Financial Institutions: Banking, Compliance, Debt

The Financial institutions and banking sectors are highly regulated in the US and throughout the world. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations. Both in the national and international realm, financial institutions are highly relied upon for financing, loans, and business deals. Because of this, the Federal Trade Commission, and agencies like the Federal Financial Institutions Examination Council (FFIEC) highly regulate the industry, and transactions which unfold on a daily basis.

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, block chain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also highly covered on the site.

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

International banking and financial institutions news are also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.

Date	Title	Organization
23 Jul	More Money, More Problems: Top Legal Issues Facing Real Estate Fund Managers Moving Beyond Their First Fund	Allen Matkins Leck Gamble Mallory & Natsis LLP
23 Jul	What Does Rule 144 Have To Do With Dissenters Rights?	Allen Matkins Leck Gamble Mallory & Natsis LLP
23 Jul	Hospital Price Transparency: CMS Issues Proposed Rule to Increase Penalties for Larger Hospitals Violating Disclosure Requirements	Foley & Lardner LLP
23 Jul	It's About (Payment) Time…	K&L Gates
22 Jul	Supreme Court Provides Additional Guidance on FCRA Standing	Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
22 Jul	Court’s Dismissal of Data Breach Litigation Reiterates Importance of Strategic, Informed Decisions Early on Regarding Choice of Law and Nuances Among State Laws	Squire Patton Boggs (US) LLP
22 Jul	SEC’s Coinschedule Settlement Offers Mere “Clue-By-Enforcement” Into Whether Cryptocurrencies are Securities	Proskauer Rose LLP
22 Jul	Taxation of IDRS: Tribunal Holds Dividend from IDRS Taxable Under Do- Mestic Law, but Exempt as 'Other Income' Under Tax Treaty	Nishith Desai Associates
22 Jul	Payments Across the Globe Miniseries - Trends in Singapore [PODCAST]	K&L Gates
22 Jul	The Portfolio Company Playbook: Chapter 4 – Navigating Direct Liability Risks to the Fund	Proskauer Rose LLP
22 Jul	FTC Changes Course and Retains Care Labeling	Hunton Andrews Kurth
22 Jul	Anti-Money Laundering Act Update: Six Months In	Squire Patton Boggs (US) LLP
22 Jul	SEC Commissioner Pierce Criticizes Proposed ESG Regulations	Mintz
22 Jul	When One Party's Professional Decides The Sufficiency Of That Party's Performance	Allen Matkins Leck Gamble Mallory & Natsis LLP
22 Jul	California Breach Regulations Applicable to Health Care Facilities Align “Breach” Definition with HIPAA, Expand Reporting Obligations, and Clarify Penalty Structure	Foley & Lardner LLP
21 Jul	SBA’s Guidance on Requests to Honor SBA’s Guaranty of PPP Loan	Miller Canfield
21 Jul	The President’s Competition Order – One Week On	Cadwalader, Wickersham & Taft LLP
21 Jul	What Happens When The Corporation Can't Legally Pay Dissenting Shares?	Allen Matkins Leck Gamble Mallory & Natsis LLP
21 Jul	LIBOR: Q2 2021 Snapshot	McDermott Will & Emery
20 Jul	SEC Rule 10b5-1: Trading Plans, Recent Lessons and Likely Reforms to Come	Vedder Price
20 Jul	Huge Win for Private Student Loan Borrowers	Roetzel & Andress LPA
20 Jul	SEC Appoints Climate Counsel to Policy Team	Mintz
19 Jul	Inflation Bumps up 5.4% In June – Is It in Line with the Fed’s Plan? Fed Chair Powell Addresses House Financial Services Committee	Norris McLaughlin P.A.
19 Jul	Federal Agencies Request Comments on Risk Management Guidance for Third-Party Relationships	Sheppard, Mullin, Richter & Hampton LLP
19 Jul	CFPB Takes Action Against FinTech Company for Originating Unauthorized Loans	Sheppard, Mullin, Richter & Hampton LLP
19 Jul	Supreme Court Remands Securities Class Action Against Goldman Sachs Back to Second Circuit	K&L Gates
17 Jul	Transatlantic Trade \| US and Europe – Week of July 12, 2021	Squire Patton Boggs (US) LLP
16 Jul	Bank Regulators Propose Guidance on Risk Management of Third-Party Relationships	Nelson Mullins
16 Jul	FinCEN Announces Anti-Money Laundering Priorities	McDermott Will & Emery
16 Jul	Federal Banking Regulators Request Comment on Proposed Guidance for Third-Party Risk Management	Hunton Andrews Kurth
16 Jul	When is a Token More Than a Token? SEC Settlement over Anti-Touting Provision Raises Familiar Questions	Proskauer Rose LLP
16 Jul	President Biden Signs Executive Order Revitalizing Regulatory Oversight of Banks and Encouraging New Consumer-Friendly Portability Rules	Womble Bond Dickinson (US) LLP
16 Jul	Marketplace Lending Update #10: OCC’s True Lender Rule Is Repealed	Cadwalader, Wickersham & Taft LLP
16 Jul	Looking For Class? You Won't Find In The California Corporations Code	Allen Matkins Leck Gamble Mallory & Natsis LLP
15 Jul	SEC Charges SPAC, Sponsor, Merger Target and Ceos for Misleading Disclosures	McDermott Will & Emery
15 Jul	Department of Labor Exemption Impacts Investment Advice Fiduciaries	McDermott Will & Emery
15 Jul	Using Innovative Financing to Purchase and Deploy COVID-19 Vaccines [VIDEO]	McDermott Will & Emery
15 Jul	FHFA Releases Policy Statement On Fair Lending	Sheppard, Mullin, Richter & Hampton LLP
15 Jul	Preparing an Application for The SBA’s Community Navigator Program, from A Compliance Perspective	Squire Patton Boggs (US) LLP
15 Jul	Analysis of CFPB’s New Ability-to-Repay Rule for Qualified Mortgages	Dinsmore & Shohl LLP
15 Jul	Six Key Items to be Aware of Regarding the Social Loan Principles	Sheppard, Mullin, Richter & Hampton LLP
14 Jul	ESG - Recent Developments in Global Sustainable Finance	K&L Gates
14 Jul	SBA Will No Longer Require PPP Loan Necessity Questionnaire	Polsinelli PC
14 Jul	Beneficial Owner Has No Right To Inspect Delaware Corporation's Books Under California Law	Allen Matkins Leck Gamble Mallory & Natsis LLP
13 Jul	Supreme Court Addresses Class Action Standing in Ramirez Case: Requires “Concrete” Injury for Article III Standing for Class Members	Sheppard, Mullin, Richter & Hampton LLP
13 Jul	Pre-Settlement Lawsuit Funding: How Does It Work?	Tribeca Lawsuit Loans
13 Jul	Senator Focuses on New Challenges	Nelson Mullins
13 Jul	COVID-19: CFPB Narrows Servicers' Obligations in Final COVID-19 Mortgage Servicing Regulations	K&L Gates
13 Jul	Redemption?: Navient Walks Away With ATDS Win After All	Squire Patton Boggs (US) LLP
13 Jul	A Summary of Bank-Related Provisions of President Biden's July 9th Executive Order Promoting Competition	Ward and Smith, P.A.

July 23, 2021

Volume XI, Number 204

July 23, 2021

July 22, 2021

July 21, 2021

July 20, 2021

Financial Institutions & Banking

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