Securities SEC

Published between:
Published Title Organization
Aug
22
2025
Not Just Copyright Litigation: Companies Increasingly Face ‘AI Washing’ Claims Barnes & Thornburg LLP
Aug
22
2025
Banking and Digital Assets: Key Takeaways from the President’s Working Group Report Foley & Lardner LLP
Aug
22
2025
SEC v. TZP Management Associates, LLC: Insights Into Private Fund Enforcement Priorites Under Chair Atkins Proskauer Rose LLP
Aug
21
2025
Blockchain+ Bi-Weekly—SEC Issues Guidance Regarding Liquid Staking Tokens and Trial of Privacy Technology Developer Ends in Mixed Verdict Polsinelli PC
Aug
20
2025
This is Finally the End: The Ripple Case Concludes as Predicted Antonin Scalia Law School, George Mason University
Aug
20
2025
Second Circuit Vacates Fraud Conviction in First Crypto “Insider Trading” Case Sheppard, Mullin, Richter & Hampton LLP
Aug
20
2025
SEC Targets Broker-Dealers for Reg BI Violations Bradley Arant Boult Cummings LLP
Aug
19
2025
United States: The White House Working Group on Digital Asset Markets Report: Establishing Clear Regulation Based on a Digital Assets Taxonomy K&L Gates LLP
Aug
19
2025
A Fiduciary’s Next Steps After Trump’s August 2025 Executive Order: Opening the 401(k) Door to Alternative Investments Jackson Lewis P.C.
Aug
18
2025
Remember to Enroll in EDGAR Next by September 12 Hunton Andrews Kurth
Aug
18
2025
EO Seeks to Expand Access to Alternative Asset Investments in Retirement Plans ArentFox Schiff LLP
Aug
14
2025
President’s Working Group Report Lays Foundation for U.S. Crypto Market Structure Sheppard, Mullin, Richter & Hampton LLP
Aug
13
2025
Three Key Reasons Why Securities Class Actions Are Failing on Material Misrepresentation Grounds in the District of Massachusetts Pierce Atwood LLP
Aug
11
2025
Common Issues with Appealing Dodd-Frank Whistleblower Award Denials Kohn, Kohn & Colapinto
Aug
11
2025
SEC Approves In-Kind Creation and Redemption for Crypto Exchange-Traded Products Katten
Aug
8
2025
United States: US$12.2 Trillion Opportunity–Executive Order Paves the Way for Easier 401(k) Plan Access to Alternative Investments K&L Gates LLP
Aug
8
2025
Trump Signs Executive Order Directing the DOL and SEC to Facilitate 401(k) Plan Access to Alternative Assets Proskauer Rose LLP
Aug
7
2025
Hitting the Snooze Button: CFTC Staff Issues Relief Intended to Reduce Burdens of Swap Data Notification Requirements Katten
Aug
7
2025
Tokenization of Real-World Assets: Opportunities, Challenges and the Path Ahead Katten
Aug
6
2025
Liquid Staking Clears the Howey Hurdle Katten
Aug
6
2025
A CAT-astrophic Funding Model? Court Sends SEC Back to the Drawing Board Katten
Aug
6
2025
A Cautionary Tale - State AGs Prevail with a Lump of Coal for Major Investment Firms Holtzman Vogel Baran Torchinsky & Josefiak PLLC
Aug
6
2025
Derivatives and Securities Dealers’ Pre-Hedging of Client Trades Faces Potential New Rules Bracewell LLP
Aug
4
2025
CFTC Issues No-Action Relief for SEFs on Order Book Obligations Katten
Aug
4
2025
SEC Announces George Botic to Serve as Acting Chair of the PCAOB Inside Public Accounting
Aug
1
2025
Deadline Approaches for Comments on NASAA Proposed Model Franchise Broker Law Polsinelli PC
Aug
1
2025
United States: Going for Two! SEC Approves Multi-Crypto Asset ETP K&L Gates LLP
Aug
1
2025
White House Charts New Course for Digital Asset Policy Katten
Aug
1
2025
Sustainable Energy & Infrastructure Litigation Updates — August 2025 Mintz
Aug
1
2025
United States: In Cash or In-Kind—EC Approves Options for Creations and Redemptions of Crypto ETP Shares K&L Gates LLP
Aug
1
2025
HMRC Publishes Draft Legislation for New UK Carried Interest Tax Regime Katten
Aug
1
2025
Treasury Postpones Effective Date of Investment Adviser AML Rule ArentFox Schiff LLP
Jul
31
2025
Payment Stablecoins Get "Smart" (or GENIUS-like) Katten
Jul
31
2025
Sustainability Under the Microscope: ESMA’s Reality Check Proskauer Rose LLP
Jul
30
2025
SEC Approves In-Kind Creations and Redemptions for Crypto ETPs Greenberg Traurig, LLP
 
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