Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Jun
10
2016
 FINRA Announces Modifications to IARD Accounting System Katten
Oct
28
2019
 SEC Staff Issues Guidance on Performance and Fee Disclosure Vedder Price
May
8
2020
 FINRA Warns of Fraudulent Phishing Emails Purporting to be from FINRA Katten
May
26
2021
 Stakeholder Survey Begins on Nanomaterials Available in EU Market Bergeson & Campbell, P.C.
Oct
11
2022
 European Commission presents report to the European Parliament and Council on the functioning of the EU Securitisation Regulation Cadwalader, Wickersham & Taft LLP
Jun
24
2019
 House and Senate to Hold Hearings Focused on Fintech, Artificial intelligence Ballard Spahr LLP
Jul
1
2022
 SEC Solicits Comments on Whether Index Providers, Model Portfolio Providers, and Pricing Services Are Investment Advisors: Seeking a Problem for A "Solution" K&L Gates LLP
Apr
10
2023
 Understanding the Impact of the Economic Crime and Corporate Transparency Bill on Companies’ Risk Exposure Ankura
Dec
9
2024
 2024 Year-End Estate Planning: Retirement Planning Katten
Dec
15
2017
 ESMA Publishes New/Updated Q&As on MiFID II, Commodity Derivatives, EMIR and MAR Katten
Jan
9
2023
 Investment Esoterica: A Stockless Triptych Norris McLaughlin P.A.
Aug
22
2023
 2023 Updates to the Illinois Mortgage Foreclosure Law and Property Registration Considerations for Lenders in Illinois Chuhak & Tecson, P.C.
Oct
30
2023
 Weekly IRS Roundup October 23 – October 27, 2023 McDermott Will & Schulte LLP
Apr
22
2013
 Steve Antonakes, Acting Deputy Director of the Consumer Financial Protection Bureau (CFPB), Addresses Bankers Katten
Aug
30
2013
 SEC Requires Admission of Wrongdoing as Part of Settlement Katten
Jun
9
2017
 FINRA Issues Notice Regarding Disruptive Quoting and Trading Activity Rule Changes Katten
Sep
26
2017
 Contributions to European Commission Public Consultation on FinTech K&L Gates LLP
Sep
2
2020
 Massachusetts Securities Division Begins Enforcement Of New State Fiduciary Conduct Standard Mintz
Feb
27
2025
 President Trump Signs New Executive Order: “Implementing the President’s ‘Department of Government Efficiency’ Cost Efficiency Initiative”—What Federal Contractors Need to Know Blank Rome LLP
Oct
5
2012
 State AGs Challenge Legality of New Dodd-Frank Regulatory Group Ifrah Law
Feb
19
2015
 A New Year And A New Arizona Anti-Deficiency Statute re: Mortgages Lewis Roca Rothgerber LLP
Oct
26
2016
 FINRA Submits Proposed Rules to the SEC to Address Financial Exploitation of Seniors K&L Gates LLP
Feb
14
2017
 Update on the USDOL Conflict of Interest Rule and Related Exemptions Proskauer Rose LLP
Jul
6
2020
 SEC Staff Issues No-Action Letter Regarding Fund Participation in the Federal Reserve Board’s 2020 Term Asset-Backed Loan Facility Vedder Price
Jan
27
2021
 PPP Update: New Round with Some New Rules Robinson & Cole LLP
Jul
6
2021
 Three Key Considerations for Fund Sponsors when Participating in Bankruptcy Proceedings Proskauer Rose LLP
Oct
19
2021
 Claw Backs And Preemption Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul
14
2014
 Big Banks Argue that Shorter Limitations Period Should Apply to MBS (Mortgage Backed Securities) Claims Bilzin Sumberg
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