April 19, 2019

All You Need to Know About SEC Rule 15c2-12 and the New Amendments

The U.S. Securities and Exchange Commission (SEC) has adopted new amendments to Rule 15c2-12 focusing on material financial obligations. Join Ballard Spahr attorney Kimberly D. Magrini for a webinar on Thursday, October 18, hosted by the Bond Buyer and Lumesis, where she will discuss the SEC’s rule, how it will change, and the anticipated impact on municipal market regulation.

Topics will include materiality, reasonable diligence and continuing disclosure best practices in light of the new amendments to the rule.

Event Location: 

Upcoming Legal Education Events

Wednesday, April 24, 2019 to Thursday, April 25, 2019
Friday, April 26, 2019
Tuesday, April 30, 2019
Wednesday, October 23, 2019