Jul 29 2013 |
China Securities Regulatory Commission (CSRC) Became Sole Regulator of Private Equity (PE) Industry |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 10 2013 |
Still Standing: U.S. Court Upholds SEC Conflicts Minerals Rule |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 1 2019 |
Expansion of Regulation A to Reporting Companies: Increased Alternatives Now Available to Public Companies Seeking to Raise Capital or for Mergers and Acquisitions |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 25 2023 |
Regulatory Framework for Privately-Offered Investment Funds in China: Implications and Compliance |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 1 2014 |
Texas District Court Cites Recent “Evolution” of Rule 23 Standards to Deny Class Certification Motion in Securities Action Based Upon Allegedly Misleading Registration Statement |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 31 2019 |
Spoofing Enforcement Intensifies |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 21 2020 |
Exchange Relief: NYSE Provides Partial Waiver for Shareholder Approval of PIPE Transactions; Nasdaq Provides Relief Regarding Continued Listing Requirements |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 5 2014 |
Recent SEC Enforcement Actions Highlight Importance of Robust Insider Trading Compliance Policies |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 11 2014 |
Second Circuit Limits “Tippee” Insider Trading Liability |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 5 2021 |
UPDATED: The Reauthorization and Revival of the Paycheck Protection Program and Economic Injury Disaster Loan Program under the Economic Aid to Hard-Hit Small Businesses, Nonprofits, and Venues Act |
Sheppard, Mullin, Richter & Hampton LLP |
May 4 2015 |
Finally! SEC Proposes New Pay for Performance Disclosure Regulations |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 25 2022 |
Higher Filing Thresholds for HSR Act Premerger Notifications and Interlocking Directorates Announced |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 6 2022 |
California Court of Appeal Addresses Derivative Standing and Failure of Oversight Claims Under Delaware Law |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 30 2016 |
U.S. Targets Private Equity Funds for FCPA Scrutiny |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 22 2016 |
SEC Proposes Amendments to Update and Simplify Disclosure Requirements as Part of Overall Disclosure Effectiveness Review |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 14 2010 |
Second Circuit Affirms Dismissal Of Securities Fraud Complaint, But Rejects Reform Act Safe Harbor Defense |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 21 2010 |
President Obama Signs Dodd-Frank Act Into Law |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 31 2010 |
SEC Fee Rate Adjustment for Section 6(b), Section (13e) and Section 14(g) to Be Effective December 27, 2010 |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 24 2012 |
Spotlight on Pay For Performance Intensifies as ISS Releases New Evaluation Methodology for 2012 Proxy Season |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 4 2022 |
Second Circuit Limits Scope of SEC Whistleblower Incentives |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 3 2018 |
Delaware Supreme Court Imposes New Limits on Stockholder Ratification Defense In Connection With Equity Incentive Plans |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 19 2013 |
Second Circuit Affirms Dismissal of Securities Fraud Claims Relating to Allegedly Misleading Press Release |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 19 2018 |
New Law Requires SEC to Expand Regulation A+ To Exchange Act Reporting Companies |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 14 2013 |
What the SEC’s Elimination of the Prohibition on General Solicitation for Rule 506 Offerings Means to the EB-5 Community |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 16 2013 |
Second Circuit Rejects the Application of American Pipe's Tolling Rule and Rule 15(c)'s "Relation Back" Doctrine to the Three-Year Statute of Repose for Section 11 and 12(a) Claims |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 3 2023 |
Georgia Introduces New Commercial Financing Disclosure Requirements |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 28 2013 |
Delaware General Corporation Law Amended to Speed Up the Consummation of Two-Step Merger Transactions |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 20 2013 |
Financial Industry Regulatory Authority (FINRA) Raises the Bar on Due Diligence by Broker Dealers Involved in EB-5 |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 14 2019 |
Commercial Division Justices Provide Dueling Approaches to Discovery Stays in State Court Securities Litigation |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 20 2014 |
Delaware Court of Chancery Applies Implied Covenant of Good Faith and Fair Dealing to Prohibit An Acquiring Entity From Diverting Revenues to Depress Payouts Under a Contingent Purchase Price Provision |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 2 2019 |
Gauging Interest: SEC Votes to Approve Proposal to Expand “Test-the-Waters” Rules |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 31 2019 |
Regulatory Moves Show Financial Watchdogs Working Smarter, if Not Harder |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 18 2014 |
Fourth Circuit Affirms Dismissal of Securities Fraud Complaint Where Inference of Scienter Was Not Sufficiently Strong |
Sheppard, Mullin, Richter & Hampton LLP |
May 20 2014 |
Does A Consumer’s Exercise of a Rescission Right Mean that the Loan Is Automatically Rescinded? |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 31 2020 |
The SEC’s 2020 Examination Priorities |
Sheppard, Mullin, Richter & Hampton LLP |