Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Jun
7
2022
 10 Impactful Provisions of The Lummis-Gillibrand Bill K&L Gates LLP
Aug
3
2012
 CFTC Adopts Rule Implementing the Dodd-Frank End-User Exception to Mandatory Swap Clearing Requirement Hunton Andrews Kurth
Nov
21
2013
 Office of the Comptroller of the Currency "OCC" Issues Bulletin On Risk Management of Third-Party Relationships ArentFox Schiff LLP
May
11
2015
 SEC Proposes Pay Versus Performance Disclosure Rule Hunton Andrews Kurth
Sep
12
2016
 Hensarling Chooses CHOICE; CFTC Moves Forward with Priorities as Nominees Pending Confirmation, Administration Outlines Approach to Correspondent Banking
Jan
3
2017
 Substantial Activity Through Correspondent Bank in New York Creates Personal Jurisdiction Over Foreign Bank Defendant Horwood Marcus & Berk Chartered
Aug
10
2017
 CFPB Releases New Prototype Overdraft Disclosures Covington & Burling LLP
Mar
25
2020
 West Virginia’s Governor Ensures Financial and Insurance Services are Essential Dinsmore & Shohl LLP
Jul
3
2024
 Non-Financial Misconduct – A Guide for HR, Part 2 (UK): FCA Proposals – What Will They Change? Squire Patton Boggs (US) LLP
Sep
28
2021
 A Creditor’s Perspective: The Bankruptcy Trustee: Friend or Foe? Nelson Mullins
Apr
2
2025
 El-Husseiny v Invest Bank – Expanding Office Holder Claims? (UK) Squire Patton Boggs (US) LLP
Aug
9
2011
 SEC Delays Planned Adoption Date for Several Executive Compensation Provisions Under the Dodd-Frank Act Morgan, Lewis & Bockius LLP
Feb
23
2013
 International Regulators Publish "Near-Final" Draft of Uncleared Swap Margin Rules Katten
Aug
30
2015
 Bridging the Week: August 17 - 21 and 24, 2015 - Block Trades, Front Running, Failure to Supervise, Conflicted Audit, Exempt Clearinghouse Katten
May
2
2016
 Bridging the Week: Report Cards; EFRPs; Market Disruption; HFT; Algorithmic Trading; Cybersecurity [VIDEO] Katten
May
25
2018
 SEC Division of Investment Management Director Dalia Blass Discusses Standard of Conduct Rulemaking Proposals and Liquidity Risk Management at PLI Investment Management Institute Vedder Price
Dec
30
2019
 The SEC's Resource Extraction Rule - A Long Time Coming Allen Matkins Leck Gamble Mallory & Natsis LLP
Aug
25
2023
 Maine Office of Securities Enforcement Update Pierce Atwood LLP
Apr
8
2024
 New T+1 Settlement Cycle Takes Effect May 28th Proskauer Rose LLP
Feb
26
2021
 When “Six Eyes” Just Aren’t Enough Cadwalader, Wickersham & Taft LLP
Jun
3
2014
 L.A. Sues JPMorgan Over Discriminatory Mortgage Lending Practices Bilzin Sumberg
Jan
31
2018
 Cryptocurrency 2018: When the Law Catches up with the Game - Changing Technology K&L Gates LLP
Sep
10
2019
 Upcoming/New CFIUS Filing: Tonghao Information Technology, and UTStarcom Holdings Corp. Squire Patton Boggs (US) LLP
Jun
21
2023
 IRS Issues Notice 2023-44 Clarifying the 48C Program Application Process and Timeline Mintz
Oct
30
2023
 U.S. Antidumping Law On Vietnam Squire Patton Boggs (US) LLP
Mar
14
2023
 FAQs In Light of Uncertain Financial Times Foley & Lardner LLP
May
9
2019
 Valuing a Consulting Firm After a Key Person Departure K&L Gates LLP
May
18
2021
 Under Armour Inc. Pulls Sales Forward, SEC and Stockholders Push Back Proskauer Rose LLP
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