Jun 13 2025 |
SEC and CFTC Further Delay Form PF Compliance Date to October 1, 2025 |
Polsinelli PC |
Jun 12 2025 |
DOJ Releases New Guidelines for FCPA Enforcement |
Kohn, Kohn & Colapinto |
Jun 12 2025 |
On the Hot Seat: Brian Quintenz Faces Senate Spotlight in CFTC Confirmation Hearing |
Katten |
Jun 12 2025 |
SEC Seeks Feedback on "Foreign Private Issuer" Definition and Accommodations |
Katten |
Jun 11 2025 |
SEC Form PF Amendments Delayed Again |
Katten |
Jun 11 2025 |
STOP! START AGAIN! JUST KIDDING, STOP AGAIN! SEC Provides 11th Hour Extension of Compliance Date for Amended Form PF |
K&L Gates LLP |
Jun 11 2025 |
SEC Further Extends Form PF Compliance Date and Signals Broader Reconsideration |
Proskauer Rose LLP |
Jun 11 2025 |
House Unveils CLARITY Act |
Hunton Andrews Kurth |
Jun 10 2025 |
Investment Advisers to Launch AML Programs January 1, 2026 |
Hunton Andrews Kurth |
Jun 9 2025 |
Regulation Round Up May 2025 |
Proskauer Rose LLP |
Jun 7 2025 |
Federal Court Upholds SEC Regulations From First Trump Administration That Discourage Activist (ESG) Investors |
Mintz |
Jun 6 2025 |
SEC Continues to Scrutinize Investment Adviser Fee Disclosures |
Bradley Arant Boult Cummings LLP |
Jun 5 2025 |
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: June 5, 2025 |
Polsinelli PC |
Jun 5 2025 |
FCPA & Anti-Corruption Enforcement: Shifting Global Dynamics in Light of New U.S. Regime |
Proskauer Rose LLP |
Jun 5 2025 |
Canada Pauses Mandatory Climate Disclosure Rules |
Mintz |
Jun 4 2025 |
Enforcement Priorities and Policy Changes Detailed at SEC Speaks Conference |
Womble Bond Dickinson (US) LLP |
Jun 3 2025 |
United States: SEC’s Division of Corporation Finance Clarifies That Participation in Certain Proof-Of-Stake Activities Does Not Require SEC Registration |
K&L Gates LLP |
Jun 3 2025 |
Key Takeaways From the SEC Enforcement Forum West |
Barnes & Thornburg LLP |
Jun 3 2025 |
A Comparative Analysis of TXSE's Proposed Listing Standards |
Hunton Andrews Kurth |
Jun 2 2025 |
Can There be Only One? The CFTC Faces an Unprecedented Moment with Potentially One Commissioner |
Katten |
Jun 2 2025 |
SEC Staff Green Lights Various Staking Activities |
Katten |
Jun 2 2025 |
SEC Staff Issues Statement on Protocol Staking Activities |
Hunton Andrews Kurth |
May 30 2025 |
SEC Staff Declares Certain Protocol Staking Not a Security Transaction |
Greenberg Traurig, LLP |
May 30 2025 |
Stay on Alert: CFTC Staff Reminds Registered Exchanges and Clearinghouses to Evaluate and Calibrate Their Volatility Control Mechanisms |
Katten |
May 30 2025 |
A Gap in the Market for Corruption Enforcement |
Squire Patton Boggs (US) LLP |
May 30 2025 |
Investment Management Client Alert May 2025 |
K&L Gates LLP |
May 29 2025 |
SEC Signals Reevaluation of CAT Reporting Amid Broader Transparency and Regulatory Reform Efforts |
Katten |
May 29 2025 |
Executive Use of Corporate Aircraft: Navigating Tax, SEC Disclosure and Other Key Considerations |
Proskauer Rose LLP |
May 29 2025 |
SEC Expands the Ability of Registered Closed-End Funds to Invest in Private Funds |
Katten |
May 28 2025 |
Mind the Gap: How Shifting Federal Priorities Are Reshaping Parallel Investigations |
Barnes & Thornburg LLP |
May 27 2025 |
The SEC’s Latest Agenda |
Hunton Andrews Kurth |
May 22 2025 |
Senate Advances Stablecoin Bill |
Sheppard, Mullin, Richter & Hampton LLP |
May 22 2025 |
SEC Issues Guidance on Accredited Investor Verification |
Bradley Arant Boult Cummings LLP |
May 22 2025 |
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: May 22, 2025 |
Polsinelli PC |
May 22 2025 |
Voluntary Self-Disclosure and Whistleblower Awards Initiatives Are Alive and Well in 2025: DOJ Issues White-Collar Enforcement Priorities for the New Administration |
Mintz |