Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Sep
13
2024
 Cancelled in March 2024: Requirements for UK High Net Worth and Self-Certified Investors Changing From 31 January 2024 Proskauer Rose LLP
Mar
17
2025
 UK Sanctions Update: OFSI Releases Financial Services Threat Assessment – Part 2 Squire Patton Boggs (US) LLP
Nov
17
2015
 Treasury/IRS Publishes Final Hybrid Plan Regulations Morgan, Lewis & Bockius LLP
Jul
27
2016
 Connecticut Foreclosures: Judgment of Loss Mitigation – Good, Bad or Unnecessary? Murtha Cullina
Nov
18
2016
 DOL Prevails In First Challenge to the Conflict of Interest Rule and Related Exemptions Proskauer Rose LLP
Mar
9
2020
 Weekly IRS Roundup March 2 – 6, 2020 McDermott Will & Schulte LLP
Mar
14
2024
 SEC Approves Sweeping New Climate Disclosure Rule: Key Takeaways Mintz
Jul
23
2015
 Executive Compensation SEC Proposed Rules Giordano, Halleran & Ciesla, P.C.
Mar
17
2016
 Federal Reserve System Requests Comments on Proposed Single-Counterparty Credit Limits Cadwalader, Wickersham & Taft LLP
Apr
11
2018
 New Record for Dodd-Frank Whistleblowers – Employment Law This Week [VIDEO] Epstein Becker & Green, P.C.
Aug
29
2014
 Commodity Futures Trading Commission (CFTC) Staff Issues Interpretation of Secured Amount Depository Requirements Katten
Feb
22
2022
 Federal Court Gives Rare Refusal for Final Sign Off on Data Privacy Class Action Settlement, Faulting Low Take Rate and Excessive Fees Squire Patton Boggs (US) LLP
Jul
21
2022
 Eleventh Circuit Bolsters Preference Defense by Holding That 503(b)(9) Claims Do Not Reduce the Subsequent New Value Defense Miller Canfield
Jun
11
2013
 Federal Court Rules That Issuers Face Strict Liability for Erroneous Statements About Legal Compliance in Registration Statements, Even if They Did Not Know the Statements Were False Mintz
Oct
23
2017
 Momentive U-turn: Efficient Market Cramdown Rate Gains Momentum with Second Circuit Decision Bracewell LLP
Dec
18
2018
 Possibility of Wrongdoing Constitutes Proper Purpose in Section 220 Proceeding K&L Gates LLP
Aug
3
2019
 Pending CFIUS Filing: Elastic N.V. and Endgame Inc. Squire Patton Boggs (US) LLP
Jan
3
2013
 New FINRA Rule 5123 Regarding Private Placements of Securities Effective December 3, 2012 Mintz
Apr
7
2019
 Three COVID-19 Relief Packages Done — What Comes Next? Polsinelli PC
Oct
17
2022
 Australia: Regulatory Update – 17 October 2022 K&L Gates LLP
Sep
16
2024
 Emergency Congressional Action Needed to Save CFTC Whistleblower Program Kohn, Kohn & Colapinto
Nov
21
2016
 SEC Hands Out Millions While Leaving Public In Dark Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
15
2024
 Louisiana Becomes Latest State to Introduce Commercial Financing Disclosure Legislation Sheppard, Mullin, Richter & Hampton LLP
Apr
3
2015
 SEC Uses Books and Records and Internal Control Regulations to Extend Reach of Actions Beyond Fraud Faegre Drinker
Mar
19
2016
 The Effect of Financial Instruments and Exchange Act of Japan Article 63 Amendments on Existing Article 63 Exemption Operators Morgan, Lewis & Bockius LLP
Apr
13
2018
 Federal Financial Institutions Examination Council Cautions Companies Not to Over-Rely On Cyber Insurance in Lieu of Robust Security Controls Squire Patton Boggs (US) LLP
Apr
25
2023
 U.S. Executive Branch Update – April 25, 2023 Squire Patton Boggs (US) LLP
Dec
14
2014
 SEC Approves Municipal Securities Rulemaking Board (MSRB) Best Execution Rule Katten
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