Jason Grimes is an associate in the firm’s financial institutions and futures and derivatives practice groups. He advises clients on a wide range of regulatory matters, including compliance with various state and federal banking laws, and compliance with the Commodity Exchange Act.
Advised a CFTC-registered swap dealer on compliance issues related to trading on swap execution facilities
Advised a major financial institution in connection with the treatment of non-deliverable forward transactions under the Dodd-Frank Act.
Advised financial institutions with respect to compliance with capital adequacy requirements.
Representation of Synchrony Financial (GE Capital’s North American retail finance business) in connection with its approximately $2.95 billion initial public offering.
Advised private fund regarding laws related to non-bank commercial lending.
Articles in the National Law Review database by Jason Grimes