Nov 3 2010 |
Delaware Supreme Court Clarifies Law Regarding Standing of Plaintiff-Shareholders to Bring a Post-Merger Double Derivative Action |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 29 2011 |
A MATRIXX Revolution, Part II: Supreme Court affirms Ninth Circuit's holding that Life Science Companies Cannot Rely On a Statistical Significance Standard When Deciding Whether Adverse Event Reports are Material for the Purpose of Securities Disclosures |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 27 2011 |
California Court of Appeal Refuses to Permit an Action for Rescission of a Strategic Transaction, Holding That a Board Has No Duty Under California Law to Include a "Fiduciary Out" |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 3 2011 |
How to Turn a Bankruptcy Reorganization Into an Insider Trading Charge |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 1 2012 |
Public Company Control Alert: NYSE Acts to Further Limit Broker Votes on Specified Corporate Governance Proposals |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 26 2017 |
SEC Declares That Initial Coin Offerings (ICOs) May Be Securities; Finds DAO a Security |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 3 2013 |
Ninth Circuit Applies Securities Litigation Uniform Standards Act to Affirm Dismissal of Section 17200 Class Action Involving Variable Life Insurance Policies |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 16 2013 |
Higher Filing Thresholds for Hart-Scott-Rodino Antitrust Improvements Act of 1976 Premerger Notifications Effective February 11, 2013 |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 17 2018 |
Second Circuit Limits Reach of SLUSA Preclusion in State Law Variable Annuity Class Action |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 5 2013 |
Deadline for Filing FICA Tax Refunds is April 15 |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 10 2013 |
Delaware and California Courts Split as to Whether a Reverse Triangular Merger Results In an Assignment By Operation of Law, Creating Potential Pitfalls for Delaware and Other Foreign Corporations Located in California |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 11 2013 |
A Rising Voice on Foreign Corrupt Practices Act (FCPA) Compliance: The Court |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 22 2013 |
Fifth Circuit Holds That Securities Fraud Defendants May Not Rebut the Fraud-on-the-Market Presumption at the Class Certification Stage Through Evidence of No Price Impact |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 26 2019 |
California Court of Appeal Enforces Delaware Forum Selection Bylaw |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 25 2013 |
Second Circuit Applies Morrison to Criminal Prosecution Under Section 10(b) and Rule 10b-5 |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 3 2019 |
Israel Expresses Concerns Over Investment Fund Security Measures |
Sheppard, Mullin, Richter & Hampton LLP |
May 1 2019 |
Opportunity Zones Update: New Proposed Treasury Regulations (PART I) |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 17 2014 |
SEC (Securities and Exchange Commission) Announces 2014 Examination Priorities for Investment Advisers |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 4 2014 |
Second Circuit Holds Delaware Fiduciary Duty Law Preempted By Federal Interest In Fiscal Stability |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 14 2023 |
What Do the CPPA’s Draft Regulations on Risk Assessments and Cybersecurity Audits Mean for Companies? |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 3 2019 |
Third Circuit Holds that SLUSA Does Not Preclude Class Action Opt-Outs from Pursuing Individual Actions |
Sheppard, Mullin, Richter & Hampton LLP |
May 22 2014 |
First Circuit Affirms District Court’s Exclusion of Event Study as Unreliable Under Daubert |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 3 2020 |
Buyers (And Sellers) Beware!: SEC Observations on Cybersecurity and Resiliency |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 11 2024 |
Treasury Announces Renewed Push for Investment Adviser AML Rules in Q1 2024 |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 9 2014 |
NASDAQ Proposes The Adoption Of A New All-Inclusive Annual Listing Fee |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 19 2024 |
What Private Equity Firms Need to Know About the Ongoing SEC Investigation of “Off-Channel” Communications |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 8 2020 |
FinCEN Issues Notice on SARs Filing Figures |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 25 2021 |
SEC Fine Highlights Importance of Cybersecurity Disclosures |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 22 2021 |
Class Action Waivers Redux: Ninth Circuit Upholds Arbitration Provision Delegating Enforceability Determination to Arbitrator |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 17 2021 |
Implications of SEC’s Scrutiny of Data Use Representations |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 2 2016 |
SEC Releases 2016 Examination Priorities |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 14 2022 |
China Issued Amended Cybersecurity Review Measures |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 8 2010 |
Arizona Federal District Court Holds That Securities & Exchange Commission Need Not Allege Wrongdoing On The Part Of CEO When Pursuing Reimbursement Under Section 304 Of Sarbanes-Oxley Act |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 21 2010 |
The Transparency Monster Strikes Again: New Reporting Requirements For Executive Compensation And First-Tier Subcontract Awards |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 28 2016 |
Rule 504 Becomes Useful Tool for Smaller Capital Raising and M&A Transactions |
Sheppard, Mullin, Richter & Hampton LLP |