January 28, 2022

Volume XII, Number 28

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
27
Jan
DFPI Reminds Licensees to Submit Annual Reports by March 15 Sheppard, Mullin, Richter & Hampton LLP
27
Jan
Uyghur Forced Labor Prevention Act – Comment Period Open until March 10, 2022 Foley & Lardner LLP
27
Jan
Cal/OSHA Enters the New Year With Expanded Enforcement Authority Hunton Andrews Kurth
27
Jan
CFPB Addresses “Confusion” Over Earned Wage Access Program Sheppard, Mullin, Richter & Hampton LLP
27
Jan
OSHA’s Next Steps with the Vaccine or Test Rule Varnum LLP
27
Jan
Potential Pitfalls When Using Music in Social Media Marketing Katten
27
Jan
California Supreme Court Resolves Confusion Regarding the Burden Shifting Standard for Whistleblower Retaliation Claims Jackson Lewis P.C.
27
Jan
CFPB Requests Comments on “Buy Now, Pay Later” Sheppard, Mullin, Richter & Hampton LLP
27
Jan
Life in The Fast Lane: How Urban Car Ads Depicting 'Street Art' Can Backfire Katten
27
Jan
Client Alert: Amendment to the New York City Human Rights Law Norris McLaughlin P.A.
27
Jan
California Property Tax Exemptions for Nonprofits – Annual Filings Due Feb. 15, 2022 Greenberg Traurig, LLP
27
Jan
New Tools in the Fight Against Counterfeit Pharmaceuticals Barnes & Thornburg LLP
27
Jan
Nigeria’s Upstream Petroleum Sector - Looking Back at 2021 and Looking Ahead in 2022 Bracewell LLP
27
Jan
CISA Warns “Every Organization” in U.S. to Assess + Respond to Cyber Risks Robinson & Cole LLP
27
Jan
Industrial Robotics Use Rising Foley & Lardner LLP
27
Jan
TN Visas as a Work Visa Option for Manufacturing Companies to Hire From Mexico, Canada Jackson Lewis P.C.
27
Jan
NAD Finds Emojis Communicate Clear Messages in Advertising Katten
27
Jan
DOL Workplace Posters: Same Requirements, Higher Consequences for Noncompliance Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
27
Jan
New Year, New Requirements for New York Employers Katten
27
Jan
New Poll Underscores Growing Support for National Data Privacy Legislation Robinson & Cole LLP

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