Aug 28 2013 |
Delaware General Corporation Law Amended to Speed Up the Consummation of Two-Step Merger Transactions |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 20 2013 |
Financial Industry Regulatory Authority (FINRA) Raises the Bar on Due Diligence by Broker Dealers Involved in EB-5 |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 14 2019 |
Commercial Division Justices Provide Dueling Approaches to Discovery Stays in State Court Securities Litigation |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 20 2014 |
Delaware Court of Chancery Applies Implied Covenant of Good Faith and Fair Dealing to Prohibit An Acquiring Entity From Diverting Revenues to Depress Payouts Under a Contingent Purchase Price Provision |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 1 2014 |
Texas District Court Cites Recent “Evolution” of Rule 23 Standards to Deny Class Certification Motion in Securities Action Based Upon Allegedly Misleading Registration Statement |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 31 2019 |
Spoofing Enforcement Intensifies |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 21 2020 |
Exchange Relief: NYSE Provides Partial Waiver for Shareholder Approval of PIPE Transactions; Nasdaq Provides Relief Regarding Continued Listing Requirements |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 5 2014 |
Recent SEC Enforcement Actions Highlight Importance of Robust Insider Trading Compliance Policies |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 11 2014 |
Second Circuit Limits “Tippee” Insider Trading Liability |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 5 2021 |
UPDATED: The Reauthorization and Revival of the Paycheck Protection Program and Economic Injury Disaster Loan Program under the Economic Aid to Hard-Hit Small Businesses, Nonprofits, and Venues Act |
Sheppard, Mullin, Richter & Hampton LLP |
May 4 2015 |
Finally! SEC Proposes New Pay for Performance Disclosure Regulations |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 25 2022 |
Higher Filing Thresholds for HSR Act Premerger Notifications and Interlocking Directorates Announced |
Sheppard, Mullin, Richter & Hampton LLP |
May 7 2016 |
Eighth Circuit Reverses District Court for Ignoring Price-Impact Evidence That Rebutted the Fraud-on-the-Market Presumption and Defeated Class Certification |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 9 2016 |
Delaware Chancery Court Rejects Management Buyout Merger Price as Best Evidence of Fair Value in Appraisal Proceeding |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 1 2016 |
SEC Approves Nasdaq’s Proposed Rule on Third Party Payments to Directors and Director-Nominees – The “Golden Leash” Disclosure |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 15 2010 |
California Court Of Appeal Applies Three-Year Limitation Under Delaware Law To Claim Against Dissolved Delaware Corporation |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 30 2010 |
Third Circuit Holds That Mixed Present/Future Statements Are Protected By Reform Act Safe Harbor |
Sheppard, Mullin, Richter & Hampton LLP |
Jun 24 2011 |
Does Your Sarbanes-Oxley Act Compliance Program Reflect Your Social Media Presence? |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 10 2011 |
New Developments for Foreign Special Purpose Companies and Round-Trip Investment |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 19 2022 |
SEC Releases Pay Versus Performance Disclosure Requires For Public Companies |
Sheppard, Mullin, Richter & Hampton LLP |
Jul 11 2017 |
Second Circuit Rejects First Circuit’s “Extreme Departure” Test for Assessing Materiality of an Alleged Omission of Interim Financial Information From Registration Statement |
Sheppard, Mullin, Richter & Hampton LLP |
Sep 26 2017 |
FCPA Accounting Provisions Have Teeth: Halliburton to Pay $29.2 Million to Settle FCPA Charges |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 12 2018 |
Reminder to Perform Annual ISO/ESPP Reporting in January 2018 |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 27 2018 |
Smart Contract Developers – Beware and Lawyer Up! |
Sheppard, Mullin, Richter & Hampton LLP |
Aug 29 2013 |
Argentina's Financial Fate Now Depends on the U.S. Supreme Court |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 28 2013 |
Securities and Exchange Commission (SEC) Awards $14 Million to Whistleblower |
Sheppard, Mullin, Richter & Hampton LLP |
Nov 17 2013 |
Dodd-Frank Whistleblower Protection: For America Only |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 6 2014 |
United States Supreme Court Resolves Circuit Split and Narrows Scope of SLUSA - Securities Litigation Uniform Standards Act of 1998 |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 2 2019 |
Gauging Interest: SEC Votes to Approve Proposal to Expand “Test-the-Waters” Rules |
Sheppard, Mullin, Richter & Hampton LLP |
Oct 31 2019 |
Regulatory Moves Show Financial Watchdogs Working Smarter, if Not Harder |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 18 2014 |
Fourth Circuit Affirms Dismissal of Securities Fraud Complaint Where Inference of Scienter Was Not Sufficiently Strong |
Sheppard, Mullin, Richter & Hampton LLP |
Feb 16 2024 |
Crypto Platform Settles SEC and State Regulator Charges over Interest Bearing Feature on Customer Accounts |
Sheppard, Mullin, Richter & Hampton LLP |
May 20 2014 |
Does A Consumer’s Exercise of a Rescission Right Mean that the Loan Is Automatically Rescinded? |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 31 2020 |
The SEC’s 2020 Examination Priorities |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 19 2020 |
Delaware Supreme Court Confirms That Federal Forum Provision Is Facially Valid, Reversing Court of Chancery |
Sheppard, Mullin, Richter & Hampton LLP |