27
Feb
Court Of Appeal Confirms That No Special Rules Apply To Regulators When It Comes To Documents Protected By Legal Professional Privilege Squire Patton Boggs (US) LLP
27
Feb
LLC Interests - Securities Or Not? Allen Matkins Leck Gamble Mallory & Natsis LLP
26
Feb
Coronavirus: Factors for the Insurance Industry to Consider − Part 1 Business Interruption Wilson Elser Moskowitz Edelman & Dicker LLP
26
Feb
The Supreme Court Defines Actual Knowledge Jackson Lewis P.C.
26
Feb
When You Agree to Buy Out Partner Upon Death and Fail to Do So Don’t Expect Your Insurer to Defend You Squire Patton Boggs (US) LLP
26
Feb
FCRA Alert: the Spike Is No Fluke Squire Patton Boggs (US) LLP
26
Feb
SEC Guidance on Key Performance Indicators and Metrics in MD&A and Three New MD&A C&DIs Mintz
26
Feb
Income Share Agreements: A Promising New Education Financing Tool in Need of Greater Federal Regulatory Clarity Reed Smith LLP
26
Feb
New IRS Guidance on Section 45Q Carbon Capture and Sequestration Tax Credits: Key Preliminary Takeaways for Potential Market Participants Sheppard, Mullin, Richter & Hampton LLP
26
Feb
MintzEdge Entrepreneur Perspective: Startup Space [PODCAST] Mintz
26
Feb
Preparing Your Business For the Coronavirus Squire Patton Boggs (US) LLP
26
Feb
Proposed SEC Amendments Expand Pool of Accredited Investors Varnum LLP
26
Feb
Closing the 8-K Insider Trading Gap Mintz
26
Feb
Will The DBO's New Name Confuse Investors? Allen Matkins Leck Gamble Mallory & Natsis LLP
25
Feb
Industry Groups Seek Broad Calling Safe Harbor Squire Patton Boggs (US) LLP
25
Feb
Best Interest Standard of Care for Advisors #26 Faegre Drinker

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