June 5, 2023

Volume XIII, Number 156

Advertisement
Advertisement

June 04, 2023

Subscribe to Latest Legal News and Analysis

June 03, 2023

Subscribe to Latest Legal News and Analysis

Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
5
Jun
Supreme Court Decision Cements Employers’ Ability to Sue for Strike Destruction Proskauer Rose LLP
5
Jun
Airline Sued Over Claims That it is “First Carbon-Neutral Airline” Cadwalader, Wickersham & Taft LLP
4
Jun
En Banc Ninth Circuit Upholds Delaware-Forum Bylaw That Prevents Assertion of Federal Proxy Claim in Derivative Action Proskauer Rose LLP
4
Jun
SEC Issues Largest Whistleblower Bounty Award Ever To One Individual Proskauer Rose LLP
4
Jun
French Insider Episode 22: French Investments in the U.S. Wine Industry with Jean Hoefliger of JH Wine Consulting [Podcast] Sheppard, Mullin, Richter & Hampton LLP
4
Jun
Compliance Update — Insights and Highlights May 2023 Jones Walker LLP
4
Jun
Minnesota Legalizes Recreational Marijuana, Protects Off-Duty Use Jackson Lewis P.C.
4
Jun
FDA Cracking Down on Unapproved HCT/Ps with Fourth Untitled Letter of 2023 Sheppard, Mullin, Richter & Hampton LLP
4
Jun
Supreme Court Requires Traceability for Securities Act Claims Arising from Direct Listings Proskauer Rose LLP
3
Jun
The Fact That Plaintiff Does Not Exist Does Not Deprive Court Of Jurisdiction To Allow Curative Amendment Allen Matkins Leck Gamble Mallory & Natsis LLP
3
Jun
Delta Hit With Greenwashing Lawsuit Over Carbon Neutral Claims Robinson & Cole LLP
3
Jun
Can UK Administrators Apply For Conditional Discharge of Liability? Squire Patton Boggs (US) LLP
3
Jun
Georgia Introduces New Commercial Financing Disclosure Requirements Sheppard, Mullin, Richter & Hampton LLP
3
Jun
Irish Supervisory Authority "Poking" at Meta's GDPR Practices K&L Gates
3
Jun
U.S. Supreme Court: Federal Labor Law Does Not Bar State Torts for Intentional Destruction of Co. Property Jackson Lewis P.C.
2
Jun
Upcoming NYSE and NASDAQ Clawback Requirements Jones Walker LLP
2
Jun
NLRB Issues Memo on Non-competes Violating NLRA Jones Walker LLP
2
Jun
Montana’s Comprehensive Privacy Law Signed by the Governor Squire Patton Boggs (US) LLP
2
Jun
Pennsylvania AG Targets Rent-to-Own Company for Alleged Deceptive and Predatory Practices Sheppard, Mullin, Richter & Hampton LLP
2
Jun
A Long Hot Summer: Effective Variable Rates Subject to Increase (Irrespective of General Market Conditions) ArentFox Schiff LLP

Pages

Advertisement
Advertisement
Advertisement