August 19, 2018

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August 17, 2018

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Insider Trading Cartoon Series, Vol. VII — Misappropriation Theory (Part the Third)

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David Smyth, Brooks Pierce, Government Investigations, Banking Litigation
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David Smyth has a wide-ranging enforcement and litigation practice that focuses on representation of individuals and corporations facing action by federal and state authorities.  David also conducts internal corporate investigations and advises companies on compliance with federal and state securities laws and other laws and regulations.  David has handled cases in three of the SEC’s regional offices and its Home Office in Washington, D.C.  David has also led the defense of investigations by the CFTC, CFPB, and federal criminal prosecutors.  Throughout these matters,...

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