| Sep 14 2015 |
Bridging the Weeks: August 31 to September 11 and September 14, 2015 (Spoofing, Individual Accountability, Cybersecurity, Audit Opinions, Hedging and Reporting) |
Katten |
| Jul 12 2014 |
SEC Settles Civil Foreign Corrupt Practices Act (FCPA) Action Against Two Former Oil Services Executives |
Katten |
| Apr 24 2019 |
TTAB Continues to Rule on Genericness |
Katten |
| Sep 19 2016 |
FFIEC Publishes Revised Information Security Booklet |
Katten |
| Sep 19 2016 |
De Minimis Threshold; Position Limits; Pre-Execution Communications; Cybersecurity - Bridging the Week [VIDEO] |
Katten |
| Nov 1 2013 |
Financial Industry Regulatory Authority (FINRA) Issues New Investor Alert on Closed-End Funds |
Katten |
| Apr 26 2019 |
Federal Reserve Proposes Revamped Standards for Determinations of Bank Control |
Katten |
| Oct 13 2018 |
NFA Bylaw 1303 Amendments To Take Effect October 31 |
Katten |
| Jan 16 2022 |
US Supreme Court Reinstates Stay of OSHA Vaccination Requirement for Employers With 100+ Employees |
Katten |
| Feb 23 2018 |
Supreme Court Limits Scope of Dodd-Frank Whistleblower Protections |
Katten |
| Jul 18 2014 |
New York Department of Financial Services Proposes First Comprehensive Regulatory Framework for Virtual Currency Businesses |
Katten |
| Jan 3 2023 |
Treasury Releases Guidance on Electric Vehicle Tax Credits |
Katten |
| Sep 22 2017 |
CFTC Provides No-Action Relief From Commission Regulation 4.7(b)(2) Reporting Requirements |
Katten |
| Dec 13 2019 |
SEC Issues Guidance on Substituted Compliance Applications by Non-US Security-Based Swap Dealers and Major Security-Based Swap Participants |
Katten |
| Mar 18 2016 |
CFTC Extends No Action Relief for SEFs With Respect to Certain Uncleared Swaps Transactions |
Katten |
| Nov 16 2013 |
Agencies Release Final Revisions to Interagency Q&As Regarding Community Reinvestment |
Katten |
| Jul 25 2014 |
SEC Approves FINRA Rule Limiting Expungement |
Katten |
| Feb 26 2013 |
Deposit Insurance Coverage Seminars for Bank Officers and Employees |
Katten |
| Mar 2 2018 |
FINRA Requests Comment on Proposed New Rule Governing Outside Business Activities |
Katten |
| Oct 2 2015 |
CFTC Permits ICE Trade Vault to Accept Interest Rate and Foreign Exchange Swaps |
Katten |
| Sep 4 2020 |
CFTC No-Action Letter 20-24: CFTC Provides Relief from the Trade Execution Requirement |
Katten |
| Aug 1 2014 |
Smith & Wesson Pays $2 Million to Resolve SEC Charges |
Katten |
| Mar 1 2013 |
Recent Securities and Exchange Commission (SEC) Speeches Focus on Investor Protection and Disclosure |
Katten |
| Nov 22 2013 |
SEC Chair Mary Jo White Outlines Potential Changes to “Accredited Investor” Definition |
Katten |
| Jan 27 2022 |
Potential Pitfalls When Using Music in Social Media Marketing |
Katten |
| Jun 27 2023 |
A New Era for Continuation Fund Transactions: ILPA Issues New Guidance |
Katten |
| Jun 28 2023 |
Coinbase, Inc. v. Bielski: Interlocutory Appeals on the Question of Arbitrability Automatically Stay District Court Proceedings |
Katten |
| Mar 22 2015 |
FINRA Issues Notice on Background Checks for Registration Applicants |
Katten |
| Aug 9 2014 |
SEC Brings Fraud Charges Against Oil and Gas Company and Its CEO |
Katten |
| Oct 9 2015 |
House Passes Disclosure Modification and “4(a)(1)(1/2)” Bills |
Katten |
| Nov 5 2018 |
New Proposed Rules Limit the Negative Tax Consequences of Section 956 "Deemed Dividends" |
Katten |
| Mar 25 2015 |
Supreme Court Gives TTAB Decisions Preclusive Effect Over Federal Court Infringement Actions in Limited Circumstances |
Katten |
| Dec 8 2013 |
Commodity Futures Trading Commission (CFTC) Delays Transaction-Level Requirements for Certain Non-US Swap Dealer Transactions |
Katten |
| Mar 31 2016 |
FTC's Native Advertising Settlement With Lord & Taylor Highlights Commission's Enforcement Priorities Under Its Recently Issued Guidance |
Katten |
| Oct 16 2015 |
National Futures Association Issues Updated Self-Examination Questionnaire |
Katten |
