Current Trends in Securities and Derivatives Enforcement: The Brave New World of Policing the Financial Markets
Join leaders in Covington's Securities Enforcement practice, for a discussion of current enforcement trends at the DOJ, SEC, and CFTC. Exploring topics ranging from cryptocurrency to cyber enforcement to insider trading, Arlo Devlin-Brown, Gerald Hodgkins and Anne Termine—recent alumnae of the DOJ, SEC, and CFTC respectively—will discuss how derivatives and securities enforcement authorities are trying to tackle the changing world of financial markets.
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- FINRA Proposed Rule Changes & Notice of Disclosure Review Enhancements
- Volkswagen Bondholders Reliance Allegations Come Under Scrutiny