| Jan 27 2017 |
CFTC Staff Grants No-Action Relief From Residual Interest Withdrawal Restrictions |
Katten |
| Aug 24 2018 |
SEC Amends Disclosure Obligations in Municipal Securities Market |
Katten |
| Nov 24 2012 |
SEC and Department of Justice Release Detailed FCPA Resource Guide |
Katten |
| Apr 29 2024 |
Supreme Court Rejects 'Pure Omissions' Liability Under Rule 10b-5 |
Katten |
| Jan 26 2018 |
CFTC’s Market Risk Advisory Committee Releases Agenda for Upcoming Public Meeting |
Katten |
| Aug 31 2018 |
CFTC Grants No-Action Relief Relating to Counting Toward the Swap Dealer Registration De Minimis Threshold |
Katten |
| Aug 24 2013 |
United States Patent and Trademark Office (USPTO) Publishes Draft Trademark Examination Guide Update Regarding Applications for Marks Comprised of Generic Top-Level Domains (gTLDs) |
Katten |
| Jan 17 2015 |
New Law Aligns Clearing and Margin Exceptions for Swaps |
Katten |
| Mar 27 2020 |
Regulatory Relief Issued for CPOs and CTAs |
Katten |
| Dec 23 2020 |
Fintech Update and the Road Ahead |
Katten |
| May 1 2024 |
10 Legal Trends for Brands to Watch When Investing in Sports Marketing |
Katten |
| Sep 1 2013 |
Commodity Futures Trading Commission (CFTC) Issues Interpretation of “Actual Delivery” |
Katten |
| Jun 8 2014 |
Commodities Futures Trading Commission (CFTC) and Reserve Bank of Australia Sign Memorandum of Understanding Regarding Cross-Border Clearing Organizations |
Katten |
| Aug 11 2017 |
Sign of Future Changes? DOL Proposes 18-Month Extension of Transition Period for Compliance With ERISA "Fiduciary Investment Advice" Rule |
Katten |
| Oct 25 2019 |
CFTC, Among Other US Financial Regulatory Agencies, Joins the Global Financial Innovation Network |
Katten |
| Jan 29 2015 |
You Say “Tom‘ah’to,” I Say “Tom‘ay’to”: Determining the Correct Pronunciation of Uniquely Coined Trademarks |
Katten |
| Aug 14 2015 |
Federal Reserve Issues Clarification of Debit Card Interchange Rule in Response to Court Action |
Katten |
| Feb 1 2015 |
SEC Division of Corporation Finance Issues New C&DI Related to Resales Under Regulation S |
Katten |
| Feb 12 2016 |
FINRA Regulatory Notice Regarding Private Placements and Public Offerings Subject to a Contingency |
Katten |
| Aug 19 2016 |
CFTC Releases Swap Dealer De Minimis Exception Report |
Katten |
| Aug 21 2015 |
CFTC Proposes Cleared Swap Reporting Amendments |
Katten |
| Sep 27 2013 |
Securities and Exchange Commission (SEC) Adopts Municipal Advisor Registration Requirements |
Katten |
| Feb 17 2017 |
FINRA Proposes Amendments to Rule Pertaining to Communications with the Public |
Katten |
| Sep 1 2017 |
SEC and Staff Issue Interpretative Guidance on Revenue Recognition |
Katten |
| Apr 12 2019 |
SEC Adopts Rules to Modernize and Simplify Disclosure |
Katten |
| Oct 13 2013 |
Financial Industry Regulatory Authority (FINRA) Discusses Suitability Rule Examination Findings |
Katten |
| Jun 27 2014 |
Over the Borderline: Protecting Foreign Marks in the United States |
Katten |
| Feb 26 2016 |
CFPB Issues Final Policy on No-Action Letters |
Katten |
| Sep 2 2016 |
SEC Adopts Amendments to Rules on Access to Data Obtained by Security-Based Swap Data Repositories |
Katten |
| Oct 13 2018 |
NFA Bylaw 1303 Amendments To Take Effect October 31 |
Katten |
| Feb 23 2018 |
Supreme Court Limits Scope of Dodd-Frank Whistleblower Protections |
Katten |
| Apr 22 2019 |
Bridging the Week by Gary DeWaal: April 15 – 19 and April 22, 2019 (Privacy Requirements No Secret; Not Quite the "Thrilla in Manila") |
Katten |
| Sep 14 2015 |
Bridging the Weeks: August 31 to September 11 and September 14, 2015 (Spoofing, Individual Accountability, Cybersecurity, Audit Opinions, Hedging and Reporting) |
Katten |
| Sep 15 2017 |
SEC Commissioners Announce Search for First-Ever Advocate for Small Business Capital Formation |
Katten |
| Jul 12 2014 |
SEC Settles Civil Foreign Corrupt Practices Act (FCPA) Action Against Two Former Oil Services Executives |
Katten |
