November 17, 2018

All You Need to Know About SEC Rule 15c2-12 and the New Amendments

The U.S. Securities and Exchange Commission (SEC) has adopted new amendments to Rule 15c2-12 focusing on material financial obligations. Join Ballard Spahr attorney Kimberly D. Magrini for a webinar on Thursday, October 18, hosted by the Bond Buyer and Lumesis, where she will discuss the SEC’s rule, how it will change, and the anticipated impact on municipal market regulation.

Topics will include materiality, reasonable diligence and continuing disclosure best practices in light of the new amendments to the rule.

Event Location: