Financial, Securities & Banking | The National Law Review

The National Law Review features the latest news and legal developments affecting all participants in the financial services industry. We cover news on debt finance, U.S. futures exchanges, broker-dealers, insolvency and restructuring, financial services technology (“FinTech”), and investment management, as well as regulatory rules issued by the Commodities and Futures Exchange Commission (“CFTC”), the Federal Reserve, and Financial Industry Regulatory Authority, Inc. (“FINRA”). Analysis includes compliance under finance laws including the Dodd Frank Wall Street Reform and Consumer Protection Act, the Federal Reserve Act, Gramm-Leach-Bliley Act, Fair Credit Reporting Act, Equal Credit Opportunity Act and more.

Along with Financial Services, National Law Review also has comprehensive coverage involving securities regulation and enforcement actions by the Securities and Exchange Commission (“SEC”). We feature regular articles on the SEC, and how to best respond to enforcement actions and reporting requirements and how to comply with new regulations and changes in securities law and litigation. Additionally, the National Law Review has comprehensive coverage of whistleblower regulations and news about whistleblower awards.

Date	Title	Organization
20 Jul	Virgin Islands Enacts New Third Party Administrator Law	Polsinelli PC
20 Jul	Is It Time to Update Your Contract's SSAE Audit Language?	Morgan, Lewis & Bockius LLP
20 Jul	Plaintiffs Pedal Their Way to Preliminary Approval: Cody v. SoulCycle Inc.	Drinker Biddle & Reath LLP
20 Jul	Contract Corner: Liquidated Damages Clauses	Morgan, Lewis & Bockius LLP
20 Jul	New Partnership Audit Rules Apply Beginning January 1, 2018: Is Your Business Ready?	K&L Gates
20 Jul	Acting Comptroller Noreika Addresses Challenges to OCC’s Fintech Charter	Covington & Burling LLP
20 Jul	Impact of DOL Fiduciary Rule on Broker-Dealers: Recommending Annuities to IRA Investors	Drinker Biddle & Reath LLP
20 Jul	Proposed APRA Powers over Non-Bank Lenders	K&L Gates
20 Jul	Delaware Court of Chancery Holds Stockholder not Bound by Stock Transfer Restrictions not Noted on Stock Certificates	K&L Gates
20 Jul	Case Of Wholly Owned, But Not Totally Held, Subsidiary That May Or May Not Be 100% Owned	Allen Matkins Leck Gamble Mallory & Natsis LLP
20 Jul	Sixth Circuit Gives CFPB Rare Loss on Merits by Granting Summary Judgment on Respa Section 8 Claims	K&L Gates
20 Jul	Protecting Your Business from Wildfires	Risk and Insurance Management Society, Inc. (RIMS)
19 Jul	HSAs and the ERISA Fiduciary Rule: What Employers Should Know	Michael Best & Friedrich LLP
19 Jul	Chairman Clayton Outlines His “Guiding Principles” for SEC	Vedder Price
19 Jul	Yellen Floats Possible Regulatory Changes in Senate Testimony	Covington & Burling LLP
19 Jul	No Experience? No Problem! 3 New Tools For Your Daubert Toolkit	IMS ExpertServices
19 Jul	Ninth Circuit Court Declines To Impose Alter Ego Liability On LLC’s President	Allen Matkins Leck Gamble Mallory & Natsis LLP
18 Jul	Task Force on Climate-Related Financial Disclosures Report Will Shape Future Expectations for Climate-Related Financial Disclosures	Beveridge & Diamond PC
18 Jul	DOL’s RFI and Recommendation of Annuities- Interesting Angles on DOL’s Fiduciary Rule #55	Drinker Biddle & Reath LLP
18 Jul	CFPB Proposes to Ease HMDA Reporting Requirements for Community Banks and Credit Unions	Covington & Burling LLP

Securities, SEC, & Financial Institution Law News

Pages

LATEST LEGAL NEWS & ANALYSIS

TRENDING LEGAL ANALYSIS

Upcoming Legal Education Events