Jun 29 2021 |
“C.T.A.,” NOT “Chicago” |
Norris McLaughlin P.A. |
Jun 29 2021 |
SEC Chairman Gensler Re-Affirms Focus on Climate Change Disclosures |
Mintz |
Jun 29 2021 |
SEC Commissioner Roisman Continues Critique of New Climate Change Disclosure Requirements |
Mintz |
Jun 28 2021 |
New Jersey Shareholder Oppression: Mismanagement |
Norris McLaughlin P.A. |
Jun 25 2021 |
The Colorado Privacy Act: How Does it Stack Up Against the VCDPA? |
Greenberg Traurig, LLP |
Jun 25 2021 |
Thinking Beyond the Law: Does the ISO 27701 Privacy Framework Use the Same Principles that Are Found Within the ISO 29011 Framework? |
Greenberg Traurig, LLP |
Jun 24 2021 |
The Only Thing to Fear is Fear Itself or Digital Asset Fund and Futures |
Nelson Mullins |
Jun 24 2021 |
Anonymous SEC Whistleblower Plays Key Role in Fraud Investigation, Receives $1 Million Award |
Kohn, Kohn & Colapinto |
Jun 23 2021 |
SCOTUS Finds While Defendants Carry the Burden of Proof in Overcoming Basic’s Presumption of Reliance, Defendants May Address the Generic-Nature of Alleged Misstatements at the Class Certification Stage |
Mintz |
Jun 23 2021 |
House Passes Bill Requiring SEC to Define Mandatory ESG Metrics |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 22 2021 |
Supreme Court Update: NCAA v. Alston, United States v. Arthrex, Goldman Sachs Group v. Arkansas Teacher Retirement System, California v. Texas, Fulton v. City of Philadelphia, Nestle USA, Inc. v. Doe |
Wiggin and Dana LLP |
Jun 22 2021 |
The Public Weighs In On How the SEC Should Regulate ESG Disclosures |
Mintz |
Jun 22 2021 |
SEC Increases Advisers Act Qualified Client Thresholds |
Proskauer Rose LLP |
Jun 22 2021 |
The Hong Kong Stock Exchange's Consultation: Conclusions on the Main Board Profit Requirement |
K&L Gates |
Jun 22 2021 |
SEC Gets Cyber-Serious About Disclosures |
Bracewell LLP |
Jun 21 2021 |
Mandatory ESG Disclosures Open Door for Whistleblowers Who Aim to Help Public Good |
Kohn, Kohn & Colapinto |
Jun 21 2021 |
Political Momentum Grows in Support of Mandatory Financial ESG Disclosures |
Mintz |
Jun 21 2021 |
Weekly Bankruptcy Alert - June 20, 2021 |
Pierce Atwood LLP |
Jun 18 2021 |
SEC Releases Spring 2021 Regulatory Agenda, What Made The Cut? |
Epstein Becker & Green, P.C. |
Jun 17 2021 |
Securities and Exchange Commission Reopens Debate on Universal Proxy Proposal |
Jones Walker LLP |
Jun 16 2021 |
Ensure Disclosure Controls and Procedures Address Cybersecurity |
Foley & Lardner LLP |
Jun 16 2021 |
ESG Seminar: ESG Fundamentals and Litigation [VIDEO] |
Bracewell LLP |
Jun 16 2021 |
District Court Takes Judicial Notice of SEC Order in Denying Motion to Dismiss Shareholder Claims |
Proskauer Rose LLP |
Jun 15 2021 |
Texas Joins Other States with New Texas Data Breach Notification Requirement: Is This a New Trend? |
Jackson Lewis P.C. |
Jun 14 2021 |
My Mother Wants to Invest in My Startup: Raising Funds With Non-Accredited Investors |
Varnum LLP |
Jun 14 2021 |
Whistleblowers Help SEC Uncover Fraudulent Transfers, Receive Awards Totaling $3 Million |
Kohn, Kohn & Colapinto |
Jun 14 2021 |
Why Common Shares May Not Be Common Stock |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jun 10 2021 |
SEC Commissioner Roisman Suggests Safe Harbor for ESG Disclosures |
Mintz |
Jun 9 2021 |
SEC Chairman Requests Recommendations on Restricting Rule 10B5-1 Plans |
McDermott Will & Emery |
Jun 9 2021 |
A Step Towards Clarity? The NYC Bar Compliance Committee Seeks to Set Forth Guidance on Bringing Enforcement Action Against Chief Compliance Officers |
Epstein Becker & Green, P.C. |
Jun 9 2021 |
Biden Administration Prioritizes Increased and Broadened Anti-Corruption Enforcement |
Bracewell LLP |
Jun 9 2021 |
Family Offices Receive Increased Regulatory Scrutiny |
Katten |
Jun 9 2021 |
SEC Chair Gensler Testifies on “Unprecedented Surge” in SPACs |
Proskauer Rose LLP |
Jun 8 2021 |
No Good Deed Goes Unpunished: Growing ESG Litigation Risks |
Womble Bond Dickinson (US) LLP |
Jun 8 2021 |
Fixing FICC: Agency Proposes Rule Changes to Encourage More Repo Clearing |
Norris McLaughlin P.A. |
Jun 8 2021 |
How to “Perfect” an SEC Whistleblower Tip to Qualify for an SEC Whistleblower Award |
Zuckerman Law |
Jun 8 2021 |
Before the Supreme Court of the United States |
Wilson Elser Moskowitz Edelman & Dicker LLP |
Jun 7 2021 |
Biden Administration ESG Activity Accelerates |
K&L Gates |
Jun 7 2021 |
When the Dust Settles: A Closer Look at the SPAC Boom and Potential Litigation to Follow [WEBINAR] |
Mintz |
Jun 4 2021 |
SPAC Chat Ep. 5: Tempering the SPAC Hype [PODCAST] |
Mintz |
Jun 4 2021 |
Under Armour, Inc. Settles Securities and Exchange Commission Enforcement Action Targeting Undisclosed Practice of Pulling Sales Forward to Obscure Gaps in Projected Quarterly Revenues |
Nelson Mullins |
Jun 4 2021 |
Unsuccessful Derivative Plaintiff Found Personally Liable For Defendant's Attorneys' Fees |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jun 2 2021 |
SEC Publishes Lists of Rules Scheduled for Review under Regulatory Flexibility Act |
Vedder Price |
Jun 2 2021 |
Private Funds in the Hot Seat under Gensler's SEC |
Foley & Lardner LLP |
Jun 2 2021 |
SEC Files Suit Against Five Alleged Promoters of Crypto Lending Program |
Nelson Mullins |
Jun 2 2021 |
SEC Whistleblowers Receive Awards of $10 Million and $13 Million |
Kohn, Kohn & Colapinto |
Jun 2 2021 |
SEC’s Division of Examinations Issues Risk Alert Cautioning Firms to Comply with Suspicious Activity Monitoring and Reporting |
Vedder Price |
Jun 1 2021 |
SEC’s Division of Examinations Issues Risk Alert on ESG Investing |
Vedder Price |
Jun 1 2021 |
SEC Staff Reaffirms Guidance for Conducting Shareholder Meetings during Pandemic |
Vedder Price |
Jun 1 2021 |
Game On: FINRA Hints at Upcoming Gamification Sweep |
Sheppard, Mullin, Richter & Hampton LLP |