February 21, 2018

Jason Grimes

Jason Grimes is an associate in the firm’s financial institutions and futures and derivatives practice groups. He advises clients on a wide range of regulatory matters, including compliance with various state and federal banking laws, and compliance with the Commodity Exchange Act.

Representative Matters

  • Advised a CFTC-registered swap dealer on compliance issues related to trading on swap execution facilities
  • Advised a major financial institution in connection with the treatment of non-deliverable forward transactions under the Dodd-Frank Act.
  • Advised financial institutions with respect to compliance with capital adequacy requirements.
  • Representation of Synchrony Financial (GE Capital’s North American retail finance business) in connection with its approximately $2.95 billion initial public offering.
  • Advised private fund regarding laws related to non-bank commercial lending.

Articles in the National Law Review database by Jason Grimes

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