Financial, Securities & Commodity Law | The National Law Review

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date	Title	Organization
25 Sep	The Outdoor Network: Preparing for Claims with Jim Hughes [PODCAST]	Bracewell LLP
25 Sep	Wearing Many Hats [PODCAST]	Bracewell LLP
24 Sep	New California Law Imposes Strict Quota on Warehouse Distribution Centers (This Means You, Amazon!)	Proskauer Rose LLP
24 Sep	Ransom Demands: To Pay or Not to Pay?	Wilson Elser Moskowitz Edelman & Dicker LLP
24 Sep	New York State Issues Updated Model Workplace Safety Plans and FAQ Guidance Under the HERO Act	Proskauer Rose LLP
24 Sep	Los Angeles County to Require Proof of Vaccination at Certain Indoor Establishments – for Both On-Site Employees and Patrons	Epstein Becker & Green, P.C.
24 Sep	The Battle over BLACK IRISH Liqueur	Norris McLaughlin P.A.
24 Sep	District Court Finds Equitable Relief Not Available to Private Litigants Under FCRA	Womble Bond Dickinson (US) LLP
24 Sep	Whistleblower Receives $36 Million from SEC	Kohn, Kohn & Colapinto
24 Sep	Beijing Patent Attorney Association Research Shows Chinese Patent Drafting is 1/4 the Price of U.S. Patent Drafting	Schwegman, Lundberg & Woessner, P.A.
24 Sep	Massachusetts Department of Revenue Stops Applying COVID-19 Telecommuting Policy, Returns to Location of Work Performed	McDermott Will & Emery
24 Sep	What Do I Need to Know About Eminent Domain Compensation?	Roetzel & Andress LPA
24 Sep	TCPA QUICK HITTER: No Discovery, No Judgment–TCPA Defendant Stuck in Case After it Failed to Ask for Critical Evidence	Squire Patton Boggs (US) LLP
24 Sep	Catching Up on the 2021 Clean Water Act Releases	Robinson & Cole LLP
24 Sep	Court Upholds Termination of Employee Who Used Prescription Medication That Was Prescribed 5 Years Earlier	Jackson Lewis P.C.
24 Sep	Courts Have Authority to Strike Unmanageable PAGA Claims, Says CA Court of Appeals	Hunton Andrews Kurth
24 Sep	Over $1 Billion Whistleblower Awards Paid to Date by the SEC	Proskauer Rose LLP
24 Sep	Department of the Treasury Issues New Advisory Regarding Ransomware Payments	Polsinelli PC
24 Sep	Proposed Tax Legislation Would Dramatically Impact Private Wealth Planning	Katten
24 Sep	Where To Find Common Stock In The California General Corporation Law	Allen Matkins Leck Gamble Mallory & Natsis LLP