January 24, 2021

Volume XI, Number 24

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January 22, 2021

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
24
Jan
COVID-19: US State Policy Report – January 22, 2021 Squire Patton Boggs (US) LLP
22
Jan
Investment Management Legal and Regulatory Update - January 2021 Godfrey & Kahn S.C.
22
Jan
COVID-19: Comfort Zones - Overview of Business and Social Restrictions in New England Pierce Atwood LLP
22
Jan
Sorry, Charlie: Federal Court Rejects FCRA Preemption as Basis for Removal Squire Patton Boggs (US) LLP
22
Jan
One Free Bite?: Court Holds That a Seller Can Avoid TCPA Liability By Immediately Terminating Vendor That Made Illegal Calls Squire Patton Boggs (US) LLP
22
Jan
So Many Confusing Terms! Is a service provider (CCPA) really the same thing as a processor (GDPR)? Greenberg Traurig, LLP
22
Jan
Biden Immigration Activity on Day One: Taking Down the Walls (US) Squire Patton Boggs (US) LLP
22
Jan
Amendment to New York City’s Fair Chance Act Further Prohibits Employers from Basing Personnel Decisions on Criminal History Wilson Elser Moskowitz Edelman & Dicker LLP
22
Jan
What Step Do Most Businesses Take in Their Privacy Policies to Avoid M&A Issues From Arising? Greenberg Traurig, LLP
22
Jan
Mexico’s General Health Law Regulations for the Production, Investigation, and Medicinal Use of Cannabis and Derivatives Greenberg Traurig, LLP
22
Jan
HHS Freezes Rule Affecting Community Health Center’s 340B Drug Discounts Dinsmore & Shohl LLP
22
Jan
President Biden Fires NLRB General Counsel and His Successor Barnes & Thornburg LLP
22
Jan
Transatlantic Trade | US and Europe – Week of January 18, 2021 Squire Patton Boggs (US) LLP
22
Jan
CFTC Staff Provides Limited Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19 Katten
22
Jan
Remote Online Testing Available for Candidates Seeking to Take Futures Industry Proficiency Examinations Katten
22
Jan
Once More Into The Breach - Or Should That Be Conflict? Allen Matkins Leck Gamble Mallory & Natsis LLP
22
Jan
FCA Reminds UK Firms to Regularly Review Their Regulatory Permission Katten
22
Jan
President Biden Installs Two Deputy Assistant Secretaries at Workplace Safety and Health Agency to Jump-Start Agenda Greenberg Traurig, LLP
22
Jan
CDC Expands Guidance on Workplace SARS-CoV-2 Testing to Require Informed Consent Jackson Lewis P.C.
22
Jan
Third Circuit Clarifies Sufficiency Of Discussions Of Social Security Disability Insurance Awards In Adverse Disability Benefit Determinations Under Pre-2018 ERISA Claims Procedure Regulation Robinson & Cole LLP

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