Securities SEC

Published between:
Published Title Organization
Jun
13
2025
SEC and CFTC Further Delay Form PF Compliance Date to October 1, 2025 Polsinelli PC
Jun
12
2025
DOJ Releases New Guidelines for FCPA Enforcement Kohn, Kohn & Colapinto
Jun
12
2025
On the Hot Seat: Brian Quintenz Faces Senate Spotlight in CFTC Confirmation Hearing Katten
Jun
12
2025
SEC Seeks Feedback on "Foreign Private Issuer" Definition and Accommodations Katten
Jun
11
2025
SEC Form PF Amendments Delayed Again Katten
Jun
11
2025
STOP! START AGAIN! JUST KIDDING, STOP AGAIN! SEC Provides 11th Hour Extension of Compliance Date for Amended Form PF K&L Gates LLP
Jun
11
2025
SEC Further Extends Form PF Compliance Date and Signals Broader Reconsideration Proskauer Rose LLP
Jun
11
2025
House Unveils CLARITY Act Hunton Andrews Kurth
Jun
10
2025
Investment Advisers to Launch AML Programs January 1, 2026 Hunton Andrews Kurth
Jun
9
2025
Regulation Round Up May 2025 Proskauer Rose LLP
Jun
7
2025
Federal Court Upholds SEC Regulations From First Trump Administration That Discourage Activist (ESG) Investors Mintz
Jun
6
2025
SEC Continues to Scrutinize Investment Adviser Fee Disclosures Bradley Arant Boult Cummings LLP
Jun
5
2025
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: June 5, 2025 Polsinelli PC
Jun
5
2025
FCPA & Anti-Corruption Enforcement: Shifting Global Dynamics in Light of New U.S. Regime Proskauer Rose LLP
Jun
5
2025
Canada Pauses Mandatory Climate Disclosure Rules Mintz
Jun
4
2025
Enforcement Priorities and Policy Changes Detailed at SEC Speaks Conference Womble Bond Dickinson (US) LLP
Jun
3
2025
United States: SEC’s Division of Corporation Finance Clarifies That Participation in Certain Proof-Of-Stake Activities Does Not Require SEC Registration K&L Gates LLP
Jun
3
2025
Key Takeaways From the SEC Enforcement Forum West Barnes & Thornburg LLP
Jun
3
2025
A Comparative Analysis of TXSE's Proposed Listing Standards Hunton Andrews Kurth
Jun
2
2025
Can There be Only One? The CFTC Faces an Unprecedented Moment with Potentially One Commissioner Katten
Jun
2
2025
SEC Staff Green Lights Various Staking Activities Katten
Jun
2
2025
SEC Staff Issues Statement on Protocol Staking Activities Hunton Andrews Kurth
May
30
2025
SEC Staff Declares Certain Protocol Staking Not a Security Transaction Greenberg Traurig, LLP
May
30
2025
Stay on Alert: CFTC Staff Reminds Registered Exchanges and Clearinghouses to Evaluate and Calibrate Their Volatility Control Mechanisms Katten
May
30
2025
A Gap in the Market for Corruption Enforcement Squire Patton Boggs (US) LLP
May
30
2025
Investment Management Client Alert May 2025 K&L Gates LLP
May
29
2025
SEC Signals Reevaluation of CAT Reporting Amid Broader Transparency and Regulatory Reform Efforts Katten
May
29
2025
Executive Use of Corporate Aircraft: Navigating Tax, SEC Disclosure and Other Key Considerations Proskauer Rose LLP
May
29
2025
SEC Expands the Ability of Registered Closed-End Funds to Invest in Private Funds Katten
May
28
2025
Mind the Gap: How Shifting Federal Priorities Are Reshaping Parallel Investigations Barnes & Thornburg LLP
May
27
2025
The SEC’s Latest Agenda Hunton Andrews Kurth
May
22
2025
Senate Advances Stablecoin Bill Sheppard, Mullin, Richter & Hampton LLP
May
22
2025
SEC Issues Guidance on Accredited Investor Verification Bradley Arant Boult Cummings LLP
May
22
2025
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: May 22, 2025 Polsinelli PC
May
22
2025
Voluntary Self-Disclosure and Whistleblower Awards Initiatives Are Alive and Well in 2025: DOJ Issues White-Collar Enforcement Priorities for the New Administration Mintz
 
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