| Jul 26 2017 |
Between Bridges: SEC Declines to Prosecute Issuer of Digital Tokens That It Deems Securities Not Issued in Accordance with US Securities Laws |
Katten |
| Jul 17 2020 |
FINRA Proposes to Increase Positions Limits on Certain Options |
Katten |
| Aug 24 2013 |
United States Patent and Trademark Office (USPTO) Publishes Draft Trademark Examination Guide Update Regarding Applications for Marks Comprised of Generic Top-Level Domains (gTLDs) |
Katten |
| Jan 27 2017 |
CFTC Staff Grants No-Action Relief From Residual Interest Withdrawal Restrictions |
Katten |
| Jan 23 2015 |
SEC Chair Directs Staff to Review Commission Rule Excluding Conflicting Proxy Proposals |
Katten |
| Dec 23 2020 |
Fintech Update and the Road Ahead |
Katten |
| Oct 18 2019 |
SEC Announces the Formation of Asset Management Advisory Committee |
Katten |
| Sep 1 2013 |
Commodity Futures Trading Commission (CFTC) Issues Interpretation of “Actual Delivery” |
Katten |
| Mar 22 2019 |
FINRA Issues Guidance on FOCUS Reporting for Operating Leases |
Katten |
| Jun 8 2014 |
Commodities Futures Trading Commission (CFTC) and Reserve Bank of Australia Sign Memorandum of Understanding Regarding Cross-Border Clearing Organizations |
Katten |
| Jan 30 2015 |
National Futures Association (NFA) Increases Minimum Security Deposits for Forex Transactions |
Katten |
| Dec 31 2012 |
National Futures Association "NFA" Provides Bylaw 1101 Guidance to Commodity Pool Operators of Investment Companies |
Katten |
| Jan 29 2018 |
Bridging the Week: January 22 to 26, and 29, 2018 (Fake Coins, Real News; “It Depends” Advice; Market Abuse; Insider Information) [VIDEO] |
Katten |
| Aug 11 2017 |
Sign of Future Changes? DOL Proposes 18-Month Extension of Transition Period for Compliance With ERISA "Fiduciary Investment Advice" Rule |
Katten |
| Jan 5 2013 |
Commodity Futures Trading Commission "CFTC" Issues No-Action Letters |
Katten |
| May 31 2023 |
Do you really intend to offer NFTs, digital collectibles, and virtual goods? If not, no trademark. |
Katten |
| Apr 7 2019 |
FCA and SEC Sign Updated Memoranda of Understanding |
Katten |
| Aug 4 2020 |
Physician Late Career Policies Under EEOC Attack [1] |
Katten |
| Sep 27 2013 |
Securities and Exchange Commission (SEC) Adopts Municipal Advisor Registration Requirements |
Katten |
| Nov 8 2019 |
SEC Proposes New Amendments to Modernize Shareholder Proposal Rules |
Katten |
| Feb 16 2015 |
Hat in Hand for Budget; OCR; Overcharges; Swaps Clearing and Execution - Bridging the Week: February 9 to 13 and 16, 2015 |
Katten |
| Aug 29 2016 |
Bail-In and Contractual Recognition: Impact on US and Other Non-EU Counterparties, Potential Impact of Brexit |
Katten |
| Sep 2 2016 |
SEC Approves a Streamlined FINRA Rule Set for Certain Broker-Dealers Engaged Only in Limited Capital Raising Activities |
Katten |
| Feb 17 2017 |
FINRA Proposes Amendments to Rule Pertaining to Communications with the Public |
Katten |
| Oct 13 2013 |
Financial Industry Regulatory Authority (FINRA) Discusses Suitability Rule Examination Findings |
Katten |
| Jun 27 2014 |
Over the Borderline: Protecting Foreign Marks in the United States |
Katten |
| Feb 13 2018 |
SEC Approves NYSE Rule to Facilitate Listing Without an IPO |
Katten |
| Sep 9 2016 |
CFTC Finalizes System Safeguards Testing Requirements |
Katten |
| Sep 1 2017 |
SEC and Staff Issue Interpretative Guidance on Revenue Recognition |
Katten |
| Nov 22 2019 |
ISS Releases 2020 Proxy Voting Guideline Updates |
Katten |
| Oct 4 2018 |
Considerations and Challenges Under New IRS Guidance on Section 162(m) |
Katten |
| Apr 10 2020 |
SEC Provides Guidance on Delays in Printing and Mailing of Full Sets of Proxy Materials |
Katten |
| Feb 16 2018 |
SEC Proposes Budget for Fiscal Year 2019 |
Katten |
| Apr 24 2019 |
TTAB Continues to Rule on Genericness |
Katten |
| Sep 18 2015 |
SEC Extends Specified Temporary Relief Related to Security-Based Swaps |
Katten |
