Current Trends in Securities and Derivatives Enforcement: The Brave New World of Policing the Financial Markets
Join leaders in Covington's Securities Enforcement practice, for a discussion of current enforcement trends at the DOJ, SEC, and CFTC. Exploring topics ranging from cryptocurrency to cyber enforcement to insider trading, Arlo Devlin-Brown, Gerald Hodgkins and Anne Termine—recent alumnae of the DOJ, SEC, and CFTC respectively—will discuss how derivatives and securities enforcement authorities are trying to tackle the changing world of financial markets.
- Delaware Chancery Court Holds Corporations Cannot Enact Federal Forum Provisions To Bypass Cyan and Preclude State Courts from Hearing Securities Act Claims
- Securities Group News: A Refresher (and update) On Data Privacy Requirements for Investment Advisors in the Commonwealth
- Capital Markets & Public Companies Quarterly - January 16, 2019: Reminders for the Form 10-K and Proxy Statement, Cyber-Related Frauds Report, Staff Legal Bulletin 14J and Updates to Proxy Voting Guidelines