October 20, 2017

Securities, SEC, & Financial Institution Law News

The National Law Review features the latest news and legal developments affecting all participants in the financial services industry. We cover news on debt finance, U.S. futures exchanges, broker-dealers, insolvency and restructuring, financial services technology (“FinTech”), and investment management, as well as regulatory rules issued by the Commodities and Futures Exchange Commission (“CFTC”), the Federal Reserve, and Financial Industry Regulatory Authority, Inc. (“FINRA”). Analysis includes compliance under finance laws including the Dodd Frank Wall Street Reform and Consumer Protection Act, the Federal Reserve Act, Gramm-Leach-Bliley Act, Fair Credit Reporting Act, Equal Credit Opportunity Act and more.

Along with Financial Services, National Law Review also has comprehensive coverage involving securities regulation and enforcement actions by the Securities and Exchange Commission (“SEC”).  We feature regular articles on the SEC, and how to best respond to enforcement actions and reporting requirements and how to comply with new regulations and changes in securities law and litigation.  Additionally, the National Law Review has comprehensive coverage of whistleblower regulations and news about whistleblower awards.

Date Title Organization
20
Oct
The Right Investors for your Start-up - Best Investors Guide Your Success [VIDEO] Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
20
Oct
Third-Party Bad Faith Is Dead Again! Steptoe & Johnson PLLC
20
Oct
Investor Returns - Investors Look For More Than Just Great Technology [VIDEO] Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
20
Oct
EU Commission’s First Annual Review Confirms Adequacy of the EU-U.S. Privacy Shield Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
20
Oct
Startup Valuation - Why VCs Ask For Your Company's Valuation [VIDEO] Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
20
Oct
Professor Bainbridge Precises Corporate Philanthropy Allen Matkins Leck Gamble Mallory & Natsis LLP
20
Oct
Managing Your Board of Directors - Why Honest, Open Communication Matters [VIDEO] Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
20
Oct
Industry Report calls for National Internet of Things Strategy Jackson Lewis P.C.
20
Oct
Suspicious Activity Reports Rarely Provide “Operational Value” to Law Enforcement Investigations Ballard Spahr LLP
19
Oct
Conference Of State Bank Supervisors Names Fintech Advisory Panel Members Ballard Spahr LLP
19
Oct
CFPB Student Loan Ombudsman Issues Sixth Annual Report Ballard Spahr LLP
19
Oct
IRS Announces Employee Benefit Plan Limits for 2018 McDermott Will & Emery
19
Oct
Avoid Rookie Entrepreneur Mistakes - Asking the Right, Experienced People [VIDEO] Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
19
Oct
Court Finds ELANY Has No Power to Sue to Collect Stamping Fees Squire Patton Boggs (US) LLP
19
Oct
CFPB Releases Consumer Protection Principles For Consumer-Authorized Sharing Of Financial Information Ballard Spahr LLP
19
Oct
Blockchain Energizer – Volume 15 K&L Gates
19
Oct
NIST Small Business Cybersecurity Act Passes in the House Morgan, Lewis & Bockius LLP
19
Oct
Chancery Court Dismisses Claims Against Defendants and Holds that the Transactional Structure in M&F Worldwide Applies to Conflicted One Sided Controller Transactions K&L Gates
19
Oct
European Fund Finance Market Update Cadwalader, Wickersham & Taft LLP
19
Oct
How Small Businesses Can Prepare for the Next Natural Disaster Risk and Insurance Management Society, Inc. (RIMS)

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