Jeffrey Lang is an Shareholder and member of Stark & Stark’s Investment Management & Securities Group in the Lawrenceville, New Jersey office. Mr. Lang concentrates his practice on Investment Adviser and Broker-Dealer compliance, managed accounts, oversight of business practices and supervision, and risk assessments. He also has extensive experience with SEC and FINRA rules and regulations.
Mr. Lang has previously worked for a varierty of financial and investment companies. He has obtained both Certified Financial Planner and Investment Adviser Certified Compliance Professional designations. Mr. Lang has also completed the Certified Regulatory and Compliance Professional program from the FINRA Institute at Wharton.
Articles in the National Law Review database by Jeffrey A. Lang