Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Apr
5
2016
 Private Equity Investors, Controlled Groups, and Pension Liability, Oh, My! Morgan, Lewis & Bockius LLP
Mar
18
2020
 When is a Cross-Trade a Principal Trade? SEC Brings Enforcement Action Against a Fund Manager That Appears not to Have Understood Proskauer Rose LLP
Aug
4
2020
 COVID-19: Washington State Resource for Individuals Dealing with COVID Financial Impacts K&L Gates LLP
Nov
17
2023
 IRS Announced 2024 COL Adjustments for Estate, Gift Tax Exclusion Amounts Miller Canfield
Mar
25
2024
 Take Aways from the 2024 MIT Climate and Energy Prize Semi-Final’s Panel on Paths to Scale an Early-Stage Venture Mintz
Jan
3
2025
 Massachusetts Revamps Its Money Transmission Law K&L Gates LLP
Sep
12
2014
 Foreign Account Tax Compliance Act (FATCA) for Private Funds: Key Considerations Vedder Price
Apr
10
2015
 U.S. Court of Appeals Reinstates Shareholder Class Action against Schwab Alleging Various Claims Relating to Violation of Fundamental Investment Policies Vedder Price
Jan
2
2019
 CFPB Releases Seventh Annual Report to Congress on College Credit Card Agreements Ballard Spahr LLP
Jun
2
2020
 CFIUS Clearance: Huatai Securities, AssetMark Financial Holdings and WBI OBS Financial Squire Patton Boggs (US) LLP
Jul
27
2022
 The Trust Accounting Guide for Lawyers PracticePanther
Sep
8
2023
 The SEC’s Sudden Impact on NFTs! Sheppard, Mullin, Richter & Hampton LLP
Sep
26
2024
 Non-Financial Misconduct in the UK: A Thoughtful Initiative or a Hastily Conceived Concept? Squire Patton Boggs (US) LLP
Dec
4
2015
 SEC Policy Change: Voluntary Disclosure Now Required for DPA/NPA Resolutions in FCPA Cases Morgan, Lewis & Bockius LLP
Nov
2
2017
 LIBOR – Living On Borrowed Time? Squire Patton Boggs (US) LLP
Aug
20
2018
 OCC Bulletin Allows CRA Downgrades For Evidence Of Discriminatory Credit Practices Ballard Spahr LLP
Mar
2
2022
 ESG: Yogi of Dalal Street Nishith Desai Associates
May
3
2022
 SEC Steps Up Enforcement Activities in Crypto Markets Greenberg Traurig, LLP
Jul
10
2025
 CFPB Funding Cut Nearly 50% by “One Big Beautiful Bill Act” Sheppard, Mullin, Richter & Hampton LLP
Aug
5
2015
 Who Can Source Investors For EB-5 Projects: The World of Finders, Consultants, Attorneys, and Broker Dealers Greenberg Traurig, LLP
Jul
25
2017
 New CFPB Arbitration Rule Already Under Attack Proskauer Rose LLP
Aug
16
2019
 European Commission Publishes Communication on Its Equivalence Policy With Non-EU Countries Katten
Jan
10
2022
 Failure to File a HC1 Form (even if Inadvertent) Could Result in An Administrator Facing Criminal Prosecution Squire Patton Boggs (US) LLP
May
26
2012
 Recent SEC Enforcement Actions Signal Shift to More Proactive Approach to Hedge Fund Regulation Vedder Price
Feb
4
2013
 Federal Reserve Announces Dates for Release of Stress Test and Comprehensive Capital Analysis and Review (CCAR) Results Katten
Aug
16
2016
 Recent SEC Charge Underscores Need to Scrutinize Employer-Imposed Agreements and Policies Faegre Drinker
Jan
11
2018
 FBAR Filing Deadline Further Extended Morgan, Lewis & Bockius LLP
Apr
20
2020
 A Spoonful of Sugar Helps With Regulation Financial Stability Board (FSB) Consultation on Global Stablecoins Polsinelli PC
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