Financial Institutions Banking

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Published Title Organization
Oct
23
2020
 CFTC and Bank of England Sign Updated MOU for Supervision of Cross-Border Clearing Organizations Katten
Oct
23
2020
 FCA Publishes New and Updated Whistleblowing Webpages Katten
Oct
23
2020
 Banking Agencies Issue Proposed Rule Addressing Role of Supervisory Guidance Katten
Oct
23
2020
 CFTC Issues Staff Advisory on Virtual Currency & Approves Final Rule on Security Futures Margin Katten
Oct
23
2020
 FINRA Releases Information Notice on Cybersecurity Authentication Methods and Releases Regulatory Notice on Revised NAC Sanction Guidelines Katten
Oct
23
2020
 A Rash Of License Impersonators? Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
22
2020
 IRS Attacks Impact Investing With Flawed Logic: A Critical Review of the IRS Argument Polsinelli PC
Oct
22
2020
 PPP Update Jones Walker LLP
Oct
22
2020
 SEC Announces Record-Breaking Whistleblower Award of $114 Million Kohn, Kohn & Colapinto
Oct
22
2020
 New York Department of Financial Services Issues Report on Recent Twitter Hack Robinson & Cole LLP
Oct
22
2020
 SEC Speaks 2020: Enforcement and Examination Highlights K&L Gates LLP
Oct
22
2020
 UAE Ultimate Beneficial Ownership Regulations Bracewell LLP
Oct
22
2020
 PayPal Pushes Crypto Further into the Mainstream Hunton Andrews Kurth
Oct
22
2020
 With ESG, Things Aren’t Always As Green As They Seem Mintz
Oct
22
2020
 The Capital Gains Rate - Historical Perspectives on "Retroactive" Changes K&L Gates LLP
Oct
22
2020
 Inside Looking Out: Enforcing the Law Against a Market Designer Norris McLaughlin P.A.
Oct
22
2020
 US International Development Finance Corporation Releases Its Five-Year Strategy for Developing Countries Squire Patton Boggs (US) LLP
Oct
21
2020
 Plan Sponsor and Plan Administrator Escape 401(k) Plan Cybertheft Suit, But Recordkeeper Remains Faegre Drinker
Oct
21
2020
 ERISA/Cybersecurity Considerations in the COVID Age Foley & Lardner LLP
Oct
21
2020
 FinCEN Issues $60M Fine for Convertible Virtual Currency BSA Violations Hunton Andrews Kurth
Oct
21
2020
 Florida Appellate Court Shuts Down Financial Discovery on Employers: The Buck Stops Here Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Oct
21
2020
 SEC Proposes Exemptive Relief for Finders Faegre Drinker
Oct
20
2020
 Delaware Court of Chancery Finds Valuation of Stock Alone is Sufficient to Support Books and Records Request K&L Gates LLP
Oct
20
2020
 Paycheck Protection Program Forgiveness – New Simplified Application for Loans of $50,000 or Less Sherin and Lodgen LLP
Oct
20
2020
 401(k) Plan Sponsors—Do You Need to Start Tracking Hours for Your Part-Time Employees? Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Oct
20
2020
 Foreign Financial Institutions (Including Banks, Insurers, Brokers, Travel Agencies, and Others) Face U.S. Sanctions for “Significant” Transactions With Sanctioned Hong Kong Officials Wiggin and Dana LLP
Oct
20
2020
 COVID-19: UK Insolvency Reform - Scrutiny of Administration Pre-Pack Sales K&L Gates LLP
Oct
20
2020
 Understanding Your Disclosure Obligations to Your Investors Varnum LLP
Oct
20
2020
 We Heard You Missed Us – We’re Back! To Talk about Business Days. Squire Patton Boggs (US) LLP
Oct
19
2020
 SEC Proposal to Exempt Certain "Finders" from Broker-Dealer Registration May Allow Significant Capital Raising Activities by Non-Registered Persons Katten
Oct
19
2020
 2021 SEC Priorities in the Fund Space Foley & Lardner LLP
Oct
19
2020
 Proposed Amendments to Hart-Scott-Rodino Act Regulations Could Dramatically Expand Filing Obligations of Investment Managers K&L Gates LLP
Oct
19
2020
 Family Gift Planning — Perhaps the Best Time Is Now Mintz
Oct
19
2020
 CFIUS: Now More Complicated and More Expensive Dinsmore & Shohl LLP
Oct
19
2020
 Sustainable Finance: Green Loans and Sustainability-Linked Loans Bracewell LLP
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