Financial, Securities & Commodity Law | The National Law Review

The National Law Review features the latest news and legal developments affecting all participants in the financial services industry. We cover news on debt finance, U.S. futures exchanges, broker-dealers, insolvency and restructuring, financial services technology (“FinTech”), and investment management, as well as regulatory rules issued by the Commodities and Futures Exchange Commission (“CFTC”), the Federal Reserve, and Financial Industry Regulatory Authority, Inc. (“FINRA”). Analysis includes compliance under finance laws including the Dodd Frank Wall Street Reform and Consumer Protection Act, the Federal Reserve Act, Gramm-Leach-Bliley Act, Fair Credit Reporting Act, Equal Credit Opportunity Act and more.

Along with Financial Services, National Law Review also has comprehensive coverage involving securities regulation and enforcement actions by the Securities and Exchange Commission (“SEC”). We feature regular articles on the SEC, and how to best respond to enforcement actions and reporting requirements and how to comply with new regulations and changes in securities law and litigation. Additionally, the National Law Review has comprehensive coverage of whistleblower regulations and news about whistleblower awards.

Date	Title	Organization
23 Apr	Bill to Require Issuance of Guidance by CFPB Introduced in House	Ballard Spahr LLP
23 Apr	EU Court’s Analysis of “Competitive Disadvantage” in Rare Price Discrimination Case	Covington & Burling LLP
23 Apr	Senate Votes to Roll Back Auto Industry Lending Guidance from Consumer Financial Protection Bureau	Foley & Lardner LLP
23 Apr	Bridging the Week: April 16 to 20 and April 23, 2018 (Actual Delivery, Manipulative or Deceptive Devices; NY AG Sweep; ATS Breakdown) [VIDEO]	Katten Muchin Rosenman LLP
23 Apr	The Memberless LLC And Diversity	Allen Matkins Leck Gamble Mallory & Natsis LLP
22 Apr	Proskauer’s Study Examines 2017 IPOs	Proskauer Rose LLP
22 Apr	EBA Publishes Report Regarding ITS on Reporting for Resolution Plans Under the EU BRRD	Katten Muchin Rosenman LLP
21 Apr	Second Annual Survey on Trends in Private Credit Markets	Proskauer Rose LLP
21 Apr	ECON Publishes Proposed Amendments to Prudential Supervision of Investment Firms Directive	Katten Muchin Rosenman LLP
20 Apr	CFTC’s Division of Swap Dealer and Intermediary Oversight Extends Exemptive Relief From CFTC Regulations 4.7 and 4.2 Requirement to Prepare Financial Statements in Accordance With US GAAP	Katten Muchin Rosenman LLP
20 Apr	FINRA Publishes Regulatory Notice Regarding 2018 GASB Accounting Support Fee	Katten Muchin Rosenman LLP
20 Apr	SEC Proposes Best Interest Standard for Broker-Dealers	Katten Muchin Rosenman LLP
20 Apr	European Parliament Adopts Fifth Money Laundering Directive	Katten Muchin Rosenman LLP
20 Apr	Austrac, ATO, and Asic Discuss Their Regulatory Views on ICO's	K&L Gates
19 Apr	Expediting Bid Protests	Bilzin Sumberg
19 Apr	Cybersecurity Three Minute Check In Series: Does the GDPR Apply to a US Business? [VIDEO]	Murtha Cullina
19 Apr	SEC Staff Issues Risk Alert on the Six Most Frequent Fee and Expense Compliance Issues	Proskauer Rose LLP
19 Apr	Failure to follow deemed consent procedure did not invalidate appointment	Squire Patton Boggs (US) LLP
19 Apr	New York Attorney General Launches Fact-Finding Mission into Virtual Currency Exchanges	K&L Gates
19 Apr	German Federal Civil Court strengthens Leasing Receivables Securitisation, Factoring and Asset Based Lending in the Lessor’s Insolvency	Squire Patton Boggs (US) LLP

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