Sarah Aberg is an associate in the Government Contracts, Investigations & International Trade Practice Group in the firm's New York office.
Areas of Practice
Ms. Aberg’s practice encompasses securities regulation, compliance, and litigation as well as internal investigations and white collar defense. She frequently represents broker-dealers and associated individuals who are the focus of SEC, FINRA and other regulatory investigations. She has conducted numerous internal investigations into a wide variety of allegations, including insider trading, unauthorized trading, and other retail brokerage sales practice violations. Ms. Aberg has also represented banks, broker-dealers, securities professionals and individuals in connection with investigations and inquiries by the Department of Justice, FINRA, and the New York Attorney General’s and District Attorney’s Offices.
Articles in the National Law Review database by Sarah E. Aberg