Securities SEC

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Published Title Organization
Sep
5
2025
Ninth Circuit Affirms Dismissal of Securities Fraud Suit: Marketing Slogan Alone Not Actionable Under Section 10(b) and Rule 10b-5 Sheppard, Mullin, Richter & Hampton LLP
Sep
5
2025
Illinois Enacts Its Own Digital Assets Laws K&L Gates LLP
Sep
5
2025
China Newsletter | Q2 2025/Issue No. 64 Greenberg Traurig, LLP
Sep
5
2025
Shared Earnings Arrangements Offer Flexibility for Startups, Investors Varnum LLP
Sep
4
2025
Nasdaq Proposes Significant Changes to Initial and Continued Listing Standards Sheppard, Mullin, Richter & Hampton LLP
Sep
4
2025
CFTC-SEC Joint Statement Signals Accelerated Path to US Spot Crypto Trading Katten
Sep
3
2025
The Global Stablecoin: Stablecoin Regulatory Framework in Singapore K&L Gates LLP
Sep
3
2025
How New Texas Law Targets ESG Proxy Advice Bracewell LLP
Sep
3
2025
SEC Launches EDGAR Next: Mandatory Enrollment Deadline Approaches Stark & Stark
Sep
2
2025
What to Expect When You’re Expecting New Investors — Practical Steps Fund Managers Can Take to Prepare for Investments from Registered Funds and Defined Contribution Retirement Plans Proskauer Rose LLP
Sep
2
2025
Private Company Investments Are Attractive, But Not All That Glitters Turns into Gold: Put a Buy-Sell Agreement in Place Bradley Arant Boult Cummings LLP
Sep
2
2025
Setting the Record Straight: CFTC Staff Reaffirm the Commission’s FBOT Framework, Providing Clarity to Non-US Exchanges Katten
Sep
1
2025
FCA Findings Following UK Review of Algorithmic Trading Controls Katten
Aug
29
2025
Fifth Circuit Remands SEC Securities Lending and Short Sale Disclosure Rules Barnes & Thornburg LLP
Aug
28
2025
Investment Management Client Alert August 2025 K&L Gates LLP
Aug
27
2025
Executive Order Opens Door to Alternative Assets in 401(k)s: Key Considerations for Plan Fiduciaries Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Aug
27
2025
Just Over Two Weeks to Complete EDGAR Next Enrollment Katten
Aug
27
2025
Key Takeaways from the CFIUS 2024 Annual Report Blank Rome LLP
Aug
22
2025
Not Just Copyright Litigation: Companies Increasingly Face ‘AI Washing’ Claims Barnes & Thornburg LLP
Aug
22
2025
Banking and Digital Assets: Key Takeaways from the President’s Working Group Report Foley & Lardner LLP
Aug
22
2025
SEC v. TZP Management Associates, LLC: Insights Into Private Fund Enforcement Priorites Under Chair Atkins Proskauer Rose LLP
Aug
21
2025
Blockchain+ Bi-Weekly—SEC Issues Guidance Regarding Liquid Staking Tokens and Trial of Privacy Technology Developer Ends in Mixed Verdict Polsinelli PC
Aug
20
2025
This is Finally the End: The Ripple Case Concludes as Predicted Antonin Scalia Law School, George Mason University
Aug
20
2025
Second Circuit Vacates Fraud Conviction in First Crypto “Insider Trading” Case Sheppard, Mullin, Richter & Hampton LLP
Aug
20
2025
SEC Targets Broker-Dealers for Reg BI Violations Bradley Arant Boult Cummings LLP
Aug
19
2025
United States: The White House Working Group on Digital Asset Markets Report: Establishing Clear Regulation Based on a Digital Assets Taxonomy K&L Gates LLP
Aug
19
2025
A Fiduciary’s Next Steps After Trump’s August 2025 Executive Order: Opening the 401(k) Door to Alternative Investments Jackson Lewis P.C.
Aug
18
2025
Remember to Enroll in EDGAR Next by September 12 Hunton Andrews Kurth
Aug
18
2025
EO Seeks to Expand Access to Alternative Asset Investments in Retirement Plans ArentFox Schiff LLP
Aug
14
2025
President’s Working Group Report Lays Foundation for U.S. Crypto Market Structure Sheppard, Mullin, Richter & Hampton LLP
Aug
13
2025
Three Key Reasons Why Securities Class Actions Are Failing on Material Misrepresentation Grounds in the District of Massachusetts Pierce Atwood LLP
Aug
11
2025
Common Issues with Appealing Dodd-Frank Whistleblower Award Denials Kohn, Kohn & Colapinto
Aug
11
2025
SEC Approves In-Kind Creation and Redemption for Crypto Exchange-Traded Products Katten
Aug
8
2025
United States: US$12.2 Trillion Opportunity–Executive Order Paves the Way for Easier 401(k) Plan Access to Alternative Investments K&L Gates LLP
Aug
8
2025
Trump Signs Executive Order Directing the DOL and SEC to Facilitate 401(k) Plan Access to Alternative Assets Proskauer Rose LLP
 
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