Financial Institutions: Banking, Compliance, Debt

The Financial institutions and banking sectors are highly regulated in the US and throughout the world. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations. Both in the national and international realm, financial institutions are highly relied upon for financing, loans, and business deals. Because of this, the Federal Trade Commission, and agencies like the Federal Financial Institutions Examination Council (FFIEC) highly regulate the industry, and transactions which unfold on a daily basis.

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, block chain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also highly covered on the site.

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

International banking and financial institutions news are also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.

Date	Title	Organization
8 Jul	Key Changes to the Paycheck Protection Program - Updated July 8, 2020	Foley & Lardner LLP
8 Jul	Sanctions: Despite Post-Brexit Limbo, UK Finally Introduces Magnitsky Law	Greenberg Traurig, LLP
8 Jul	PPP Updates: Extension of the Application Deadline, Disclosure of PPP Borrowers Receiving Greater than $150,000 in PPP Loans, and the “Owner-Employee” Dilemma	Sheppard, Mullin, Richter & Hampton LLP
8 Jul	Interplay of Main Street Lending Program Documents (the Rights and Role of the Main Street SPV)	Sheppard, Mullin, Richter & Hampton LLP
8 Jul	TCPA Plaintiffs’ Lawyers Continue to Get Slapped Around in RICO Conspiracy Case	Squire Patton Boggs (US) LLP
8 Jul	CFPB Issues Factsheet On TRID Title Insurance Disclosures And Updates TRID FAQ	Sheppard, Mullin, Richter & Hampton LLP
8 Jul	CFTC Withdraws Regulation AT and Proposes New Electronic Trading Risk Principles	Faegre Drinker
7 Jul	Interplay of Main Street Lending Program Documents: the Rights and Role of the Main Street	Sheppard, Mullin, Richter & Hampton LLP
7 Jul	More Caring: New CARES Act Guidance For Retirement And Nonqualified Plans	McDermott Will & Emery
7 Jul	Forensic Report Deemed Not Privileged: Capital One Ordered to Release Report	Hunton Andrews Kurth
7 Jul	Mixed Message: Supreme Court Holds Government-Backed Debt Exemption Invalid But Also Finds TCPA Doesn’t Apply to Government at All	Squire Patton Boggs (US) LLP
7 Jul	NYSE Extends Waiver of Certain Shareholder Approval Requirements as a Result of Coronavirus (COVID-19)	Mintz
7 Jul	SEC Amends Financial Reporting Rules for Investment Company Business Combination Transactions	Vedder Price
7 Jul	Death by a Thousand Cuts? Supreme Court Finds Government Debt Exception to TCPA Unconstitutional, Opening Door to Similar Attacks on FCC Regulations	Sheppard, Mullin, Richter & Hampton LLP
7 Jul	Corporate Credit Facility Update: Latest New York Fed Guidance on CCF Programs	Proskauer Rose LLP
7 Jul	FDIC Follows OCC Lead in Attempt to Clarify Madden Uncertainty	Greenberg Traurig, LLP
7 Jul	Senate Banking Committee Considers Digitization of Money	Hunton Andrews Kurth
7 Jul	FCA victory against law breaking pension introducers	Squire Patton Boggs (US) LLP
6 Jul	Coronavirus Impact on Economic Development Credit and Incentive Agreements	Foley & Lardner LLP
6 Jul	SEC Staff Issues No-Action Letter Regarding Fund Participation in the Federal Reserve Board’s 2020 Term Asset-Backed Loan Facility	Vedder Price
6 Jul	It’s Ba-ack! OCC Planning A New Fintech Charter: “Payments Charter 1.0”	K&L Gates
6 Jul	PPP Updates: Borrower Details Released, Application Extension & Revisions to Forgiveness Application Timing	Womble Bond Dickinson (US) LLP
6 Jul	Supreme Court Strikes Down Government-Backed Debt Exception; TCPA Stands	Womble Bond Dickinson (US) LLP
6 Jul	Telecom Alert — 3.5 GHz Band Auction Qualified Bidders; Flexible Financing for Rural America Act; FCC Increases Rural Health Care Funding Cap; House Passes Moving Forward Act — Vol. XVII, Issue 27	Keller and Heckman LLP
6 Jul	DOJ/SEC Release New Edition of FCPA Resource Guide	Foley & Lardner LLP
6 Jul	SEC Staff Reverses Position on State Control Share Statutes for Closed-End Funds	Vedder Price
6 Jul	Looking Past the Face of the Shiny Penny: Check the Fine Print of All Private Company Investments	Winstead
6 Jul	LIBOR Preparedness Exams Are Coming – Is Your Firm Ready?	Katten
6 Jul	CFTC Cancels and Replaces Proposed Regulation AT	Greenberg Traurig, LLP
6 Jul	The Geometry and Trigonometry of the Corporate Insolvency and Governance Act – What Is the Final Pensions Angle?	Squire Patton Boggs (US) LLP
6 Jul	New Pressure for Pensions’ Scams Inquiry	Squire Patton Boggs (US) LLP
3 Jul	Nota Bene Episode 87: What Buyers and Sellers Need to Know About Distressed Financial Transactions with Ariel Yehezkel [VIDEO]	Sheppard, Mullin, Richter & Hampton LLP
3 Jul	The State of the PPP	Godfrey & Kahn S.C.
3 Jul	tPR vows to protect long-term savers	Squire Patton Boggs (US) LLP
3 Jul	Regulation Round Up: June 2020	Proskauer Rose LLP
2 Jul	SEC Issues Additional Disclosure Guidance in Response to COVID-19	Polsinelli PC
2 Jul	ERISA Pension Plan Liability? 10th Circuit Rules in Favor of Foreign Parent of U.S. Subsidiary	Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
2 Jul	Volcker Rule Amended to Permit Venture Fund, Credit Fund and Other New Investments	Polsinelli PC
2 Jul	ICO Teams Up with CMA and Ofcom in Digital Regulation Cooperation Forum	Hunton Andrews Kurth
2 Jul	UPDATE: European Commission Publishes its Report on the Impact of the Interchange Fee Regulations	Proskauer Rose LLP
2 Jul	Seila Law LLC v. Consumer Financial Protection Bureau: Has the Supreme Court Tamed or Empowered the CFPB?	Cadwalader, Wickersham & Taft LLP
2 Jul	Dutch Ultimate Beneficial Owner (UBO) Register Implementation	Greenberg Traurig, LLP
2 Jul	Senate & House Advance PPP Extension: Setting Stage for Next COVID-19 Stimulus Package	Mintz
1 Jul	FinCEN Issues Guidance to Financial Institutions on Hemp-Related Due Diligence	Greenberg Traurig, LLP
1 Jul	The Mark Hotel Borrower Granted Injunction Delaying Mezzanine Lender’s Foreclosure Sale	Cadwalader, Wickersham & Taft LLP
1 Jul	Did Your Firm or Client Take a PPP Loan? That Information is About to Become Public	Hennes Communications
1 Jul	More FCRA Complaints Means More FCRA Changes in the Works	Squire Patton Boggs (US) LLP
1 Jul	COVID-19: A New Relief for EMI Option Holders	Squire Patton Boggs (US) LLP
1 Jul	Supreme Court Update: June Medical Services v. Russo (No. 18-1323), Seila Law LLC v. Consumer Financial Protection Bureau (No. 19-7), and Agency for International Development v. Alliance for Open Society International (No. 19-177)	Wiggin and Dana LLP
1 Jul	Department of Labor Proposal Would Curtail ESG Investing	Proskauer Rose LLP