All You Need to Know About SEC Rule 15c2-12 and the New Amendments

Hosted by Ballard Spahr LLP

Location, or Event type: Online

All You Need to Know About SEC Rule 15c2-12 and the New Amendments

Webinar, Hosted By Ballard Spahr LLP


Thursday, October 18, 2018 - 8:00 AM


The U.S. Securities and Exchange Commission (SEC) has adopted new amendments to Rule 15c2-12 focusing on material financial obligations. Join Ballard Spahr attorney Kimberly D. Magrini for a webinar on Thursday, October 18, hosted by the Bond Buyer and Lumesis, where she will discuss the SEC’s rule, how it will change, and the anticipated impact on municipal market regulation.

Topics will include materiality, reasonable diligence and continuing disclosure best practices in light of the new amendments to the rule.

 

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