| Aug 23 2022 |
SEC v. Wahi: An Enforcement Action Impacting the Broader Crypto/digital Assets and Investment Management Industries |
K&L Gates LLP |
| Aug 22 2022 |
Sell Only What You Know: Swiss Bank Negligence is a Fraud on Clients |
Norris McLaughlin P.A. |
| Aug 22 2022 |
Supreme Court's Decision In Famous Hale & Norcross Mining Case |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 19 2022 |
Investment Services Regulatory Update August 2022 |
Vedder Price |
| Aug 18 2022 |
5 Keys to SEC Compliance Success |
Oberheiden P.C. |
| Aug 18 2022 |
SEC Hints at Path for Digital Assets to Morph Into Non-Securities |
Polsinelli PC |
| Aug 16 2022 |
Blockchain Meets Morrison: Court Rejects Blockchain Class Settlement Because of Concerns About Adequacy of Representation |
Proskauer Rose LLP |
| Aug 15 2022 |
The UK National Security and Investment Act: Key Implications for the Energy Sector |
Bracewell LLP |
| Aug 15 2022 |
SEC and CFTC Propose Digital Asset Reporting on Form PF |
Hunton Andrews Kurth |
| Aug 15 2022 |
Impaired Brilliance: SEC and US Attorney Sue Veteran Investor for Insider Trading |
Norris McLaughlin P.A. |
| Aug 15 2022 |
Greenwashing Lawsuits Against Major Oil and Gas Companies Are Getting the Green Light to Move Forward in Litigation |
Foley & Lardner LLP |
| Aug 15 2022 |
Broker-Dealer Proprietary Trading Groups: FINRA May Be In Your Future |
Katten |
| Aug 13 2022 |
FTC Investigating BitMart After $200M Crypto Theft! |
Foley & Lardner LLP |
| Aug 12 2022 |
Inside Out: Is a Recent Crypto Asset Insider Trading Case a Prelude to More SEC Enforcement Actions? |
McDermott Will & Schulte LLP |
| Aug 12 2022 |
SEC Proposes Disclosures For Funds And Asset Management Advisors Making ESG Investment Claims |
Barnes & Thornburg LLP |
| Aug 10 2022 |
CFIUS Clearance: Duddell Street Acquisition Corp. (U.S.); Maso Capital (Hong Kong SAR, China) and FiscalNote Holdings, Inc (U.S.) |
Squire Patton Boggs (US) LLP |
| Aug 10 2022 |
The SEC’s Latest CCO Case and the Ongoing Need for a Framework |
Foley & Lardner LLP |
| Aug 9 2022 |
SEC Awards $16 Million to Two Whistleblowers |
Kohn, Kohn & Colapinto |
| Aug 8 2022 |
The SEC "Special Ops" of Enforcement: Five cases Identified by Analysis and Detection Center |
Norris McLaughlin P.A. |
| Aug 5 2022 |
Special Situation Funds: An Attempt To Revolutionalize Stressed Assets Space |
Nishith Desai Associates |
| Aug 5 2022 |
Investors Take Sink-or-Swim Approach to Struggling Crypto Startups |
Foley & Lardner LLP |
| Aug 5 2022 |
Section 18 "Eyeball Reliance" Claim Brought to the SPAC Fight |
Mintz |
| Aug 5 2022 |
Concerning Questions Raised by SEC Action Against Former Coinbase Employee |
Polsinelli PC |
| Aug 4 2022 |
SEC Adds Twenty New Crypto Asset Enforcers |
Foley & Lardner LLP |
| Aug 4 2022 |
Senate Bill Defines Bitcoin, Ether as Digital Commodities to be Regulated By CFTC |
Mintz |
| Aug 4 2022 |
Second Circuit Limits Scope of SEC Whistleblower Incentives |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 3 2022 |
Money Doesn’t Grow on Leaves: Cannabis Investing for Dummies (and Non-Dummies) |
Bradley Arant Boult Cummings LLP |
| Aug 3 2022 |
Delaware Finally Catches Up To Nevada (Well, Not Quite) |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 3 2022 |
Futures Audit Trails Requirements: A Compliance Minefield? |
Katten |
| Aug 2 2022 |
United States: SEC vs. WAHI: An Insider Trading Action With Surprising Impacts On The Investment Management Industry |
K&L Gates LLP |
| Aug 2 2022 |
SEC Awards $500,000 to Two Whistleblowers |
Kohn, Kohn & Colapinto |
| Aug 2 2022 |
The Meaning Of Moot Is Moot |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 1 2022 |
Who Are You? Auditor or Consultant, And Nonetheless Cheating on Exams |
Norris McLaughlin P.A. |
| Aug 1 2022 |
Republican SEC Commissioners Telegraph Continued Opposition to Climate Disclosure Rules |
Mintz |
| Aug 1 2022 |
Does the SEC "Best Interest" Regulation Go Far Enough? |
ArentFox Schiff LLP |
