May 26, 2022

Volume XII, Number 146

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
26
May
Working through the new EU SCCs? European Commission Releases FAQs Sheppard, Mullin, Richter & Hampton LLP
26
May
CFPB Uses Springtime To Grow Authority Jones Walker LLP
26
May
Asia Pacific Legal Market Summary And Partner Moves - May 2022 Major Lindsey & Africa
26
May
Florida Gov. Signs Bill that Defines ‘Virtual Currency’ and Eases Licensing Restrictions on Certain Virtual Currency Transactions in the State Greenberg Traurig, LLP
26
May
How Changing Beneficial Ownership Reporting May Impact Activism Jones Walker LLP
26
May
Borrower/Lender Disagreements in PPP Loan Forgiveness Applications Epstein Becker & Green, P.C.
26
May
SEC Anti-Greenwashing Rules Approved At Hearing CMBG3 Law
26
May
SEC Announces Disclosures and Rules Changes Intended to Combat "Greenwashing" Mintz
26
May
Can A Corporation Pledge Its Own Shares? Allen Matkins Leck Gamble Mallory & Natsis LLP
26
May
Managing the LIBOR Transition in GCC Islamic Financings [VIDEO] Bracewell LLP
26
May
ESG Task Force Climate Settlement Is First Of Many To Come CMBG3 Law
25
May
Attorney-Client Privilege Issues: Illinois Corporations and Other Jurisdictions ArentFox Schiff LLP
25
May
Update on Securities and Exchange Commission’s Landmark Proposed Climate-Change Disclosure Rulemaking Bracewell LLP
25
May
SCOTUS Cert Recap: Venue For Constitutional Challenges To SEC Proceedings, Plus Scope Of The Federal Post-Conviction ‘Safety-Valve’ Barnes & Thornburg LLP
25
May
Second Circuit Reverses Dismissal of Securities Claim Alleging Failure to Disclose SEC Investigation Proskauer Rose LLP
25
May
Reminder: San Francisco’s Family Friendly Workplace Amended Ordinance Takes Effect July 2022 Sheppard, Mullin, Richter & Hampton LLP
25
May
California Supreme Court Holds Meal Period Premiums Are “Wages” and May Trigger Wage Statement and Waiting Time Penalties Sheppard, Mullin, Richter & Hampton LLP
25
May
Supreme Court Rules That Prejudice Is Not a Required Element To Establish Waiver of an Agreement To Arbitrate ArentFox Schiff LLP
25
May
UK Sanctions Update - Ban on Services and Prevention of Disinformation K&L Gates
25
May
Whose Law Applies To LLC Alter Ego Claims? Allen Matkins Leck Gamble Mallory & Natsis LLP

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