| Oct 6 2017 |
Pay Ratio Disclosure is “On Schedule” |
Faegre Drinker |
| Oct 6 2017 |
SEC Provides Regulatory Relief to Companies Impacted by Recent Hurricanes |
Katten |
| Oct 6 2017 |
NASAA Issues Report On State Enforcement Actions |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 6 2017 |
Conflict Minerals Rule Faces Uncertain Future |
Keller and Heckman LLP |
| Oct 5 2017 |
Treasury Wine Decision Confirms Shift in Class Action Closure Process |
Mintz |
| Oct 4 2017 |
Bridging the Week by Gary DeWaal: September 18 to 22 and September 25, 2017 (My Affiliate’s Keeper?; CFTC Flexes Cryptocurrency Muscle; Can SEC Keep a Secret?) |
Katten |
| Oct 4 2017 |
Bridging the Week: September 11 to 15 and September 18, 2017 (ICOs; Digital Tokens; Spoofing; Advertising Standards) |
Katten |
| Oct 4 2017 |
Bridging the Weeks: August 28 to September 8 and September 11, 2017 (Retail Precious Metals Transactions; Spoofing and Market Manipulation; ICOs; Supervision) |
Katten |
| Oct 4 2017 |
Bridging the Week: September 25 to 29 and October 2, 2017 (Failure to Supervise Redux; Where Are the Digital Coins?; CFTC’s New Enforcement Math) |
Katten |
| Oct 3 2017 |
SEC ALJ Decision Shows Agency’s “Home Field Advantage” Has Its Limits |
Squire Patton Boggs (US) LLP |
| Oct 2 2017 |
Upcoming/New CFIUS Filing: Kuraray Co., Ltd. and Calgon Carbon Corporation |
Squire Patton Boggs (US) LLP |
| Oct 2 2017 |
SEC Wants to Collect More Information – But Can They Protect It? |
K&L Gates LLP |
| Oct 1 2017 |
Recent Trends in Employer Stock Plan Litigation |
The National Center for Employee Ownership |
| Sep 29 2017 |
The CFTC Wants You To Turn Yourself In |
Bracewell LLP |
| Sep 29 2017 |
SEC Chairman Testifies Before Senate Banking Committee |
Katten |
| Sep 29 2017 |
SEC and Division of Corporation Finance Issue New Pay Ratio Disclosure Guidance |
Katten |
| Sep 29 2017 |
Equifax and SEC Breaches Show You Can’t Hide from Hackers |
Wilson Elser Moskowitz Edelman & Dicker LLP |
| Sep 29 2017 |
Shortened T+2 Settlement Cycle for Securities Transactions is Implemented |
Covington & Burling LLP |
| Sep 29 2017 |
Does The SEC Have Exposure For Tipping Inside Information? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 28 2017 |
SEC Extends No-Action Relief Under The Loan Rule |
Faegre Drinker |
| Sep 28 2017 |
Hacking EDGAR And Insider Trading |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 27 2017 |
Director of the Division of Enforcement at the CFTC Discusses Enforcement Priorities and Implementation of Self-Reporting and Cooperation Credit Program |
Bracewell LLP |
| Sep 26 2017 |
FCPA Accounting Provisions Have Teeth: Halliburton to Pay $29.2 Million to Settle FCPA Charges |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 26 2017 |
SEC Announces Enforcement Division Cyber Specialty Unit |
Faegre Drinker |
| Sep 26 2017 |
Staff Addresses Family Trusts With Multistate Trustees |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 26 2017 |
At Last! Relaxation of Federal Securities Regulations for Private Company Stock Incentive Awards may be on the Horizon |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 26 2017 |
SEC Announces Most Frequent Advertising Rule Compliance Issues Identified in OCIE Examinations of Investment Advisers |
Faegre Drinker |
| Sep 25 2017 |
Who’s Watching the Watchdog? SEC Deals With Its Own Data Breach |
Barnes & Thornburg LLP |
| Sep 24 2017 |
Binary Options And Securities Regulation |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 24 2017 |
SEC Issues Risk Alert on the Most Frequent Advertising Rule Compliance Issues and Use of Accolades in Advertisements |
Proskauer Rose LLP |
| Sep 23 2017 |
FINRA Delays Rule 4210 Margining of Covered Agency Transactions to June 2018 |
Katten |
| Sep 22 2017 |
Implementation of Pay Ratio Disclosure Requirement Not Expected to Be Delayed |
Katten |
| Sep 22 2017 |
The Top Three Political Law Risks for Hedge Funds, Private Equity Funds, and Investment Firms |
Covington & Burling LLP |
| Sep 22 2017 |
Did The SEC’s Pay Ratio Guidance Miss Conjunction Junction? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 21 2017 |
Pay Ratio Compliance is Around the Corner; Is Your Company Ready? |
Womble Bond Dickinson (US) LLP |
